Violation Tracker Industry Summary Page

Industry: 
financial services
Penalty Total since 2000: 
$333,568,388,571
Number of Records: 
6,826
Note: 
The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.

Top 10 Parent CompaniesTotal Penalty $Number of Records
Bank of America$82,896,776,051261
JPMorgan Chase$35,851,437,155191
Citigroup$25,535,002,360154
Wells Fargo$21,678,596,719218
Deutsche Bank$18,341,457,30276
UBS$16,853,736,33498
Goldman Sachs$16,381,931,83964
NatWest Group PLC$13,477,129,00031
BNP Paribas$12,147,863,95019
Credit Suisse$10,448,892,62645


Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.
Download results as CSV or XML (maximum 10,000; for access to larger downloads contact Phil Mattera)
Company Parent Primary Offense Typesort icon Year Agency Penalty Amount
International-Matex Tank Terminals Macquarie environmental violation 2015 LA-ENV $116,000
Imperial Sugar Company Louis Dreyfus environmental violation 2012 LA-ENV $10,770
LIBERTY MUTUAL INSURANCE CO IH LAB Liberty Mutual Insurance environmental violation 2011 MA-ENV $8,000
MANULIFE FINANCIAL Manulife Financial environmental violation 2008 MA-ENV $18,030
SUN LIFE ASSURANCE CO OF CANADA Sun Life Financial environmental violation 2005 MA-ENV $31,635
HANOVER INSURANCE GROUP Hanover Insurance environmental violation 2002 MA-ENV $10,000
WHEELABRATOR BALTIMORE Macquarie environmental violation 2011 MD-ENV $77,500
WHEELABRATOR BALTIMORE Macquarie environmental violation 2003 MD-ENV $17,500
IMTT BAYONNE LLC Macquarie environmental violation 2020 NJ-ENV $8,000
WHEELABRATOR GLOUCESTER COMPANY L P Macquarie environmental violation 2017 NJ-ENV $6,000
IMTT BAYONNE LLC Macquarie environmental violation 2016 NJ-ENV $11,250
IMTT BAYONNE LLC Macquarie environmental violation 2016 NJ-ENV $5,000
WHEELABRATOR GLOUCESTER COMPANY L P Macquarie environmental violation 2016 NJ-ENV $12,900
IMTT BAYONNE LLC Macquarie environmental violation 2012 NJ-ENV $15,000
CITIGROUP Citigroup environmental violation 2010 NJ-ENV $6,000
BROADRIDGE FINANCIAL SOLUTIONS INC Broadridge Financial Solutions environmental violation 2008 NJ-ENV $6,500
IMTT BAYONNE LLC Macquarie environmental violation 2006 NJ-ENV $111,375
IMTT INTERTERMINALL PIPELINE Macquarie environmental violation 2004 NJ-ENV $8,000
WHEELABRATOR GLOUCESTER COMPANY, L.P. Macquarie environmental violation 2001 NJ-ENV $10,400
WHEELABRATOR GLOUCESTER COMPANY, L.P. Macquarie environmental violation 2001 NJ-ENV $11,200
WHEELABRATOR GLOUCESTER COMPANY, L.P. Macquarie environmental violation 2000 NJ-ENV $11,600
LITTON LOAN SERVICING LP Ocwen Financial environmental violation 2010 OR-ENV $7,125
Wheelabrator Falls Inc. Macquarie environmental violation 2005 PA-ENV $106,849
Citizens Bank of Rhode Island Citizens Financial Group environmental violation 2007 RI-ENV $7,510
Fleet National Bank Bank of America environmental violation 2000 RI-ENV $18,034
IAC SPARTANBURG, INC Invesco environmental violation 2012 SC-ENV $7,000
IAC Spartanburg, Inc. Invesco environmental violation 2015 SC-ENV $58,000
Regions Bank Regions Financial environmental violation 2017 TN-ENV $20,750
Sherwin Alumina Company, LLC Glencore environmental violation 2015 TX-ENV $58,500
JP Morgan Chase JPMorgan Chase environmental violation 2011 TX-ENV $6,555
CAPITAL ONE NATIONAL ASSOCIATION Capital One Financial environmental violation 2010 TX-ENV $8,400
Sherwin Alumina, L.P. Glencore environmental violation 2008 TX-ENV $23,200
Sherwin Alumina, L.P. Glencore environmental violation 2007 TX-ENV $20,488
Bank Of America NA Bank of America environmental violation 2005 TX-ENV $12,480
Sherwin Alumina, L.P. Glencore environmental violation 2003 TX-ENV $6,300
Imperial Sugar Company Louis Dreyfus environmental violation 2003 TX-ENV $6,800
Navy Federal Credit Union Navy Federal Credit Union environmental violation 2017 VA-ENV $7,426
Wheelabrator Portsmouth Inc. Macquarie environmental violation 2016 VA-ENV $7,669
Bank of America, National Association Bank of America environmental violation 2013 VA-ENV $27,625
Federal Home Loan Mortgage Corp. Freddie Mac (Federal Home Loan Mortgage Corporation) environmental violation 2012 VA-ENV $55,802
GOODRICH AVIATION TECH SRV INC Macquarie environmental violation 2004 WA-ENV $9,000
IMTT - BAYONNE Macquarie environmental violation 2021 NJ-ENV $10,000
Wheelabrator South Broward, Inc. Macquarie environmental violation 2021 FL-DEP $78,000
MORGAN STANLEY Morgan Stanley environmental violation 2014 EPA $10,000
IMPERIAL SUGAR COMPANY Louis Dreyfus environmental violation 2009 EPA $5,240
IAC GREENVILLE, LLC Invesco environmental violation 2013 EPA $16,870
LOUIS DREYFUS AGRICULTURAL INDUSTRIES, LLC. Louis Dreyfus environmental violation 2010 EPA $77,628
INTERNATIONAL AUTOMOTIVE COMPONENTS A/K/A LEAR COR Invesco environmental violation 2012 EPA $35,000
Peter Cremer North America Cremer environmental violation 2013 EPA $98,000
International Matex Tank Terminals Macquarie environmental violation 2006 EPA $157,500
The Gas Company LLC (dba Hawaii Gas) Macquarie environmental violation 2014 EPA $155,000
Vitol S.A., Inc. Vitol environmental violation 2005 EPA $41,600
Morgan Stanley Capital Group Inc. Morgan Stanley environmental violation 2009 EPA $405,000
Trafigura AG Trafigura environmental violation 2012 EPA $73,465
Lansing Trade Group LLC Lansing Trade Group environmental violation 2012 EPA $5,586
Lansing Trade Group LLC Lansing Trade Group environmental violation 2013 EPA $122,819
Glencore Ltd. Glencore environmental violation 2013 EPA $98,954
Lansing Trade Group, LLC Lansing Trade Group environmental violation 2014 EPA $11,164
Vitol Inc. Vitol environmental violation 2014 EPA $30,394
CHEMOIL CORPORATION Glencore environmental violation 2016 EPA (*) $27,000,000
Trafigura AG Trafigura environmental violation 2015 EPA $21,450
Vitol, Inc. Vitol environmental violation 2015 EPA $14,047
Lansing Trade Group LLC Lansing Trade Group environmental violation 2016 EPA $5,296
Vitol, Inc. Vitol environmental violation 2016 EPA $17,934
Vitol Inc. Vitol environmental violation 2016 EPA $9,814
Morgan Stanley Capital Group, Inc. Morgan Stanley environmental violation 2017 EPA $1,119,000
Vitol Vitol environmental violation 2017 EPA $35,000
VITOL SA, INC Vitol environmental violation 2002 EPA $95,000
HSBC North America HSBC environmental violation 2010 EPA $36,083
JP Morgan Chase Bank, N.A. JPMorgan Chase environmental violation 2017 EPA $230,392
Morgan Stanley Capital Group, Inc. Morgan Stanley environmental violation 2002 EPA $7,500
Cleco Power, LLC Macquarie energy market violation 2007 FERC $2,000,000
Cleco Corporation Macquarie energy market violation 2003 FERC $2,850,000
Louis Dreyfus Energy Service Louis Dreyfus energy market violation 2014 FERC $7,406,257
Cleco Corporation Macquarie energy market violation 2003 FERC $2,850,000
Wheelabrator Claremont Company, L.P. Macquarie energy market violation 2018 FERC $357,231
Vitol Inc. Vitol energy market violation 2019 FERC $2,742,881
Deutsche Bank Energy Trading LL Deutsche Bank energy market manipulation 2013 FERC $1,670,000
JP Morgan Ventures Energy Corporation JPMorgan Chase energy market manipulation 2013 FERC $410,000,000
Barclays Bank PLC Barclays energy market manipulation 2017 FERC $105,000,000
Umpqua Bank Umpqua Holdings employment screening violation 2019 private lawsuit-federal $325,000
Wells Fargo Bank Wells Fargo employment screening violation 2016 private lawsuit-federal $12,000,000
Ameriprise Financial, Inc. Ameriprise Financial employment discrimination 2016 OFCCP $128,200
Bank of America Corp Bank of America employment discrimination 2013 OFCCP $2,181,593
Vanguard Group Vanguard Group employment discrimination 2010 EEOC $300,000
Branch Banking and Trust (BB&T) Truist Financial employment discrimination 2010 EEOC $24,000
Mercury Air Centers Inc. Macquarie employment discrimination 2010 EEOC $600,000
Bank of the West BNP Paribas employment discrimination 2011 EEOC $48,000
United Insurance Company of America Kemper employment discrimination 2012 EEOC $37,500
Vitol, Inc. Vitol employment discrimination 2012 EEOC $62,500
BMO Harris Bank Bank of Montreal employment discrimination 2013 EEOC $400,000
Regions Financial Corporation Regions Financial employment discrimination 2013 EEOC $95,000
JPMorgan Chase JPMorgan Chase employment discrimination 2014 EEOC $1,450,000
BOK Financial Corporation dba the Bank of Albuquerque BOK Financial employment discrimination 2014 EEOC $230,000
SunTrust Bank Truist Financial employment discrimination 2014 EEOC $300,000
Wells Fargo Bank, N.A. Wells Fargo employment discrimination 2014 EEOC $290,000
Wells Fargo & Company Wells Fargo employment discrimination 2014 EEOC $295,000
Bank of America Bank of America employment discrimination 2014 EEOC $110,000
Bank of America Bank of America employment discrimination 2016 EEOC $30,000
Farmers Insurance Exchange Farmers Insurance Exchange employment discrimination 2016 EEOC $225,000
Simmons First National Bank Simmons First National Corp. employment discrimination 2010 OFCCP $360,187
Download results as CSV or XML (maximum 10,000; for access to larger downloads contact Phil Mattera)