Bankers Life and Casualty Company | CNO Financial | insurance violation | 2010 | OR-FIN | $25,000 |
Bankers Life and Casualty Company | CNO Financial | insurance violation | 2011 | OR-FIN | $5,000 |
Bankers Life and Casualty Company | CNO Financial | insurance violation | 2012 | OR-FIN | $14,000 |
Bankers Life and Casualty Company | CNO Financial | insurance violation | 2014 | OR-FIN | $115,000 |
Bankers Life and Casualty Company | CNO Financial | insurance violation | 2004 | PA-INS | $5,000 |
Bankers Life and Casualty Company | CNO Financial | insurance violation | 2013 | VT-FIN | $600,000 |
Bankers Life and Casualty Company | CNO Financial | insurance violation | 2012 | MULTI-FIN | $4,000,000 |
BANKERS LIFE AND CASUALTY COMPANY | CNO Financial | insurance violation | 2022 | MO-INS | $38,500 |
Bankers Life and Casualty Company and BLC Financial Services, Inc. | CNO Financial | investor protection violation | 2012 | MULTI-FIN | $10,641,000 |
Bankers Standard Insurance Co. et al. | Chubb Limited | insurance violation | 2019 | DE-INS | $16,000 |
Bankers Standard Insurance Company | Chubb Limited | insurance violation | 2015 | WA-INS | $25,000 |
Bankers Standard Insurance Company et al. | Chubb Limited | insurance violation | 2019 | WA-INS | $25,000 |
Banner Life Insurance Co. | Legal & General Group PLC | insurance violation | 2011 | MD-INS | $8,300 |
Banner Life Insurance Company | Legal & General Group PLC | insurance violation | 2002 | MA-INS | $10,900 |
BANNER LIFE INSURANCE COMPANY | Legal & General Group PLC | insurance violation | 2007 | VA-INS | $5,000 |
Banner Life Insurance Company | Legal & General Group PLC | insurance violation | 2019 | WA-INS | $10,000 |
Banner Life Insurance Company | Legal & General Group PLC | insurance violation | 2022 | NY-DFS | $3,500,000 |
Bannockburn Global Forex, LLC | First Financial Bancorp. | consumer protection violation | 2017 | CA-DFPI | $500,000 |
Bannockburn Global Forex, LLC | First Financial Bancorp. | consumer protection violation | 2015 | KY-FIN | $25,000 |
Bannockburn Global Forex, LLC | First Financial Bancorp. | consumer protection violation | 2016 | MI-FIN | $146,000 |
Bannockburn Global Forex, LLC | First Financial Bancorp. | consumer protection violation | 2016 | TX-FIN | $23,608 |
Barclays | Barclays | price-fixing or anti-competitive practices | 2015 | CFTC | $400,000,000 |
Barclays | Barclays | price-fixing or anti-competitive practices | 2015 | CFTC | $115,000,000 |
BARCLAYS BANK PLC | Barclays | price-fixing or anti-competitive practices | 2015 | FED | $342,000,000 |
Barclays Bank PLC | Barclays | price-fixing or anti-competitive practices | 2012 | DOJ_CRIMINAL | $160,000,000 |
Barclays Bank PLC | Barclays | economic sanction violation | 2010 | DOJ_CRIMINAL | $298,000,000 |
Barclays Bank PLC | Barclays | toxic securities abuses | 2014 | FHFA | $280,000,000 |
Barclays Bank PLC | Barclays | price-fixing or anti-competitive practices | 2017 | FERC | $105,000,000 |
Barclays Bank PLC | Barclays | economic sanction violation | 2016 | OFAC | $2,485,890 |
Barclays Bank PLC | Barclays | investor protection violation | 2016 | CFTC | $560,000 |
Barclays Bank PLC | Barclays | economic sanction violation | 2004 | OFAC | $14,970 |
Barclays Bank PLC | Barclays | economic sanction violation | 2003 | OFAC | $10,107 |
Barclays Bank PLC | Barclays | insider trading | 2007 | SEC | $10,943,561 |
Barclays Bank PLC | Barclays | data submission deficiencies | 2016 | CFTC | $500,000 |
Barclays Bank PLC | Barclays | price-fixing or anti-competitive practices | 2016 | MULTI-AG | $100,000,000 |
Barclays Bank PLC | Barclays | toxic securities abuses | 2013 | MA-AG | $36,100,000 |
Barclays Bank PLC | Barclays | price-fixing or anti-competitive practices | 2015 | NY-DFS | $485,000,000 |
Barclays Bank PLC | Barclays | price-fixing or anti-competitive practices | 2015 | NY-DFS | $150,000,000 |
Barclays Bank PLC | Barclays | workplace whistleblower retaliation | 2018 | NY-DFS | $15,000,000 |
Barclays Bank PLC | Barclays | investor protection violation | 2022 | CFTC | $75,000,000 |
Barclays Bank PLC | Barclays | investor protection violation | 2022 | SEC | $361,000,000 |
Barclays Bank PLC | Barclays | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $7,100,000 |
Barclays Bank PLC | Barclays | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $19,975,000 |
Barclays Bank PLC | Barclays | price-fixing or anti-competitive practices | 2018 | private lawsuit-federal | $120,000,000 |
Barclays Bank PLC | Barclays | price-fixing or anti-competitive practices | 2018 | private lawsuit-federal | $384,000,000 |
Barclays Bank PLC | Barclays | price-fixing or anti-competitive practices | 2018 | private lawsuit-federal | $30,000,000 |
Barclays Bank PLC | Barclays | price-fixing or anti-competitive practices | 2022 | private lawsuit-federal | $12,500,000 |
Barclays Bank PLC | Barclays | price-fixing or anti-competitive practices | 2018 | private lawsuit-federal | $29,000,000 |
Barclays Bank PLC | Barclays | price-fixing or anti-competitive practices | 2022 | private lawsuit-federal | $7,000,000 |
Barclays Bank PLC | Barclays | price-fixing or anti-competitive practices | 2023 | private lawsuit-federal | $17,750,000 |
Barclays Capital | Barclays | investor protection violation | 2017 | SEC | $97,037,659 |
Barclays Capital Inc. | Barclays | investor protection violation | 2016 | SEC | $35,000,000 |
Barclays Capital Inc. | Barclays | investor protection violation | 2014 | SEC | $15,000,000 |
Barclays Capital Inc. | Barclays | toxic securities abuses | 2015 | NCUA | $325,000,000 |
Barclays Capital Inc. | Barclays | investor protection violation | 2016 | CFTC | $800,000 |
Barclays Capital Inc. | Barclays | wage and hour violation | 2009 | WHD | $9,707 |
Barclays Capital Inc. | Barclays | investor protection violation | 2017 | SEC | $12,710,040 |
Barclays Capital Inc. | Barclays | investor protection violation | 2016 | SEC | $500,000 |
Barclays Capital Inc. | Barclays | investor protection violation | 2016 | NY-AG | $35,000,000 |
Barclays Capital Inc. | Barclays | toxic securities abuses | 2016 | VA-AG | $9,000,000 |
Barclays Capital Inc. | Barclays | investor protection violation | 2016 | FINRA | $1,300,000 |
Barclays Capital Inc. | Barclays | investor protection violation | 2014 | FINRA | $5,000,000 |
Barclays Capital Inc. | Barclays | investor protection violation | 2014 | FINRA | $1,000,000 |
Barclays Capital Inc. | Barclays | investor protection violation | 2013 | FINRA | $3,750,000 |
Barclays Capital Inc. | Barclays | investor protection violation | 2011 | FINRA | $3,000,000 |
Barclays Capital Inc. | Barclays | toxic securities abuses | 2021 | NM-AG | $4,642,857 |
Barclays Capital Inc. | Barclays | investor protection violation | 2022 | SEC | $125,000,000 |
Barclays Capital Inc. | Barclays | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $87,000,000 |
Barclays Capital, Inc. | Barclays | toxic securities abuses | 2018 | USAO | $2,000,000,000 |
Barclays Capital, Inc. | Barclays | investor protection violation | 2015 | FINRA | $13,750,000 |
Barclays PLC | Barclays | price-fixing or anti-competitive practices | 2015 | DOJ_CRIMINAL | $710,000,000 |
Barclays PLC | Barclays | price-fixing or anti-competitive practices | 2012 | CFTC | $200,000,000 |
Barclays PLC | Barclays | price-fixing or anti-competitive practices | 2018 | DOJ_CRIMINAL | $12,896,011 |
Barclays PLC | Barclays | Foreign Corrupt Practices Act | 2019 | SEC | $6,308,726 |
Barclays plc | Barclays | economic sanction violation | 2010 | NY-MANDA | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $149,000,000 |
Barclays PLC | Barclays | price-fixing or anti-competitive practices | 2018 | private lawsuit-federal | $94,000,000 |
Barclays PLC | Barclays | price-fixing or anti-competitive practices | 2021 | private lawsuit-federal | $5,700,000 |
BarclaysPLC | Barclays | price-fixing or anti-competitive practices | 2016 | private lawsuit-federal | $155,333,333 |
BB&T | Truist Financial | economic sanction violation | 2007 | OFAC | $10,000 |
BB&T | Truist Financial | wage and hour violation | 2011 | WHD | $43,662 |
BB&T | Truist Financial | wage and hour violation | 2018 | private lawsuit-federal | $72,336 |
BB&T Corporation | Truist Financial | benefit plan administrator violation | 2019 | private lawsuit-federal | $24,000,000 |
BB&T Equipment Finance LLC | Truist Financial | consumer protection violation | 2021 | CA-DFPI | $75,000 |
BB&T Leasing Company | Truist Financial | consumer protection violation | 2005 | NY-AG | $159,097 |
BB&T Leasing Corporation | Truist Financial | consumer protection violation | 2006 | MULTI-AG | $6,000,000 |
BB&T Securities | Truist Financial | investor protection violation | 2019 | SEC | $5,709,753 |
BB&T Securities, LLC | Truist Financial | investor protection violation | 2016 | SEC | $200,000 |
BB&T Securities, LLC | Truist Financial | investor protection violation | 2015 | SEC | $200,000 |
BB&T Securities, LLC | Truist Financial | investor protection violation | 2018 | SEC | $100,000 |
BB&T Securities, LLC | Truist Financial | investor protection violation | 2019 | SEC | $376,059 |
BBVA Compass | Banco Bilbao Vizcaya Argentaria | consumer protection violation | 2013 | private lawsuit-federal | $11,500,000 |
BBVA Suiza S.A. | Banco Bilbao Vizcaya Argentaria | tax violations | 2015 | DOJ_TAX | $10,390,000 |
BCS Insurance Company | BCS Financial Corporation | insurance violation | 2016 | NY-DFS | $100,000 |
BCS Insurance Company | BCS Financial Corporation | insurance violation | 2017 | MULTI-FIN | $1,000,000 |
Bear Stearns | JPMorgan Chase | wage and hour violation | 2010 | private lawsuit-federal | $675,000 |
Bear Stearns | JPMorgan Chase | investor protection violation | 2012 | MI-AG | $275,000,000 |
Bear Stearns & Co. LLC | JPMorgan Chase | investor protection violation | 2002 | MULTI-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $80,000,000 |
Bear Stearns Companies Inc. | JPMorgan Chase | wage and hour violation | 2003 | WHD | $358,974 |
Bear Stearns Companies, Inc. | JPMorgan Chase | benefit plan administrator violation | 2012 | private lawsuit-federal | $10,000,000 |
Bear Stearns Companies, LLC | JPMorgan Chase | mortgage abuses | 2008 | FTC | $28,000,000 |
Bear, Stearns & Co. Inc. | JPMorgan Chase | investor protection violation | 2003 | SEC | $80,000,000 |