Violation Tracker Industry Summary Page

Industry: 
financial services
Penalty Total since 2000: 
$325,206,110,617
Number of Records: 
5,976
Note: 
The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.

Top 10 Parent CompaniesTotal Penalty $Number of Records
Bank of America$82,700,046,034213
JPMorgan Chase$34,530,243,993154
Citigroup$25,045,655,764120
Wells Fargo$21,199,943,231179
Deutsche Bank$18,156,533,87859
UBS$16,792,800,91083
Royal Bank of Scotland$13,455,904,00027
Goldman Sachs$13,140,380,98740
BNP Paribas$12,132,582,95017
Credit Suisse$10,409,957,62631


Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.
Download results as CSV or XML (maximum 10,000; for access to larger downloads contact Phil Mattera)
Company Parent Primary Offense Typesort icon Year Agency Penalty Amount
Bowie Resources LLC Trafigura workplace safety or health violation 2007 MSHA $10,705
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2007 MSHA $6,000
Bowie Resources LLC Trafigura workplace safety or health violation 2007 MSHA $5,503
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2007 MSHA $6,458
Bowie Resources LLC Trafigura workplace safety or health violation 2007 MSHA $6,745
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2004 MSHA $5,800
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2007 MSHA $5,211
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2006 MSHA $20,500
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2007 MSHA $8,893
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2007 MSHA $29,529
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2007 MSHA $27,259
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2006 MSHA $5,300
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2005 MSHA $5,300
Bowie Resources LLC Trafigura workplace safety or health violation 2007 MSHA $6,996
Bowie Resources LLC Trafigura workplace safety or health violation 2007 MSHA $6,188
Bowie Resources LLC Trafigura workplace safety or health violation 2007 MSHA $40,000
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2007 MSHA $11,500
Bowie Resources LLC Trafigura workplace safety or health violation 2007 MSHA $40,000
Bowie Resources LLC Trafigura workplace safety or health violation 2007 MSHA $5,080
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2005 MSHA $7,200
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2007 MSHA $9,634
Bowie Resources LLC Trafigura workplace safety or health violation 2007 MSHA $5,460
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2009 MSHA $5,645
Bowie Resources LLC Trafigura workplace safety or health violation 2009 MSHA $9,882
Bowie Resources LLC Trafigura workplace safety or health violation 2008 MSHA $6,153
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2009 MSHA $5,503
Bowie Resources LLC Trafigura workplace safety or health violation 2009 MSHA $10,500
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2010 MSHA $6,624
Bowie Resources LLC Trafigura workplace safety or health violation 2009 MSHA $10,705
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2010 MSHA $5,504
Bowie Resources LLC Trafigura workplace safety or health violation 2009 MSHA $5,600
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2010 MSHA $15,225
Bowie Resources LLC Trafigura workplace safety or health violation 2010 MSHA $15,000
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2008 MSHA $8,574
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2008 MSHA $15,570
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2008 MSHA $6,996
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2009 MSHA $7,205
Bowie Resources LLC Trafigura workplace safety or health violation 2009 MSHA $5,600
Bowie Resources LLC Trafigura workplace safety or health violation 2010 MSHA $15,000
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2009 MSHA $5,211
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2008 MSHA $18,271
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2009 MSHA $5,503
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2010 MSHA $5,961
Bowie Resources LLC Trafigura workplace safety or health violation 2010 MSHA $6,996
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2008 MSHA $6,458
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2010 MSHA $7,578
Bowie Resources LLC Trafigura workplace safety or health violation 2009 MSHA $9,634
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2010 MSHA $5,504
Bowie Resources LLC Trafigura workplace safety or health violation 2010 MSHA $5,300
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2009 MSHA $6,458
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2009 MSHA $18,271
Bowie Resources LLC Trafigura workplace safety or health violation 2010 MSHA $10,437
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2008 MSHA $5,080
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2008 MSHA $10,705
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2009 MSHA $5,080
Bowie Resources LLC Trafigura workplace safety or health violation 2009 MSHA $40,180
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2008 MSHA $8,209
Bowie Resources LLC Trafigura workplace safety or health violation 2009 MSHA $9,882
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2009 MSHA $10,437
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2009 MSHA $12,248
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2010 MSHA $7,176
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2010 MSHA $6,458
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2009 MSHA $6,458
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2010 MSHA $7,840
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2010 MSHA $15,900
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2008 MSHA $8,209
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2008 MSHA $14,743
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2009 MSHA $5,000
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2009 MSHA $5,080
Bowie Resources LLC Trafigura workplace safety or health violation 2009 MSHA $50,457
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2009 MSHA $9,634
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2009 MSHA $8,893
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2008 MSHA $13,268
Bowie Resources LLC Trafigura workplace safety or health violation 2008 MSHA $16,362
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2009 MSHA $5,080
Bowie Resources LLC Trafigura workplace safety or health violation 2010 MSHA $9,122
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2009 MSHA $9,634
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2009 MSHA $9,634
Bowie Resources LLC Trafigura workplace safety or health violation 2009 MSHA $6,000
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2008 MSHA $6,458
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2008 MSHA $6,458
Bowie Resources LLC Trafigura workplace safety or health violation 2008 MSHA $6,458
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2010 MSHA $5,961
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2009 MSHA $5,080
Bowie Resources LLC Trafigura workplace safety or health violation 2010 MSHA $9,000
Bowie Resources LLC Trafigura workplace safety or health violation 2008 MSHA $9,634
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2009 MSHA $13,268
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2010 MSHA $7,500
Bowie Resources LLC Trafigura workplace safety or health violation 2009 MSHA $9,882
Bowie Resources LLC Trafigura workplace safety or health violation 2008 MSHA $5,080
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2009 MSHA $11,306
Bowie Resources LLC Trafigura workplace safety or health violation 2008 MSHA $9,634
Bowie Resources LLC Trafigura workplace safety or health violation 2009 MSHA $10,705
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2008 MSHA $6,458
Bowie Resources LLC Trafigura workplace safety or health violation 2010 MSHA $21,000
Bowie Resources LLC Trafigura workplace safety or health violation 2008 MSHA $5,900
Bowie Resources LLC Trafigura workplace safety or health violation 2009 MSHA $5,600
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2009 MSHA $8,209
Bowie Resources LLC Trafigura workplace safety or health violation 2009 MSHA $9,500
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2009 MSHA $15,971
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2010 MSHA $15,971
Download results as CSV or XML (maximum 10,000; for access to larger downloads contact Phil Mattera)