Violation Tracker Industry Summary Page

Industry: 
financial services
Penalty Total since 2000: 
$331,558,339,161
Number of Records: 
6,166
Note: 
The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.

Top 10 Parent CompaniesTotal Penalty $Number of Records
Bank of America$82,764,013,078219
JPMorgan Chase$35,819,302,225162
Citigroup$25,454,366,764125
Wells Fargo$21,358,750,745184
Deutsche Bank$18,286,625,30261
UBS$16,792,860,91083
Goldman Sachs$16,365,468,98744
Royal Bank of Scotland$13,473,904,00028
BNP Paribas$12,132,582,95017
Credit Suisse$10,410,557,62632


Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.
Download results as CSV or XML (maximum 10,000; for access to larger downloads contact Phil Mattera)
Company Parent Primary Offense Typesort icon Year Agency Penalty Amount
EZCORP, Inc. EZCORP Inc. privacy violation 2008 TX-AG $600,000
FleetBoston Financial Corporation Bank of America privacy violation 2001 NY-AG $100,000
H&R Block Financial Advisors H&R Block privacy violation 2001 MO-AG $15,000
Horizon Healthcare Services, Inc. Horizon Healthcare Services privacy violation 2017 NJ-AG $1,100,000
Metropolitan Life Insurance Co. MetLife privacy violation 2012 CT-AG $10,000
Nationwide Mutual Insurance Company Nationwide privacy violation 2017 MULTI-AG $5,500,000
PayPal Inc. PayPal Holdings privacy violation 2016 TX-AG $175,000
PNC Bank PNC Financial Services privacy violation 2002 KY-AG $5,000
Premera Blue Cross Premera Blue Cross privacy violation 2019 MULTI-AG $10,000,000
TD Bank Toronto-Dominion Bank privacy violation 2014 MA-AG $625,000
TD Bank, N.A. Toronto-Dominion Bank privacy violation 2014 MULTI-AG $850,000
US Bank U.S. Bancorp privacy violation 2000 MULTI-AG $2,000,000
Wells Fargo Bank Wells Fargo privacy violation 2016 CA-AG $8,500,000
Merrill Lynch Bank of America privacy violation 2014 NH-BSR $400,000
Ocwen Loan Servicing LLC Ocwen Financial privacy violation 2015 VT-FIN $155,000
Premera Blue Cross Premera Blue Cross privacy violation 2020 HHSOCR $6,850,000
AmeriSave Mortgage Corporation AmeriSave Mortgage privacy violation 2020 private lawsuit-federal $6,250,000
Premera Blue Cross Premera Blue Cross privacy violation 2020 private lawsuit-federal $74,000,000
U.S. Bank U.S. Bancorp privacy violation 2019 private lawsuit-federal $2,670,336
Wells Fargo Bank, N.A. Wells Fargo privacy violation 2017 private lawsuit-federal $30,446,022
Capital One Capital One Financial privacy violation 2015 private lawsuit-federal $73,000,000
Bank of America Corporation Bank of America privacy violation 2014 private lawsuit-federal $32,083,905
Countrywide Financial Corp. Bank of America privacy violation 2010 private lawsuit-federal $6,500,000
Wachovia Bank N.A. Wells Fargo price-fixing or anti-competitive practices 2011 DOJ_ANTITRUST $148,000,000
Morgan Stanley Morgan Stanley price-fixing or anti-competitive practices 2011 DOJ_ANTITRUST $4,800,000
JPMorgan Chase & Co. JPMorgan Chase price-fixing or anti-competitive practices 2011 DOJ_ANTITRUST $228,000,000
UBS AG UBS price-fixing or anti-competitive practices 2011 DOJ_ANTITRUST $160,000,000
Bank of America Bank of America price-fixing or anti-competitive practices 2010 DOJ_ANTITRUST $137,300,000
Banc of America Securities LLC Bank of America price-fixing or anti-competitive practices 2010 SEC $36,096,442
Banca IMI Securities Corp. Intesa Sanpaolo price-fixing or anti-competitive practices 2019 DOJ_ANTITRUST $2,000,000
ACE Limited Chubb Limited price-fixing or anti-competitive practices 2007 PA-AG $9,000,000
ACE Group Holdings, Inc. Chubb Limited price-fixing or anti-competitive practices 2007 MULTI-AG $4,500,000
ACE, Ltd Chubb Limited price-fixing or anti-competitive practices 2006 MULTI-AG $80,000,000
American International Group American International Group price-fixing or anti-competitive practices 2006 NY-AG (*) $1,619,000,000
American International Group American International Group price-fixing or anti-competitive practices 2010 OH-AG $9,000,000
American International Group, Inc. American International Group price-fixing or anti-competitive practices 2008 MULTI-AG $12,500,000
Aon Corporation Aon price-fixing or anti-competitive practices 2005 MULTI-AG $190,000,000
Bank of America Bank of America price-fixing or anti-competitive practices 2010 MULTI-AG (*) $67,000,000
Chubb Chubb Limited price-fixing or anti-competitive practices 2006 MULTI-AG $17,000,000
E*Trade Morgan Stanley price-fixing or anti-competitive practices 2012 MULTI-AG $100,000
Hartford Financial Services Group, Inc. Hartford Financial Services price-fixing or anti-competitive practices 2009 CT-AG $1,300,000
Hartford Financial Services Group, Inc. Hartford Financial Services price-fixing or anti-competitive practices 2007 MULTI-AG $115,000,000
Industrial and Commercial Bank of China Financial Services LLC Industrial and Commercial Bank of China price-fixing or anti-competitive practices 2019 DOJ_ANTITRUST $3,000,000
JPMorgan Chase JPMorgan Chase price-fixing or anti-competitive practices 2011 MULTI-AG (*) $75,000,000
JPMorgan Chase and Co. JPMorgan Chase price-fixing or anti-competitive practices 2014 WV-AG $400,000
Marsh & McLennan Companies, Inc. Marsh & McLennan price-fixing or anti-competitive practices 2005 MULTI-AG $850,000,000
Marsh and McLennan Marsh & McLennan price-fixing or anti-competitive practices 2009 MULTI-AG $7,000,000
Mastercard International Inc. MasterCard price-fixing or anti-competitive practices 2008 WV-AG $6,400,000
Merrill Lynch Commodities Inc. Bank of America price-fixing or anti-competitive practices 2019 DOJ_CRIMINAL $25,000,000
Natixis Funding Corp. Natixis price-fixing or anti-competitive practices 2016 MULTI-AG $29,950,000
Natixis Funding Corp. Natixis price-fixing or anti-competitive practices 2016 WV-AG $325,000
Royal Bank of Canada Royal Bank of Canada price-fixing or anti-competitive practices 2013 WV-AG $175,000
Societe Generale Societe Generale price-fixing or anti-competitive practices 2016 MULTI-AG $26,750,000
St. Paul Travelers Travelers price-fixing or anti-competitive practices 2006 MULTI-AG $77,000,000
TravelersCompanies, Inc. Travelers price-fixing or anti-competitive practices 2007 MULTI-AG $6,000,000
UBS AG UBS price-fixing or anti-competitive practices 2011 MULTI-AG (*) $90,800,000
UBS AG UBS price-fixing or anti-competitive practices 2016 WV-AG $325,000
Visa USA Inc. Visa price-fixing or anti-competitive practices 2008 WV-AG $6,400,000
Wachovia Bank N.A. Wells Fargo price-fixing or anti-competitive practices 2011 MULTI-AG (*) $58,750,000
Willis Group Holdings Ltd. Willis Towers Watson price-fixing or anti-competitive practices 2005 NY-AG $50,000,000
Zurich American Insurance Company Zurich Insurance price-fixing or anti-competitive practices 2006 MULTI-AG $171,700,000
Zurich American Insurance Company Zurich Insurance price-fixing or anti-competitive practices 2006 OH-AG $7,000,000
Bank of Nova Scotia Scotiabank price-fixing or anti-competitive practices 2020 DOJ_CRIMINAL $60,400,000
Cash America International Inc. FirstCash payday lending violation 2013 CFPB $19,000,000
CashCall, Inc. CashCall Inc. payday lending violation 2017 AZ-DFS $250,000
ACE Cash Express, Inc. ACE Cash Express payday lending violation 2010 CA-DFPI $118,400
Allied Cash Advance California, LLC CNG Financial payday lending violation 2011 CA-DFPI $103,709
CashCall, Inc. CashCall Inc. payday lending violation 2015 CA-DFPI $1,000,000
ACE Cash Express, Inc. ACE Cash Express payday lending violation 2015 CA-DFPI $22,500
Cash America Advance, Inc. FirstCash payday lending violation 2019 CA-DFPI $10,000
CashCall, Inc. and Western Sky Financial L.L.C. CashCall Inc. payday lending violation 2014 CT-BKG $400,000
CashCall, Inc., Western Sky Financial, LLC, WS Funding, LLC CashCall Inc. payday lending violation 2016 FL-OFR $500,000
CashCall, Inc. and Western Sky Financial, LLC et al. CashCall Inc. payday lending violation 2014 MD-FIN $100,018
WOORI USA CORP Woori Bank motor vehicle safety violation 2010 FMCSA $6,550
Gas Incorporated Macquarie motor vehicle safety violation 2012 FMCSA $6,140
THE GAS COMPANY LLC Macquarie motor vehicle safety violation 2009 FMCSA $28,440
THE GAS COMPANY LLC Macquarie motor vehicle safety violation 2009 FMCSA $28,440
The Gas Company Llc Macquarie motor vehicle safety violation 2017 FMCSA $12,650
Goldman Sachs Goldman Sachs mortgage abuses 2013 FED $330,000,000
Morgan Stanley Morgan Stanley mortgage abuses 2013 FED $227,000,000
HSBC Bank USA NA HSBC mortgage abuses 2016 DOJ $470,000,000
Bank of America Corporation Bank of America mortgage abuses 2014 DOJ $16,650,000,000
Bank of America Corporation Bank of America mortgage abuses 2012 DOJ $10,956,600,000
JPMorgan Chase & Co. JPMorgan Chase mortgage abuses 2012 DOJ $5,333,600,000
Wells Fargo & Company Wells Fargo mortgage abuses 2012 DOJ $5,342,200,000
Citigroup Inc. Citigroup mortgage abuses 2012 DOJ $2,202,000,000
Ally Financial Inc. (formerly GMAC) Ally Financial mortgage abuses 2012 DOJ $309,600,000
BAC Home Loans Servicing LP fka Countrywide Home Loans Servicing LP Bank of America mortgage abuses 2011 DOJ_CIVIL $20,000,000
Saxon Mortgage Services Inc. Morgan Stanley mortgage abuses 2011 DOJ_CIVIL $2,350,000
Lender Processing Services Inc. Fidelity National Financial mortgage abuses 2013 DOJ_CRIMINAL $35,000,000
Chevy Chase Bank F.S.B. Capital One Financial mortgage abuses 2013 DOJ_RIGHTS $2,850,000
Wells Fargo Bank Wells Fargo mortgage abuses 2012 DOJ_RIGHTS $234,300,000
Mortgage Guaranty Insurance Corporation (MGIC) MGIC Investment Corp. mortgage abuses 2012 DOJ_RIGHTS $550,000
Countrywide Financial Corporation Bank of America mortgage abuses 2011 DOJ_RIGHTS $335,000,000
PrimeLending Hilltop Holdings mortgage abuses 2010 DOJ_RIGHTS $2,000,000
HSBC HSBC mortgage abuses 2014 USAO $10,000,000
Flagstar Bank Flagstar Bancorp mortgage abuses 2012 USAO $132,800,000
Citimortgage Inc. Citigroup mortgage abuses 2012 USAO $158,300,000
SunTrust Mortgage Inc. Truist Financial mortgage abuses 2014 DOJ_CIVIL $320,000,000
Franklin American Mortgage Company Citizens Financial Group mortgage abuses 2015 DOJ_CIVIL $70,000,000
BancorpSouth Bank BancorpSouth mortgage abuses 2016 CFPB $10,600,000
Download results as CSV or XML (maximum 10,000; for access to larger downloads contact Phil Mattera)