Violation Tracker Industry Summary Page
Industry:
financial services
Penalty Total since 2000:
$330,904,834,105
Number of Records:
6,093
Note:
The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Parent Companies | Total Penalty $ | Number of Records |
---|---|---|
Bank of America | $82,737,699,939 | 214 |
JPMorgan Chase | $35,744,240,670 | 158 |
Citigroup | $25,450,155,764 | 122 |
Wells Fargo | $21,340,036,745 | 181 |
Deutsche Bank | $18,156,533,878 | 59 |
UBS | $16,792,800,910 | 83 |
Goldman Sachs | $16,365,468,987 | 44 |
Royal Bank of Scotland | $13,455,904,000 | 27 |
BNP Paribas | $12,132,582,950 | 17 |
Credit Suisse | $10,410,557,626 | 32 |
Individual Penalty Records:
Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.Company | Parent |
Primary Offense Type![]() |
Year | Agency | Penalty Amount |
---|---|---|---|---|---|
Canyon Fuel Company LLC | Trafigura | workplace safety or health violation | 2018 | MSHA | $8,260 |
Canyon Fuel Company LLC | Trafigura | workplace safety or health violation | 2019 | MSHA | $49,489 |
Canyon Fuel Company LLC | Trafigura | workplace safety or health violation | 2018 | MSHA | $12,321 |
Sherwin Alumina Company, LLC | Glencore | workplace safety or health violation | 2016 | MSHA | $9,287 |
Canyon Fuel Company LLC | Trafigura | workplace safety or health violation | 2015 | MSHA | $19,300 |
Canyon Fuel Company LLC | Trafigura | workplace safety or health violation | 2017 | MSHA | $32,300 |
Canyon Fuel Company LLC | Trafigura | workplace safety or health violation | 2018 | MSHA | $10,500 |
Sherwin Alumina Company, LLC | Glencore | workplace safety or health violation | 2016 | MSHA | $9,287 |
Canyon Fuel Company LLC | Trafigura | workplace safety or health violation | 2018 | MSHA | $14,459 |
Sherwin Alumina Company, LLC | Glencore | workplace safety or health violation | 2016 | MSHA | $14,401 |
Canyon Fuel Company LLC | Trafigura | workplace safety or health violation | 2019 | MSHA | $12,632 |
Canyon Fuel Company LLC | Trafigura | workplace safety or health violation | 2017 | MSHA | $22,900 |
Sherwin Alumina Company, LLC | Glencore | workplace safety or health violation | 2016 | MSHA | $9,287 |
Sherwin Alumina Company, LLC | Glencore | workplace safety or health violation | 2015 | MSHA | $5,000 |
Sherwin Alumina Company, LLC | Glencore | workplace safety or health violation | 2015 | MSHA | $7,578 |
Canyon Fuel Company LLC | Trafigura | workplace safety or health violation | 2020 | MSHA | $24,380 |
Canyon Fuel Company LLC | Trafigura | workplace safety or health violation | 2017 | MSHA | $5,517 |
Canyon Fuel Company LLC | Trafigura | workplace safety or health violation | 2020 | MSHA | $6,778 |
Canyon Fuel Company LLC | Trafigura | workplace safety or health violation | 2017 | MSHA | $37,000 |
Sherwin Alumina Company, LLC | Glencore | workplace safety or health violation | 2016 | MSHA | $10,457 |
Canyon Fuel Company LLC | Trafigura | workplace safety or health violation | 2018 | MSHA | $5,000 |
Sherwin Alumina Company, LLC | Glencore | workplace safety or health violation | 2015 | MSHA | $8,421 |
Canyon Fuel Company LLC | Trafigura | workplace safety or health violation | 2017 | MSHA | $6,367 |
Canyon Fuel Company LLC | Trafigura | workplace safety or health violation | 2015 | MSHA | $6,062 |
Sherwin Alumina Company, LLC | Glencore | workplace safety or health violation | 2016 | MSHA | $6,225 |
Canyon Fuel Company LLC | Trafigura | workplace safety or health violation | 2015 | MSHA | $5,080 |
Canyon Fuel Company LLC | Trafigura | workplace safety or health violation | 2018 | MSHA | $9,500 |
Canyon Fuel Company LLC | Trafigura | workplace safety or health violation | 2015 | MSHA | $13,510 |
Bowie Resources LLC | Trafigura | workplace safety or health violation | 2015 | MSHA | $10,867 |
Canyon Fuel Company LLC | Trafigura | workplace safety or health violation | 2015 | MSHA | $6,458 |
Canyon Fuel Company LLC | Trafigura | workplace safety or health violation | 2015 | MSHA | $10,030 |
Canyon Fuel Company LLC | Trafigura | workplace safety or health violation | 2015 | MSHA | $6,458 |
Sherwin Alumina Company, LLC | Glencore | workplace safety or health violation | 2015 | MSHA | $6,458 |
Canyon Fuel Company LLC | Trafigura | workplace safety or health violation | 2019 | MSHA | $6,148 |
Canyon Fuel Company LLC | Trafigura | workplace safety or health violation | 2017 | MSHA | $18,320 |
Canyon Fuel Company LLC | Trafigura | workplace safety or health violation | 2016 | MSHA | $25,000 |
Sherwin Alumina Company, LLC | Glencore | workplace safety or health violation | 2016 | MSHA | $7,305 |
Canyon Fuel Company LLC | Trafigura | workplace safety or health violation | 2019 | MSHA | $5,239 |
Canyon Fuel Company LLC | Trafigura | workplace safety or health violation | 2016 | MSHA | $13,221 |
Canyon Fuel Company LLC | Trafigura | workplace safety or health violation | 2018 | MSHA | $13,348 |
Canyon Fuel Company LLC | Trafigura | workplace safety or health violation | 2020 | MSHA | $49,489 |
Canyon Fuel Company LLC | Trafigura | workplace safety or health violation | 2020 | MSHA | $10,373 |
Canyon Fuel Company LLC | Trafigura | workplace safety or health violation | 2020 | MSHA | $54,988 |
Canyon Fuel Company LLC | Trafigura | workplace safety or health violation | 2020 | MSHA | $6,257 |
Canyon Fuel Company LLC | Trafigura | workplace safety or health violation | 2020 | MSHA | $15,085 |
Canyon Fuel Company LLC | Trafigura | workplace safety or health violation | 2020 | MSHA | $12,855 |
Bowie Refined Coal, LLC | Trafigura | workplace safety or health violation | 2020 | MSHA | $5,469 |
Canyon Fuel Company LLC | Trafigura | workplace safety or health violation | 2020 | MSHA | $12,855 |
Canyon Fuel Company LLC | Trafigura | workplace safety or health violation | 2020 | MSHA | $16,762 |
Canyon Fuel Company LLC | Trafigura | workplace safety or health violation | 2020 | MSHA | $15,085 |
Canyon Fuel Company LLC | Trafigura | workplace safety or health violation | 2020 | MSHA | $6,778 |
MASS MUTUAL INSTITUTIONAL FUNDS | Massachusetts Mutual Life Insurance | workplace safety or health violation | 2020 | OSHA | $9,639 |
Citigroup Technology Inc | Citigroup | wage and hour violation | 2016 | WHD | $1,967,689 |
U.S. Bank | U.S. Bancorp | wage and hour violation | 2008 | WHD | $140,787 |
H & R Block | H&R Block | wage and hour violation | 2015 | WHD | $257,577 |
Transamerica Life Insurance Company | Aegon | wage and hour violation | 2015 | WHD | $70,143 |
GUARANTEED RATE, INC. | Guaranteed Rate Inc. | wage and hour violation | 2015 | WHD | $12,548 |
Prospect Mortgage | Homebridge Financial Services | wage and hour violation | 2015 | WHD | $211,237 |
Bank of the West | BNP Paribas | wage and hour violation | 2015 | WHD | $33,750 |
BancFirst Insurance Services, Inc. | BancFirst | wage and hour violation | 2014 | WHD | $20,229 |
H & R Block | H&R Block | wage and hour violation | 2014 | WHD | $128,872 |
H&R Block Eastern Enterprises Inc | H&R Block | wage and hour violation | 2014 | WHD | $24,928 |
National Life Insurance Company | National Life Group | wage and hour violation | 2014 | WHD | $32,087 |
TMX Finance, LLC | TMX Finance | wage and hour violation | 2014 | WHD | $10,057 |
Highmark, Inc | Highmark Inc. | wage and hour violation | 2014 | WHD | $120,900 |
The Huntington National Bank | Huntington Bancshares | wage and hour violation | 2013 | WHD | $32,553 |
Chemoil Corporation | Glencore | wage and hour violation | 2013 | WHD | $16,594 |
UBS, Inc. | UBS | wage and hour violation | 2013 | WHD | $90,902 |
MetLife, Inc. | MetLife | wage and hour violation | 2013 | WHD | $24,296 |
United American Insurance Company | Globe Life Inc. | wage and hour violation | 2012 | WHD | $19,791 |
Ace Cash Express, Inc. | ACE Cash Express | wage and hour violation | 2012 | WHD | $18,852 |
First Republic Bank | First Republic Bank | wage and hour violation | 2012 | WHD | $1,009,644 |
SunTrust Mortgage Inc. | Truist Financial | wage and hour violation | 2012 | WHD | $51,518 |
Popular Mortgage, Inc. | Popular Inc. | wage and hour violation | 2011 | WHD | $153,736 |
Popular Mortgage, Inc. | Popular Inc. | wage and hour violation | 2011 | WHD | $122,762 |
Branch Banking and Trust Company | Truist Financial | wage and hour violation | 2011 | WHD | $12,314 |
BB&T | Truist Financial | wage and hour violation | 2011 | WHD | $43,662 |
The Federal Home Loan Mortgage Corporation | Freddie Mac (Federal Home Loan Mortgage Corporation) | wage and hour violation | 2011 | WHD | $24,153 |
Nationwide Insurance | Nationwide | wage and hour violation | 2011 | WHD | $13,331 |
Wells Fargo Bank NA | Wells Fargo | wage and hour violation | 2011 | WHD | $31,770 |
Farmer's Group, Inc. | Zurich Insurance | wage and hour violation | 2010 | WHD | $565,065 |
Prospect Mortgage LLC | Homebridge Financial Services | wage and hour violation | 2010 | WHD | $13,728 |
CNO Services, LLC | CNO Financial | wage and hour violation | 2010 | WHD | $69,610 |
Farmer's Group, Inc. | Zurich Insurance | wage and hour violation | 2010 | WHD | $754,148 |
Farmer's Group, Inc. | Zurich Insurance | wage and hour violation | 2010 | WHD | $20,122 |
Farmer's Group, Inc. | Zurich Insurance | wage and hour violation | 2010 | WHD | $209,170 |
Bank of America, NA | Bank of America | wage and hour violation | 2010 | WHD | $5,827 |
Hewitt Associates LLC | Aon | wage and hour violation | 2010 | WHD | $48,103 |
Nationwide Insurance | Nationwide | wage and hour violation | 2010 | WHD | $9,109 |
Bank of America, N.A. | Bank of America | wage and hour violation | 2010 | WHD | $18,654 |
Hartford Fire Insurance Company | Hartford Financial Services | wage and hour violation | 2010 | WHD | $25,448 |
Huntington National Bank | Huntington Bancshares | wage and hour violation | 2010 | WHD | $10,007 |
Nationwide | Nationwide | wage and hour violation | 2009 | WHD | $28,290 |
JPMorgan Chase Bank, NA | JPMorgan Chase | wage and hour violation | 2009 | WHD | $6,996 |
Zions Bancorporation | Zions Bancorporation | wage and hour violation | 2009 | WHD | $15,347 |
The Travelers Indemnity Company | Travelers | wage and hour violation | 2009 | WHD | $21,283 |
Sun Life Assurance Company of Canada (U.S.) | Sun Life Financial | wage and hour violation | 2009 | WHD | $6,366 |
Gerber Life Insurance Company | Western & Southern Financial Group | wage and hour violation | 2009 | WHD | $172,799 |
Sun Life Assurance Company of Canada (U.S.) | Sun Life Financial | wage and hour violation | 2009 | WHD | $25,744 |
Barclays Capital Inc. | Barclays | wage and hour violation | 2009 | WHD | $9,707 |
Citigroup | Citigroup | wage and hour violation | 2009 | WHD | $38,926 |