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Violation Tracker Industry Summary Page

Industry: 
financial services
Penalty Total since 2000: 
$323,889,987,491
Number of Records: 
5,839
Note: 
The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.

Top 10 Parent CompaniesTotal Penalty $Number of Records
Bank of America$82,695,676,034210
JPMorgan Chase$34,517,828,993151
Citigroup$25,045,655,764120
Wells Fargo$21,139,073,231172
Deutsche Bank$17,995,700,77855
UBS$16,782,800,91082
Royal Bank of Scotland$13,455,904,00027
Goldman Sachs$13,140,380,98740
BNP Paribas$12,132,332,95016
Credit Suisse$10,409,957,62631


Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.
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Company Parent Primary Offense Typesort icon Year Agency Penalty Amount
Citizens Bank Citizens Financial Group banking violation 2013 FDIC $6,400,000
American Express Centurion Bank American Express banking violation 2012 FDIC $3,900,000
1st Financial Bank USA 1st Financial Bank USA banking violation 2010 FDIC $10,140,000
Synovus Bank Synovus Financial banking violation 2013 FDIC $135,050
German American Bancorp German American Bancorp banking violation 2013 FDIC $70,000
Doral Bank Doral Financial banking violation 2013 FDIC $135,000
Great Western Bank Great Western Bancorp banking violation 2013 FDIC $40,810
TCF National Bank TCF Financial Corp. banking violation 2016 OCC $56,500
HSBC Bank USA, National Association HSBC banking violation 2016 OCC $35,000,000
Gibraltar Private Bank & Trust Co. Gibraltar Private Bank and Trust banking violation 2016 OCC $2,500,000
Santander Bank, National Association Banco Santander banking violation 2016 OCC $3,400,000
U.S. Bank National Association U.S. Bancorp banking violation 2016 OCC $10,000,000
Sun National Bank OceanFirst Financial banking violation 2016 OCC $25,000
Everbank TIAA banking violation 2016 OCC $1,000,000
JPMorgan Chase Bank, National Association JPMorgan Chase banking violation 2016 OCC $48,000,000
Citizens Bank, National Association Citizens Financial Group banking violation 2015 OCC $2,000,000
First Financial Bank, National Association First Financial Bancorp. banking violation 2015 OCC $11,700
RBS Citizens, National Association Citizens Financial Group banking violation 2015 OCC $10,000,000
Citibank, N.A. Citigroup banking violation 2015 OCC $35,000,000
JPMorgan Chase Bank, National Association JPMorgan Chase banking violation 2015 OCC $30,000,000
Bank of America, National Association Bank of America banking violation 2015 OCC $1,104,530
First National Bank of Pennsylvania F.N.B. Corporation banking violation 2015 OCC $180,720
Wells Fargo Bank, National Association Wells Fargo banking violation 2015 OCC $4,000,000
Bank of America, National Association Bank of America banking violation 2015 OCC $30,000,000
Santander Bank, National Association Banco Santander banking violation 2015 OCC $6,000,000
Keybank National Association KeyCorp banking violation 2015 OCC $5,005
Bank of America, National Association Bank of America banking violation 2014 OCC $250,000,000
Citibank, National Association Citigroup banking violation 2014 OCC $350,000,000
JPMorgan Chase Bank, National Association JPMorgan Chase banking violation 2014 OCC $350,000,000
Capital One, National Association Capital One Financial banking violation 2014 OCC $4,000,000
PNC Bank, National Association PNC Financial Services banking violation 2014 OCC $2,000,000
U.S. Bank National Association U.S. Bancorp banking violation 2014 OCC $51,900,000
Bank of America, National Association Bank of America banking violation 2014 OCC $25,000,000
Old National Bank Old National Bancorp banking violation 2014 OCC $500,000
JPMorgan Chase Bank, National Association JPMorgan Chase banking violation 2014 OCC $350,000,000
American Express Bank, FSB American Express banking violation 2013 OCC $7,500,000
TD Bank, National Association Toronto-Dominion Bank banking violation 2013 OCC $37,500,000
JPMorgan Chase Bank, National Association JPMorgan Chase banking violation 2013 OCC $60,000,000
JPMorgan Chase Bank, National Association JPMorgan Chase banking violation 2013 OCC $300,000,000
Swineford National Bank Fulton Financial banking violation 2013 OCC $33,880
Everbank TIAA banking violation 2013 OCC $37,000,000
RBS Citizens, National Association Citizens Financial Group banking violation 2013 OCC $7,500,000
Seacoast National Bank Seacoast Banking Corporation of Florida banking violation 2013 OCC $26,950
TCF National Bank TCF Financial Corp. banking violation 2013 OCC $10,000,000
HSBC Bank USA, National Association HSBC banking violation 2013 OCC $249,000,000
Aurora Bank FSB Aurora Bank banking violation 2013 OCC $242,418,293
Bank of America Bank of America banking violation 2013 OCC $2,886,578,478
Citibank Citigroup banking violation 2013 OCC $793,492,868
JPMorgan Chase JPMorgan Chase banking violation 2013 OCC $1,958,450,341
MetLife Bank MetLife banking violation 2013 OCC $78,536,455
PNC Bank N.A. PNC Financial Services banking violation 2013 OCC $180,526,382
Sovereign Bank N.A. Banco Santander banking violation 2013 OCC $16,086,180
U.S. Bank U.S. Bancorp banking violation 2013 OCC $208,156,501
Wells Fargo Wells Fargo banking violation 2013 OCC $1,991,141,181
HSBC Bank USA, N.A. HSBC banking violation 2012 OCC $500,000,000
American Express Bank, FSB American Express banking violation 2012 OCC $6,500,000
Capital One Bank (USA), National Association Capital One Financial banking violation 2012 OCC $35,000,000
Trustmark National Bank Trustmark banking violation 2012 OCC $6,250
Wells Fargo Bank, National Association Wells Fargo banking violation 2011 OCC $34,500,000
First Niagara Bank, National Association KeyCorp banking violation 2011 OCC $10,000
JPMorgan Chase Bank, National Association JPMorgan Chase banking violation 2011 OCC $35,000,000
JPMorgan Chase Bank, National Association JPMorgan Chase banking violation 2011 OCC $2,000,000
Zions First National Bank Zions Bancorporation banking violation 2011 OCC $8,000,000
Woodforest National Bank Woodforest National Bank banking violation 2010 OCC $33,000,000
City National Bank Royal Bank of Canada banking violation 2010 OCC $5,250
Wachovia Bank N.A. Wells Fargo banking violation 2010 OCC $50,000,000
HSBC North America Holdings, Inc. HSBC banking violation 2016 FED $131,000,000
INDEPENDENT BANK Independent Bank Corp. (Michigan) banking violation 2015 FED $56,205
BANK OF AMERICA CORPORATION Bank of America banking violation 2015 FED $205,000,000
ROYAL BANK OF SCOTLAND PLC Royal Bank of Scotland banking violation 2015 FED $274,000,000
UBS AG UBS banking violation 2015 FED $342,000,000
CITIGROUP INC. Citigroup banking violation 2015 FED $342,000,000
JPMORGAN CHASE & CO. JPMorgan Chase banking violation 2015 FED $342,000,000
COMMERZBANK AG Commerzbank banking violation 2015 FED $200,000,000
SunTrust Banks, Inc. Truist Financial banking violation 2014 FED $160,000,000
Cole Taylor Bank Fifth Third Bancorp banking violation 2014 FED $3,510,000
Regions Bank Regions Financial banking violation 2014 FED $46,000,000
Credit Suisse AG Credit Suisse banking violation 2014 FED $100,000,000
THE ROYAL BANK OF SCOTLAND GROUP PLC Royal Bank of Scotland banking violation 2013 FED $50,000,000
Midland States Bank Midland States Bancorp banking violation 2013 FED $5,645
JPMORGAN CHASE & CO. JPMorgan Chase banking violation 2013 FED $200,000,000
HSBC HOLDINGS PLC HSBC banking violation 2012 FED $165,000,000
STANDARD CHARTERED PLC Standard Chartered banking violation 2012 FED $100,000,000
AMERICAN EXPRESS COMPANY American Express banking violation 2012 FED $9,000,000
METLIFE, INC MetLife banking violation 2012 FED $3,200,000
THE BANK OF NEW YORK MELLON Bank of New York Mellon banking violation 2012 FED $6,000,000
BANCO ESPIRITO SANTO S. A. Banco Espirito Santo banking violation 2012 FED $975,000
Citigroup Inc. Citigroup banking violation 2012 FED $22,000,000
Ally Financial Inc. Ally Financial banking violation 2012 FED $207,000,000
Bank of America Corporation Bank of America banking violation 2012 FED $175,500,000
JPMorgan Chase & Co., and EMC Mortgage Corporation JPMorgan Chase banking violation 2012 FED $275,000,000
Wells Fargo & Company Wells Fargo banking violation 2012 FED $87,000,000
Bank of Hampton Roads Union Bankshares Corp. banking violation 2011 FED $33,600
Wells Fargo & Company Wells Fargo banking violation 2011 FED $85,000,000
PlainsCapital Bank and PrimeLending Hilltop Holdings banking violation 2011 FED $30,780
Bank of America N.A. Bank of America banking violation 2012 DOJ_RIGHTS $370,000,000
SunTrust Mortgage Inc. Truist Financial banking violation 2012 DOJ_RIGHTS $21,000,000
Citizens Republic Bancorp Inc. Huntington Bancshares banking violation 2011 DOJ_RIGHTS $3,600,000
Bank of New York Mellon Bank of New York Mellon banking violation 2015 USAO $714,000,000
Wells Fargo Bank, N.A. Wells Fargo banking violation 2016 OCC $70,000,000
Goldman Sachs Group Goldman Sachs banking violation 2016 FED $36,300,000
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