| John Alden Life Insurance Co. | Assurant | insurance violation | 2004 | MN-FIN | $5,000 |
| Safeco Insurance Company of Illinois | Liberty Mutual Insurance | insurance violation | 2004 | MN-FIN | $5,000 |
| Metropolitan Property and Casualty Insurance Co. | Zurich Insurance | insurance violation | 2005 | MN-FIN | $5,000 |
| Stewart Title Guaranty Co. | Stewart Information Services | insurance violation | 2006 | MN-FIN | $5,000 |
| The Prudential Insurance Company of America | Prudential Financial | insurance violation | 2006 | MN-FIN | $5,000 |
| American Family Mutual Insurance Co. | American Family Insurance | insurance violation | 2011 | MN-FIN | $5,000 |
| ING Financial Partners, Inc. | Voya Financial | investor protection violation | 2012 | MN-FIN | $5,000 |
| State Farm Fire and Casualty Co. | State Farm Insurance | insurance violation | 2012 | MN-FIN | $5,000 |
| Allstate Insurance Co. | Allstate | insurance violation | 2012 | MN-FIN | $5,000 |
| American Family Mutual Insurance Co. | American Family Insurance | insurance violation | 2013 | MN-FIN | $5,000 |
| QBE Insurance Co. | QBE Insurance | insurance violation | 2013 | MN-FIN | $5,000 |
| American Security Insurance Company | Assurant | insurance violation | 2013 | MN-FIN | $5,000 |
| Progressive Casualty Insurance Co. | Progressive | insurance violation | 2014 | MN-FIN | $5,000 |
| QBE North America | QBE Insurance | insurance violation | 2014 | MN-FIN | $5,000 |
| USAA Casualty Insurance Co. | USAA | insurance violation | 2014 | MN-FIN | $5,000 |
| Philadelphia Indemnity Insurance Co. | Tokio Marine | insurance violation | 2015 | MN-FIN | $5,000 |
| Transamerica Premier Life Insurance Co. | Aegon | insurance violation | 2015 | MN-FIN | $5,000 |
| Philadelphia Indemnity Insurance Co. | Tokio Marine | insurance violation | 2015 | MN-FIN | $5,000 |
| Prudential Insurance Company of America | Prudential Financial | insurance violation | 2016 | MN-FIN | $5,000 |
| AXA Equitable Life Insurance Co. | Equitable Holdings | insurance violation | 2016 | MN-FIN | $5,000 |
| State Farm Mutual Automobile Insurance Co. | State Farm Insurance | insurance violation | 2016 | MN-FIN | $5,000 |
| HCC Life Insurance Co. | Tokio Marine | insurance violation | 2016 | MN-FIN | $5,000 |
| Allstate Insurance Co. | Allstate | insurance violation | 2016 | MN-FIN | $5,000 |
| John Hancock Life & Health Insurance Co. | Manulife Financial | insurance violation | 2016 | MN-FIN | $5,000 |
| ReliaStar Insurance Co. | Voya Financial | insurance violation | 2017 | MN-FIN | $5,000 |
| Homesite Insurance Co. | American Family Insurance | insurance violation | 2019 | MN-FIN | $5,000 |
| Time Insurance Co. | Haven Holdings | insurance violation | 2019 | MN-FIN | $5,000 |
| Horace Mann Insurance Co. | Horace Mann Educators Corp. | insurance violation | 2020 | MN-FIN | $5,000 |
| Progressive Casualty Insurance Company | Progressive | insurance violation | 2020 | MN-FIN | $5,000 |
| Berthel Fisher & Company Financial Services, Inc. | Berthel Fisher | investor protection violation | 2011 | MO-SEC | $5,000 |
| National General Insurance Co. | Allstate | insurance violation | 2012 | MO-INS | $5,000 |
| Accident Fund General Insurance Co. | AF Group | insurance violation | 2018 | MO-INS | $5,000 |
| Accident Fund National Insurance Co. | AF Group | insurance violation | 2018 | MO-INS | $5,000 |
| Accident Fund Insurance Company of America | AF Group | insurance violation | 2018 | MO-INS | $5,000 |
| United Wisconsin Insurance Co. | AF Group | insurance violation | 2018 | MO-INS | $5,000 |
| Transamerica Life Insurance Co. | Aegon | insurance violation | 2019 | MO-INS | $5,000 |
| Transamerica Premier Life Insurance Co. | Aegon | insurance violation | 2019 | MO-INS | $5,000 |
| Seneca Ins Co. Inc. | Fairfax Financial Holdings | insurance violation | 2004 | MS-INS | $5,000 |
| Safety National Casualty Corp. | Tokio Marine | insurance violation | 2004 | MS-INS | $5,000 |
| Seneca Insurance Co. Inc. | Fairfax Financial Holdings | insurance violation | 2004 | MS-INS | $5,000 |
| Trumbull Insurance Co. | Hartford Financial Services | insurance violation | 2002 | MT-FIN | $5,000 |
| NEXT Financial Group, Inc. | Atria Wealth Solutions | investor protection violation | 2010 | MT-FIN | $5,000 |
| Genworth Life and Annuity Insurance Co. | Genworth Financial | insurance violation | 2011 | MT-FIN | $5,000 |
| Metlife Investors USA Insurance Co | MetLife | investor protection violation | 2012 | MT-FIN | $5,000 |
| John Hancock Life Insurance Co. | Manulife Financial | insurance violation | 2013 | MT-FIN | $5,000 |
| Travelers Casualty and Surety Co. et al. | Travelers | insurance violation | 2013 | MT-FIN | $5,000 |
| The Prudential Insurance Company of America | Prudential Financial | insurance violation | 2015 | MT-FIN | $5,000 |
| AXA Equitable Life & Annuity Co. | Equitable Holdings | insurance violation | 2016 | MT-FIN | $5,000 |
| Liberty Mutual Insurance Co. | Liberty Mutual Insurance | insurance violation | 2016 | MT-FIN | $5,000 |
| Conseco Senior Health Insurance Company | CNO Financial | insurance violation | 2001 | ND-INS | $5,000 |
| American Family Mutual Insurance Company | American Family Insurance | insurance violation | 2009 | ND-INS | $5,000 |
| U.S. Bancorp Piper Jaffray Inc. | Piper Sandler | investor protection violation | 2002 | NE-DBF | $5,000 |
| Berthel, Fisher & Company Financial Services, Inc. | Berthel Fisher | investor protection violation | 2007 | NE-DBF | $5,000 |
| Progressive Northern Insurance Company | Progressive | insurance violation | 2006 | NH-INS | $5,000 |
| Allstate New Jersey Insurance Company | Allstate | insurance violation | 2009 | NJ-DBI | $5,000 |
| Gallagher Benefit Services, Inc. | Arthur J. Gallagher & Co. | insurance violation | 2014 | NJ-DBI | $5,000 |
| Globe Life And Accident Insurance Compan | Globe Life Inc. | insurance violation | 2002 | OR-FIN | $5,000 |
| Great American Insurance Company of New York | American Financial Group | insurance violation | 2005 | OR-FIN | $5,000 |
| Ameritas Life Insurance Corp. | Ameritas Mutual Holding Company | insurance violation | 2006 | OR-FIN | $5,000 |
| Granite State Insurance Company | American International Group | insurance violation | 2007 | OR-FIN | $5,000 |
| Reliance Standard Life Insurance Company | Tokio Marine | insurance violation | 2007 | OR-FIN | $5,000 |
| Liberty Northwest Insurance Corporation | Liberty Mutual Insurance | insurance violation | 2009 | OR-FIN | $5,000 |
| Bankers Life and Casualty Company | CNO Financial | insurance violation | 2011 | OR-FIN | $5,000 |
| United of Omaha Life Insurance Company | Mutual of Omaha | insurance violation | 2011 | OR-FIN | $5,000 |
| Metropolitan Life Insurance Company | MetLife | insurance violation | 2011 | OR-FIN | $5,000 |
| Hartford Life and Accident Insurance Company | Hartford Financial Services | insurance violation | 2012 | OR-FIN | $5,000 |
| USAA General Indemnity Company | USAA | insurance violation | 2018 | OR-FIN | $5,000 |
| Minnesota Life Insurance Company | Securian Financial | insurance violation | 2019 | OR-FIN | $5,000 |
| Affinity Insurance Services Inc. | Aon | insurance violation | 2004 | PA-INS | $5,000 |
| Bankers Life and Casualty Company | CNO Financial | insurance violation | 2004 | PA-INS | $5,000 |
| Foremost Insurance Company of Grand Rapids, Michigan | Zurich Insurance | insurance violation | 2005 | PA-INS | $5,000 |
| Safeco Insurance Company of America | Liberty Mutual Insurance | insurance violation | 2005 | PA-INS | $5,000 |
| Selective Insurance Company of South Carolina | Selective Insurance Group | insurance violation | 2005 | PA-INS | $5,000 |
| Selective Way Insurance Company | Selective Insurance Group | insurance violation | 2005 | PA-INS | $5,000 |
| Liberty Insurance Underwriters Inc. | Liberty Mutual Insurance | insurance violation | 2008 | PA-INS | $5,000 |
| Aon Risk Services Central Inc. | Aon | insurance violation | 2008 | PA-INS | $5,000 |
| T.H.E. Insurance Company | AXA | insurance violation | 2009 | PA-INS | $5,000 |
| Scor Reinsurance Company | SCOR | insurance violation | 2009 | PA-INS | $5,000 |
| MLD Mortgage Inc. dba The Money Store | MLD Mortgage Inc. dba The Money Store | consumer protection violation | 2009 | PA-BKG | $5,000 |
| Jefferson National Life Insurance Company | Nationwide | insurance violation | 2009 | PA-INS | $5,000 |
| MLD Mortgage Inc. dba The Money Store | MLD Mortgage Inc. dba The Money Store | consumer protection violation | 2010 | PA-BKG | $5,000 |
| Lincoln Financial Advisors Corp. | Lincoln National | investor protection violation | 2007 | RI-FIN | $5,000 |
| Travelers Indemnity Company of America | Travelers | insurance violation | 2009 | RI-FIN | $5,000 |
| Allstate Insurance Company | Allstate | insurance violation | 2009 | RI-FIN | $5,000 |
| Homesite Insurance Company | American Family Insurance | insurance violation | 2013 | RI-FIN | $5,000 |
| Metropolitan Property and Casualty Company | Zurich Insurance | insurance violation | 2019 | RI-FIN | $5,000 |
| Merrill Lynch Life Insurance Company | Bank of America | insurance violation | 2000 | SC-INS | $5,000 |
| Dairyland Insurance Company | Sentry Insurance | insurance violation | 2003 | SC-INS | $5,000 |
| New Hampshire Insurance Company | American International Group | insurance violation | 2013 | SD-INS | $5,000 |
| Catlin Insurance Company Inc. | AXA | insurance violation | 2013 | SD-INS | $5,000 |
| Hartford Underwriters Insurance Company | Hartford Financial Services | insurance violation | 2013 | SD-INS | $5,000 |
| Hartford Insurance Company of the Midwest | Hartford Financial Services | insurance violation | 2013 | SD-INS | $5,000 |
| Hartford Casualty Insurance Company | Hartford Financial Services | insurance violation | 2013 | SD-INS | $5,000 |
| Hartford Accident and Indemnity | Hartford Financial Services | insurance violation | 2013 | SD-INS | $5,000 |
| Hartford Fire Insurance Company | Hartford Financial Services | insurance violation | 2013 | SD-INS | $5,000 |
| Hartford Accident and Indemnity | Hartford Financial Services | insurance violation | 2013 | SD-INS | $5,000 |
| Hartford Fire Insurance Company | Hartford Financial Services | insurance violation | 2013 | SD-INS | $5,000 |
| Sentinel Insurance Company Ltd. | Hartford Financial Services | insurance violation | 2013 | SD-INS | $5,000 |
| Twin City Fire Insurance Company | Hartford Financial Services | insurance violation | 2013 | SD-INS | $5,000 |
| Property & Casualty Insurance Company of Hartford | Hartford Financial Services | insurance violation | 2013 | SD-INS | $5,000 |
| Protective Life Insurance Company | Dai-ichi Life | insurance violation | 2014 | SD-INS | $5,000 |
