Bank One, KY, N.A. |
JPMorgan Chase |
discriminatory practices (non-employment) |
2005 |
private lawsuit-federal |
$6,715,000 |
BankAtlantic |
Truist Financial |
anti-money-laundering deficiencies |
2006 |
DOJ_CRIMINAL |
$10,000,000 |
BankAtlantic |
Truist Financial |
economic sanction violation |
2008 |
OFAC |
$7,500 |
Bankers Conseco Life Insurance |
CNO Financial |
insurance violation |
2019 |
NY-DFS |
$27,900 |
Bankers Conseco Life Insurance Company |
CNO Financial |
insurance violation |
2015 |
NY-DFS |
$10,270 |
Bankers Life & Casualty |
CNO Financial |
insurance violation |
2013 |
WI-INS |
$200,000 |
Bankers Life & Casualty Co. |
CNO Financial |
insurance violation |
2009 |
CT-INS |
$100,000 |
Bankers Life & Casualty Co. |
CNO Financial |
insurance violation |
2009 |
KS-INS |
$8,000 |
Bankers Life & Casualty Co. |
CNO Financial |
insurance violation |
2010 |
KS-INS |
$22,000 |
Bankers Life & Casualty Co. |
CNO Financial |
insurance violation |
2003 |
ME-INS |
$5,000 |
Bankers Life & Casualty Co. |
CNO Financial |
insurance violation |
2005 |
ME-INS |
$500,000 |
Bankers Life & Casualty Co. |
CNO Financial |
insurance violation |
2006 |
ME-INS |
$7,500 |
Bankers Life & Casualty Co. |
CNO Financial |
insurance violation |
2009 |
ME-INS |
$500,000 |
Bankers Life & Casualty Co. |
CNO Financial |
insurance violation |
2011 |
ME-INS |
$102,801 |
Bankers Life & Casualty Co. |
CNO Financial |
insurance violation |
2010 |
WI-INS |
$1,500,000 |
Bankers Life & Casualty Co. |
CNO Financial |
insurance violation |
2012 |
WI-INS |
$40,000 |
Bankers Life & Casualty Company |
CNO Financial |
insurance violation |
2011 |
RI-FIN |
$975,000 |
Bankers Life & Casualty Company |
CNO Financial |
insurance violation |
2019 |
WA-INS |
$30,000 |
Bankers Life and Casualty |
CNO Financial |
privacy violation |
2008 |
MO-AG |
$25,000 |
Bankers Life and Casualty Co. |
CNO Financial |
privacy violation |
2003 |
KS-AG |
$15,000 |
Bankers Life and Casualty Co. |
CNO Financial |
insurance violation |
2016 |
DE-INS |
$55,500 |
Bankers Life and Casualty Co. |
CNO Financial |
insurance violation |
2019 |
DE-INS |
$41,200 |
Bankers Life and Casualty Co. |
CNO Financial |
insurance violation |
2001 |
FL-OFR |
$10,500 |
Bankers Life and Casualty Co. |
CNO Financial |
insurance violation |
2007 |
IN-INS |
$6,569 |
Bankers Life and Casualty Co. |
CNO Financial |
insurance violation |
2017 |
LA-INS |
$10,000 |
Bankers Life and Casualty Co. |
CNO Financial |
insurance violation |
2011 |
MD-INS |
$10,000 |
Bankers Life and Casualty Co. |
CNO Financial |
insurance violation |
2012 |
MD-INS |
$15,000 |
Bankers Life and Casualty Co. |
CNO Financial |
insurance violation |
2018 |
MD-INS |
$14,100 |
Bankers Life and Casualty Co. |
CNO Financial |
insurance violation |
2008 |
MN-FIN |
$7,500 |
Bankers Life and Casualty Co. |
CNO Financial |
insurance violation |
2015 |
MN-FIN |
$22,500 |
Bankers Life and Casualty Co. |
CNO Financial |
insurance violation |
2015 |
MN-FIN |
$7,500 |
Bankers Life and Casualty Co. |
CNO Financial |
investor protection violation |
2010 |
MO-SEC |
$789,600 |
Bankers Life and Casualty Co. |
CNO Financial |
investor protection violation |
2015 |
MO-SEC |
$102,178 |
Bankers Life and Casualty Co. |
CNO Financial |
insurance violation |
2013 |
MT-INS |
$50,000 |
BANKERS LIFE AND CASUALTY CO. |
CNO Financial |
insurance violation |
2013 |
VA-INS |
$27,000 |
Bankers Life and Casualty Co. and Colonial Penn Life Insurance Co. |
CNO Financial |
insurance violation |
2018 |
MN-FIN |
$10,000 |
Bankers Life and Casualty Co. and Colonial Penn Life Insurance Co. |
CNO Financial |
insurance violation |
2019 |
MN-FIN |
$175,000 |
Bankers Life and Casualty Company |
CNO Financial |
privacy violation |
2002 |
KY-AG |
$5,000 |
Bankers Life and Casualty Company |
CNO Financial |
insurance violation |
2008 |
OR-FIN |
$150,000 |
Bankers Life and Casualty Company |
CNO Financial |
insurance violation |
2010 |
OR-FIN |
$25,000 |
Bankers Life and Casualty Company |
CNO Financial |
insurance violation |
2011 |
OR-FIN |
$5,000 |
Bankers Life and Casualty Company |
CNO Financial |
insurance violation |
2012 |
OR-FIN |
$14,000 |
Bankers Life and Casualty Company |
CNO Financial |
insurance violation |
2014 |
OR-FIN |
$115,000 |
Bankers Life and Casualty Company |
CNO Financial |
insurance violation |
2004 |
PA-INS |
$5,000 |
Bankers Life and Casualty Company |
CNO Financial |
insurance violation |
2013 |
VT-FIN |
$600,000 |
Bankers Life and Casualty Company |
CNO Financial |
insurance violation |
2012 |
MULTI-FIN |
$4,000,000 |
Bankers Life and Casualty Company and BLC Financial Services, Inc. |
CNO Financial |
investor protection violation |
2012 |
MULTI-FIN |
$10,641,000 |
Bankers Standard Insurance Co. et al. |
Chubb Limited |
insurance violation |
2019 |
DE-INS |
$16,000 |
Bankers Standard Insurance Company |
Chubb Limited |
insurance violation |
2015 |
WA-INS |
$25,000 |
Bankers Standard Insurance Company et al. |
Chubb Limited |
insurance violation |
2019 |
WA-INS |
$25,000 |
Bannockburn Global Forex, LLC |
First Financial Bancorp. |
consumer protection violation |
2017 |
CA-DFPI |
$500,000 |
Bannockburn Global Forex, LLC |
First Financial Bancorp. |
consumer protection violation |
2015 |
KY-FIN |
$25,000 |
Bannockburn Global Forex, LLC |
First Financial Bancorp. |
consumer protection violation |
2016 |
MI-FIN |
$146,000 |
Bannockburn Global Forex, LLC |
First Financial Bancorp. |
consumer protection violation |
2016 |
TX-FIN |
$23,608 |
Barclays |
Barclays |
interest rate benchmark manipulation |
2015 |
CFTC |
$400,000,000 |
Barclays |
Barclays |
interest rate benchmark manipulation |
2015 |
CFTC |
$115,000,000 |
BARCLAYS BANK PLC |
Barclays |
foreign exchange market manipulation |
2015 |
FED |
$342,000,000 |
Barclays Bank PLC |
Barclays |
interest rate benchmark manipulation |
2012 |
DOJ_CRIMINAL |
$160,000,000 |
Barclays Bank PLC |
Barclays |
economic sanction violation |
2010 |
DOJ_CRIMINAL |
$298,000,000 |
Barclays Bank PLC |
Barclays |
toxic securities abuses |
2014 |
FHFA |
$280,000,000 |
Barclays Bank PLC |
Barclays |
energy market manipulation |
2017 |
FERC |
$105,000,000 |
Barclays Bank PLC |
Barclays |
economic sanction violation |
2016 |
OFAC |
$2,485,890 |
Barclays Bank PLC |
Barclays |
investor protection violation |
2016 |
CFTC |
$560,000 |
Barclays Bank PLC |
Barclays |
economic sanction violation |
2004 |
OFAC |
$14,970 |
Barclays Bank PLC |
Barclays |
economic sanction violation |
2003 |
OFAC |
$10,107 |
Barclays Bank PLC |
Barclays |
insider trading |
2007 |
SEC |
$10,943,561 |
Barclays Bank PLC |
Barclays |
data submission deficiencies |
2016 |
CFTC |
$500,000 |
Barclays Bank PLC |
Barclays |
interest rate benchmark manipulation |
2016 |
MULTI-AG |
$100,000,000 |
Barclays Bank PLC |
Barclays |
toxic securities abuses |
2013 |
MA-AG |
$36,100,000 |
Barclays Bank PLC |
Barclays |
foreign exchange market manipulation |
2015 |
NY-DFS |
$485,000,000 |
Barclays Bank PLC |
Barclays |
foreign exchange market manipulation |
2015 |
NY-DFS |
$150,000,000 |
Barclays Bank PLC |
Barclays |
workplace whistleblower retaliation |
2018 |
NY-DFS |
$15,000,000 |
Barclays Capital |
Barclays |
investor protection violation |
2017 |
SEC |
$97,037,659 |
Barclays Capital Inc. |
Barclays |
investor protection violation |
2016 |
SEC |
$35,000,000 |
Barclays Capital Inc. |
Barclays |
investor protection violation |
2014 |
SEC |
$15,000,000 |
Barclays Capital Inc. |
Barclays |
toxic securities abuses |
2015 |
NCUA |
$325,000,000 |
Barclays Capital Inc. |
Barclays |
investor protection violation |
2016 |
CFTC |
$800,000 |
Barclays Capital Inc. |
Barclays |
wage and hour violation |
2009 |
WHD |
$9,707 |
Barclays Capital Inc. |
Barclays |
investor protection violation |
2017 |
SEC |
$12,710,040 |
Barclays Capital Inc. |
Barclays |
investor protection violation |
2016 |
SEC |
$500,000 |
Barclays Capital Inc. |
Barclays |
investor protection violation |
2016 |
NY-AG |
$35,000,000 |
Barclays Capital Inc. |
Barclays |
toxic securities abuses |
2016 |
VA-AG |
$9,000,000 |
Barclays Capital, Inc. |
Barclays |
toxic securities abuses |
2018 |
USAO |
$2,000,000,000 |
Barclays PLC |
Barclays |
foreign exchange market manipulation |
2015 |
DOJ_CRIMINAL |
$710,000,000 |
Barclays PLC |
Barclays |
interest rate benchmark manipulation |
2012 |
CFTC |
$200,000,000 |
Barclays PLC |
Barclays |
foreign exchange market manipulation |
2018 |
DOJ_CRIMINAL |
$12,896,011 |
Barclays PLC |
Barclays |
Foreign Corrupt Practices Act |
2019 |
SEC |
$6,308,726 |
Barclays plc |
Barclays |
economic sanction violation |
2010 |
NY-MANDA |
(*) $149,000,000 |
BB&T |
Truist Financial |
economic sanction violation |
2007 |
OFAC |
$10,000 |
BB&T |
Truist Financial |
wage and hour violation |
2011 |
WHD |
$43,662 |
BB&T |
Truist Financial |
wage and hour violation |
2018 |
private lawsuit-federal |
$72,336 |
BB&T Corporation |
Truist Financial |
benefit plan administrator violation |
2019 |
private lawsuit-federal |
$24,000,000 |
BB&T Leasing Company |
Truist Financial |
consumer protection violation |
2005 |
NY-AG |
$159,097 |
BB&T Leasing Corporation |
Truist Financial |
consumer protection violation |
2006 |
MULTI-AG |
$6,000,000 |
BB&T Securities |
Truist Financial |
investor protection violation |
2019 |
SEC |
$5,709,753 |
BB&T Securities, LLC |
Truist Financial |
investor protection violation |
2016 |
SEC |
$200,000 |
BB&T Securities, LLC |
Truist Financial |
investor protection violation |
2015 |
SEC |
$200,000 |
BB&T Securities, LLC |
Truist Financial |
investor protection violation |
2018 |
SEC |
$100,000 |
BB&T Securities, LLC |
Truist Financial |
investor protection violation |
2019 |
SEC |
$376,059 |
BBVA Suiza S.A. |
Banco Bilbao Vizcaya Argentaria |
tax violations |
2015 |
DOJ_TAX |
$10,390,000 |
BC Capital Group S.A., BC Capital Group International Limited, and BC Capital Group Holdings S.A. |
BC Capital Group |
investor protection violation |
2016 |
CFTC |
$490,246,741 |