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Violation Tracker Industry Summary Page

Industry: financial services
Penalty Total since 2000: $387,559,149,282
Number of Records: 7,719
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Bank of America$87,286,650,890328
JPMorgan Chase$39,340,688,209275
UBS$31,069,299,125179
Wells Fargo$27,616,269,231266
Citigroup$26,945,611,792181
Deutsche Bank$20,011,467,56399
Goldman Sachs$17,729,358,987111
NatWest Group PLC$14,370,701,61843
Morgan Stanley$10,780,502,443203
BNP Paribas$10,363,464,66623

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyCurrent ParentPrimary Offense Type sort iconYearAgencyPenalty Amount
Gerber Life Insurance Co.Western & Southern Financial Groupinsurance violation2022UT-INS$317,750
Gerber Life Insurance CompanyWestern & Southern Financial Groupinsurance violation2022VA-INS$27,600
Farmers Insurance Exchange et al.Farmers Insurance Exchangeinsurance violation2022VA-INS$86,400
AMERICAN FAMILY CONNECT PROPERTY AND CASUALTY INSURANCE COMPANYAmerican Family Insuranceinsurance violation2022WA-INS$40,000
NATIONWIDE LIFE INSURANCE COMPANYNationwideinsurance violation2022WA-INS$30,000
NATIONWIDE GENERAL INSURANCE COMPANYNationwideinsurance violation2022WA-INS$35,000
Austin Mutual Insurance CompanyAmerican Family Insuranceinsurance violation2022KS-INS$7,000
Universal Property & Casualty Insurance Co.Universal Insurance Holdingsinsurance violation2022MN-FIN$10,000
Transamerica Life Insurance Co.Aegoninsurance violation2022MN-FIN$500,000
STATE FARM FIRE AND CASUALTY CO.State Farm Insuranceinsurance violation2022MN-FIN$65,000
First Unum Life Insurance CompanyUnuminsurance violation2022NY-DFS$1,100,000
National Union Fire Insurance Company of Pittsburgh, PAAmerican International Groupinsurance violation2022OR-FIN$20,000
Employers Insurance Company of WausauLiberty Mutual Insuranceinsurance violation2022TX-INS$5,500
Liberty Insurance CorporationLiberty Mutual Insuranceinsurance violation2022TX-INS$12,000
Employers Insurance Company of WausauLiberty Mutual Insuranceinsurance violation2022TX-INS$8,000
Indemnity Insurance Company of North AmericaChubb Limitedinsurance violation2022TX-INS$17,500
Safety National Casualty CorporationTokio Marineinsurance violation2022TX-INS$34,500
XL Insurance America Inc.AXAinsurance violation2022TX-INS$6,500
Hartford Underwriters Insurance CompanyHartford Financial Servicesinsurance violation2022TX-INS$6,000
New Hampshire Insurance CompanyAmerican International Groupinsurance violation2022TX-INS$16,500
Ace American Insurance CompanyChubb Limitedinsurance violation2022TX-INS$7,500
Hartford Casualty Insurance CompanyHartford Financial Servicesinsurance violation2022TX-INS$8,000
Liberty Insurance CorporationLiberty Mutual Insuranceinsurance violation2022TX-INS$24,000
New Hampshire Insurance CompanyAmerican International Groupinsurance violation2022TX-INS$8,000
XL Insurance America Inc.AXAinsurance violation2022TX-INS$5,000
Arch Insurance CompanyArch Capitalinsurance violation2022TX-INS$11,000
Standard Fire Insurance CompanyTravelersinsurance violation2022TX-INS$8,000
American Zurich Insurance CompanyZurich Insuranceinsurance violation2022TX-INS$22,000
Ace American Insurance CompanyChubb Limitedinsurance violation2022TX-INS$9,500
Ace American Insurance CompanyChubb Limitedinsurance violation2022TX-INS$20,000
Indemnity Insurance Company of North AmericaChubb Limitedinsurance violation2022TX-INS$5,000
Indemnity Insurance Company of North AmericaChubb Limitedinsurance violation2022TX-INS$58,500
Liberty Mutual Fire Insurance CompanyLiberty Mutual Insuranceinsurance violation2022TX-INS$5,500
American Zurich Insurance CompanyZurich Insuranceinsurance violation2022TX-INS$5,500
XL Specialty Insurance CompanyAXAinsurance violation2022TX-INS$10,500
Travelers Personal Insurance Company et al.Travelersinsurance violation2022TX-INS$7,344,048
New Hampshire Insurance CompanyAmerican International Groupinsurance violation2022TX-INS$17,500
Old Republic Insurance CompanyOld Republic Internationalinsurance violation2022TX-INS$7,000
Indemnity Insurance Company of North AmericaChubb Limitedinsurance violation2022TX-INS$9,500
Indemnity Insurance Company of North AmericaChubb Limitedinsurance violation2022TX-INS$24,000
Indemnity Insurance Company of North AmericaChubb Limitedinsurance violation2022TX-INS$21,800
Mitsui Sumitomo Insurance Company of AmericaMS&AD Insuranceinsurance violation2022TX-INS$23,000
New Hampshire Insurance CompanyAmerican International Groupinsurance violation2022TX-INS$12,000
Safety National Casualty CorporationTokio Marineinsurance violation2022TX-INS$22,000
Arch Insurance CompanyArch Capitalinsurance violation2022TX-INS$22,000
Granite State Insurance CompanyAmerican International Groupinsurance violation2022TX-INS$35,000
New Hampshire Insurance CompanyAmerican International Groupinsurance violation2022TX-INS$27,000
Travelers Personal Insurance CompanyTravelersinsurance violation2022VA-INS$167,427
Hartford Casualty Insurance Company et al.Hartford Financial Servicesinsurance violation2022VA-INS$30,030
AMERICAN FAMILY MUTUAL INSURANCE COMPANY S.I.American Family Insuranceinsurance violation2022WA-INS$10,000
STANDARD INSURANCE COMPANYMeiji Yasuda Life Insuranceinsurance violation2022WA-INS$25,000
UNITED SERVICES AUTOMOBILE ASSOCIATION et a.USAAinsurance violation2022WA-INS$50,000
STANDARD FIRE INSURANCE COMPANYTravelersinsurance violation2022WA-INS$15,000
Marsh USA Inc.Marsh & McLennaninsurance violation2023AK-INS$55,000
State Farm Mutual Automobile Insurance Company et al.State Farm Insuranceinsurance violation2022AZ-DIFI$100,000
Oscar Health Plan of CaliforniaOscar Health Inc.insurance violation2022CA-MHC$10,000
ServiceLink LLCFidelity National Financialinsurance violation2022IN-INS$67,175
Progressive Direct Insurance Company et al.Progressiveinsurance violation2022KS-INS$5,000
Travelers Home and Marine Insurance CompanyTravelersinsurance violation2022KS-INS$26,240
Travelers Personal Insurance CompanyTravelersinsurance violation2022KS-INS$5,980
JACKSON NATIONAL LIFE INSURANCE COMPANYJackson Financialinsurance violation2022MO-INS$44,000
BANKERS LIFE AND CASUALTY COMPANYCNO Financialinsurance violation2022MO-INS$38,500
Metlife Pet Insurance Services LLC fka Petfirst Healthcare LLCMetLifeinsurance violation2023NY-DFS$129,000
Progressive Casualty Insurance Company et al.Progressiveinsurance violation2022NY-DFS$189,000
Amica Mutual Insurance CompanyAmica Mutual Insuranceinsurance violation2022NY-DFS$200,000
American Family Connect Insurance CompanyAmerican Family Insuranceinsurance violation2022NY-DFS$50,000
Everest National Insurance CompanyEverest Re Groupinsurance violation2023TX-INS$22,000
Liberty Insurance CorporationLiberty Mutual Insuranceinsurance violation2023TX-INS$22,500
Ace American Insurance CompanyChubb Limitedinsurance violation2023TX-INS$69,750
Ace American Insurance CompanyChubb Limitedinsurance violation2023TX-INS$34,500
XL Specialty Insurance CompanyAXAinsurance violation2023TX-INS$22,500
Ace American Insurance CompanyChubb Limitedinsurance violation2023TX-INS$60,000
Indemnity Insurance Company of North AmericaChubb Limitedinsurance violation2023TX-INS$97,200
Old Republic Insurance CompanyOld Republic Internationalinsurance violation2023TX-INS$29,000
Old Republic Insurance CompanyOld Republic Internationalinsurance violation2023TX-INS$8,500
Ace American Insurance CompanyChubb Limitedinsurance violation2022TX-INS$24,750
Zurich American Insurance CompanyZurich Insuranceinsurance violation2022TX-INS$12,000
Security National Insurance CompanyZurich Insuranceinsurance violation2022TX-INS$5,000
Hartford Casualty Insurance CompanyHartford Financial Servicesinsurance violation2022TX-INS$20,000
Ace Fire Underwriters Insurance CompanyChubb Limitedinsurance violation2022TX-INS$6,250
Hartford Accident and Indemnity CompanyHartford Financial Servicesinsurance violation2022TX-INS$52,000
American Zurich Insurance CompanyZurich Insuranceinsurance violation2022TX-INS$12,000
Mitsui Sumitomo Insurance Company of AmericaMS&AD Insuranceinsurance violation2022TX-INS$19,500
Praetorian Insurance CompanyQBE Insuranceinsurance violation2022TX-INS$5,000
National Union Fire Insurance Company of Pittsburgh, PAAmerican International Groupinsurance violation2022TX-INS$15,000
New Hampshire Insurance CompanyAmerican International Groupinsurance violation2022TX-INS$40,000
Liberty Mutual Fire Insurance CompanyLiberty Mutual Insuranceinsurance violation2022TX-INS$6,000
Marsh USA, Inc.Marsh & McLennaninsurance violation2022TX-INS$5,200
Ace American Insurance CompanyChubb Limitedinsurance violation2023UT-INS$79,000
Selective Insurance Company of South CarolinaSelective Insurance Groupinsurance violation2022VA-INS$5,000
Selective Insurance Company of the SoutheastSelective Insurance Groupinsurance violation2022VA-INS$5,000
Selective Insurance Company of AmericaSelective Insurance Groupinsurance violation2022VA-INS$5,000
Selective Way Insurance CompanySelective Insurance Groupinsurance violation2022VA-INS$5,000
ESURANCE INSURANCE COMPANYAllstateinsurance violation2023WA-INS$5,000
Marsh & McLennan Agency LLCMarsh & McLennaninsurance violation2023AK-INS$20,000
Kemper Independence Insurance Company et al.Kemperinsurance violation2023CA-INS$2,206,313
Oscar Health Plan of CaliforniaOscar Health Inc.insurance violation2023CA-MHC$5,000
Oscar Health Plan of CaliforniaOscar Health Inc.insurance violation2023CA-MHC$6,500
Oscar Health Plan of CaliforniaOscar Health Inc.insurance violation2023CA-MHC$12,000
Oscar Health Plan of CaliforniaOscar Health Inc.insurance violation2023CA-MHC$5,000
Bankers Life & Casualty CompanyCNO Financialinsurance violation2023CT-INS$10,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.