AXA Rosenberg |
AXA |
investor protection violation |
2011 |
SEC |
$242,000,000 |
Axa S.A. |
AXA |
insurance violation |
2015 |
MULTI-AG |
$3,280,000 |
T.H.E. INSURANCE COMPANY |
AXA |
insurance violation |
2001 |
FL-OFR |
$15,000 |
Axa Re Property and Casualty Insurance Co. |
AXA |
insurance violation |
2005 |
FL-OFR |
$15,000 |
Axa Insurance Co. |
AXA |
insurance violation |
2019 |
LA-INS |
$6,000 |
XL Specialty Insurance Co. |
AXA |
insurance violation |
2012 |
MO-INS |
$21,000 |
AXA Art Insurance Corporation |
AXA |
insurance violation |
2015 |
NY-DFS |
$70,000 |
T.H.E. Insurance Company |
AXA |
insurance violation |
2009 |
PA-INS |
$5,000 |
AXA Insurance Company |
AXA |
insurance violation |
2007 |
SC-INS |
$8,000 |
AXA Art Insurance Corporation |
AXA |
insurance violation |
2012 |
SC-INS |
$8,000 |
Catlin Insurance Company Inc. |
AXA |
insurance violation |
2013 |
SD-INS |
$5,000 |
XL Specialty Insurance Company |
AXA |
insurance violation |
2011 |
TX-INS |
$25,000 |
XL Insurance America Inc. |
AXA |
insurance violation |
2011 |
TX-INS |
$7,000 |
XL Specialty Insurance Company |
AXA |
insurance violation |
2014 |
TX-INS |
$8,500 |
T.H.E. Insurance Company |
AXA |
insurance violation |
2015 |
TX-INS |
$11,500 |
XL Insurance America, Inc. |
AXA |
insurance violation |
2018 |
TX-INS |
$32,000 |
XL Specialty Insurance Company |
AXA |
insurance violation |
2018 |
TX-INS |
$30,000 |
XL Insurance America, Inc. |
AXA |
insurance violation |
2019 |
TX-INS |
$5,000 |
Catlin Insurance Company Inc. |
AXA |
insurance violation |
2018 |
UT-INS |
$100,000 |
XL LIFE INSURANCE AND ANNUITY |
AXA |
insurance violation |
2006 |
VA-INS |
$10,000 |
XL Specialty Insurance Co. |
AXA |
insurance violation |
2020 |
TX-INS |
$7,000 |
Balli Aviation Ltd. and Balli Group PLC |
Balli Group |
export control violation |
2010 |
BIS |
$15,000,000 |
Balli Aviation Ltd. |
Balli Group |
export control violation |
2010 |
DOJ_NATSEC |
$2,000,000 |
BancFirst Insurance Services, Inc. |
BancFirst |
wage and hour violation |
2014 |
WHD |
$20,229 |
BBVA Suiza S.A. |
Banco Bilbao Vizcaya Argentaria |
tax violations |
2015 |
DOJ_TAX |
$10,390,000 |
Compass Bank |
Banco Bilbao Vizcaya Argentaria |
banking violation |
2009 |
FED |
$70,625 |
Compass Bank |
Banco Bilbao Vizcaya Argentaria |
discriminatory practices (non-employment) |
2007 |
DOJ_RIGHTS |
$1,750,000 |
Banco Bilbao Vizcaya Argentaria, S.A. |
Banco Bilbao Vizcaya Argentaria |
banking violation |
2016 |
FED |
$27,000,000 |
Banco Bilbao Vizcaya Puerto Rico |
Banco Bilbao Vizcaya Argentaria |
wage and hour violation |
2006 |
WHD |
$31,571 |
Compass Bank |
Banco Bilbao Vizcaya Argentaria |
wage and hour violation |
2005 |
WHD |
$810,122 |
Compass Bank |
Banco Bilbao Vizcaya Argentaria |
wage and hour violation |
2005 |
WHD |
$5,105 |
Compass Bank |
Banco Bilbao Vizcaya Argentaria |
wage and hour violation |
2015 |
private lawsuit-federal |
$500,000 |
Compass Bank |
Banco Bilbao Vizcaya Argentaria |
economic sanction violation |
2013 |
OFAC |
$19,125 |
Compass Bank |
Banco Bilbao Vizcaya Argentaria |
economic sanction violation |
2010 |
OFAC |
$607,500 |
BANCO ESPIRITO SANTO S. A. |
Banco Espirito Santo |
banking violation |
2012 |
FED |
$975,000 |
Banco Espirito Santo S.A. |
Banco Espirito Santo |
investor protection violation |
2011 |
SEC |
$7,000,000 |
Banco Espirito Santo S.A. |
Banco Espirito Santo |
investor protection violation |
2011 |
NY-AG |
$975,000 |
Banco Espirito Santo, S.A. |
Banco Espirito Santo |
investor protection violation |
2011 |
NJ-AG |
$1,900,000 |
Santander Bank, National Association |
Banco Santander |
banking violation |
2016 |
OCC |
$3,400,000 |
Santander Bank, National Association |
Banco Santander |
banking violation |
2015 |
OCC |
$6,000,000 |
Sovereign Bank N.A. |
Banco Santander |
banking violation |
2013 |
OCC |
$16,086,180 |
Santander Consumer USA Inc. |
Banco Santander |
Servicemembers Civil Relief Act |
2015 |
DOJ_RIGHTS |
$9,350,000 |
Santander Bank, N.A. |
Banco Santander |
consumer protection violation |
2016 |
CFPB |
$10,000,000 |
Santander Bank & Trust (Bahamas) Ltd |
Banco Santander |
economic sanction violation |
2004 |
OFAC |
$20,000 |
Santander Mortage Corporation |
Banco Santander |
wage and hour violation |
2004 |
WHD |
$62,895 |
Santander Consumer USA Inc. |
Banco Santander |
consumer protection violation |
2018 |
CFPB |
$11,790,000 |
Santander Securities LLC |
Banco Santander |
investor protection violation |
2019 |
SEC |
$270,539 |
Santander Consumer USA Holdings Inc. |
Banco Santander |
investor protection violation |
2018 |
SEC |
$1,500,000 |
Santander Bank, N.A. |
Banco Santander |
consumer protection violation |
2015 |
NY-AG |
$500,000 |
Santander Consumer USA Holdings Inc. |
Banco Santander |
consumer protection violation |
2017 |
MA-AG |
$22,000,000 |
Santander Consumer USA Holdings, Inc. |
Banco Santander |
consumer protection violation |
2017 |
DE-AG |
$3,875,000 |
Santander Securities LLC |
Banco Santander |
consumer protection violation |
2019 |
MA-AG |
$100,000 |
Santander USA Holdings Inc. |
Banco Santander |
consumer protection violation |
2015 |
MA-AG |
$5,400,000 |
Santander Consumer USA Inc. |
Banco Santander |
consumer protection violation |
2020 |
MULTI-AG |
$550,000,000 |
Santander Consumer USA, Inc. |
Banco Santander |
consumer protection violation |
2018 |
CA-DFPI |
$300,000 |
Santander Consumer USA Inc. |
Banco Santander |
consumer protection violation |
2018 |
CT-BKG |
$100,000 |
Santander Consumer USA Inc. |
Banco Santander |
consumer protection violation |
2015 |
NH-BKG |
$75,000 |
Santander Securities, LLC |
Banco Santander |
investor protection violation |
2018 |
NH-BSR |
$31,562 |
Santander Securities, LLC |
Banco Santander |
investor protection violation |
2019 |
NH-BSR |
$50,000 |
Santander Consumer USA Inc. |
Banco Santander |
consumer protection violation |
2020 |
VT-AG |
$105,000 |
BancorpSouth Bank |
BancorpSouth |
mortgage abuses |
2016 |
CFPB |
$10,600,000 |
BANCORPSOUTH BANK |
BancorpSouth |
banking violation |
2011 |
FDIC |
$46,500 |
Bank Hapoalim B.M, |
Bank Hapoalim |
tax violations |
2020 |
FED |
$37,350,000 |
Bank Hapoalim B.M. |
Bank Hapoalim |
anti-money-laundering deficiencies |
2020 |
DOJ_CRIMINAL |
$30,063,317 |
Bank Hapoalim B.M. and Bank Hapoalim (Switzerland) Ltd. |
Bank Hapoalim |
tax violations |
2020 |
DOJ_TAX |
$616,910,000 |
Bank Hapoalim B.M. |
Bank Hapoalim |
tax violations |
2020 |
NY-DFS |
$220,000,000 |
Bank Leumi Group |
Bank Leumi |
tax violations |
2014 |
DOJ_TAX |
$270,000,000 |
Bank Leumi |
Bank Leumi |
investor protection violation |
2016 |
SEC |
$1,600,000 |
Bank Leumi |
Bank Leumi |
tax violations |
2014 |
NY-DFS |
$130,000,000 |
Bank of America |
Bank of America |
price-fixing or anti-competitive practices |
2010 |
DOJ_ANTITRUST |
$137,300,000 |
Countrywide Home Loans, Inc. and BAC Home Loans Servicing LP |
Bank of America |
consumer protection violation |
2010 |
FTC |
$108,000,000 |
Bank of America, N.A. |
Bank of America |
consumer protection violation |
2014 |
CFPB |
$747,000,000 |
Bank of America, National Association |
Bank of America |
banking violation |
2015 |
OCC |
$1,104,530 |
Bank of America, National Association |
Bank of America |
banking violation |
2015 |
OCC |
$30,000,000 |
Bank of America, National Association |
Bank of America |
banking violation |
2014 |
OCC |
$250,000,000 |
Bank of America, National Association |
Bank of America |
banking violation |
2014 |
OCC |
$25,000,000 |
Bank of America |
Bank of America |
banking violation |
2013 |
OCC |
$2,886,578,478 |
BANK OF AMERICA CORPORATION |
Bank of America |
banking violation |
2015 |
FED |
$205,000,000 |
Bank of America Corporation |
Bank of America |
banking violation |
2012 |
FED |
$175,500,000 |
Bank of America Corporation |
Bank of America |
mortgage abuses |
2014 |
DOJ |
$16,650,000,000 |
Bank of America Corporation |
Bank of America |
mortgage abuses |
2012 |
DOJ |
$10,956,600,000 |
BAC Home Loans Servicing LP fka Countrywide Home Loans Servicing LP |
Bank of America |
mortgage abuses |
2011 |
DOJ_CIVIL |
$20,000,000 |
Merrill Lynch |
Bank of America |
investor protection violation |
2015 |
SEC |
$10,900,000 |
Bank of America Corporation |
Bank of America |
investor protection violation |
2014 |
SEC |
$7,650,000 |
Merrill Lynch |
Bank of America |
toxic securities abuses |
2013 |
SEC |
$131,800,000 |
Bank of America |
Bank of America |
investor protection violation |
2010 |
SEC |
$150,000,000 |
Bank of America Corporation |
Bank of America |
toxic securities abuses |
2014 |
FHFA |
$9,300,000,000 |
Bank of America |
Bank of America |
toxic securities abuses |
2013 |
FHFA |
$404,000,000 |
Bank of America |
Bank of America |
toxic securities abuses |
2011 |
FHFA |
$1,300,000,000 |
Bank of America |
Bank of America |
toxic securities abuses |
2011 |
FHFA |
$1,520,000,000 |
Bank of America |
Bank of America |
toxic securities abuses |
2013 |
FHFA |
$10,350,000,000 |
Bank of America |
Bank of America |
toxic securities abuses |
2013 |
NCUA |
$165,000,000 |
Merrill Lynch |
Bank of America |
investor protection violation |
2014 |
CFTC |
$1,200,000 |
Merrill Lynch |
Bank of America |
investor protection violation |
2011 |
CFTC |
$350,000 |
Bank of America N.A. |
Bank of America |
banking violation |
2012 |
DOJ_RIGHTS |
$370,000,000 |
Countrywide Financial Corporation |
Bank of America |
mortgage abuses |
2011 |
DOJ_RIGHTS |
$335,000,000 |
Bank of America N.A. |
Bank of America |
economic sanction violation |
2014 |
OFAC |
$16,562,700 |
Merrill Lynch |
Bank of America |
investor protection violation |
2016 |
SEC |
$10,000,000 |
Merrill Lynch |
Bank of America |
investor protection violation |
2016 |
SEC |
$415,000,000 |
Merrill Lynch, Pierce, Fenner & Smith Incorporated |
Bank of America |
investor protection violation |
2015 |
SEC |
$500,000 |
Merrill Lynch |
Bank of America |
investor protection violation |
2011 |
SEC |
$10,000,000 |