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Violation Tracker Industry Summary Page

Industry: financial services
Penalty Total since 2000: $387,559,149,282
Number of Records: 7,719
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Bank of America$87,286,650,890328
JPMorgan Chase$39,340,688,209275
UBS$31,069,299,125179
Wells Fargo$27,616,269,231266
Citigroup$26,945,611,792181
Deutsche Bank$20,011,467,56399
Goldman Sachs$17,729,358,987111
NatWest Group PLC$14,370,701,61843
Morgan Stanley$10,780,502,443203
BNP Paribas$10,363,464,66623

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyCurrent ParentPrimary Offense Type sort iconYearAgencyPenalty Amount
Property and Casualty Insurance Company of HartfordHartford Financial Servicesinsurance violation2008FL-OFR$13,000
QBE Insurance Corp.QBE Insuranceinsurance violation2008FL-OFR$157,000
Amex Assurance Co.American Expressinsurance violation2008FL-OFR$8,000
American General Life Insurance Co.American International Groupinsurance violation2008FL-OFR$260,000
USAA Life Insurance Co.USAAinsurance violation2009FL-OFR$50,000
Universal Property & Casualty Insurance Co.Universal Insurance Holdingsinsurance violation2009FL-OFR$99,000
Stewart Title Guaranty Co.Stewart Information Servicesinsurance violation2010FL-OFR$165,000
Jackson National Life Insurance Co.Jackson Financialinsurance violation2010FL-OFR$53,000
Time Insurance Co.Haven Holdingsinsurance violation2010FL-OFR$23,000
Genworth Life and Annuity Insurance Co.Genworth Financialinsurance violation2010FL-OFR$18,000
State Farm Life Insurance Co.State Farm Insuranceinsurance violation2010FL-OFR$10,500
Liberty National Life Insurance Co.Globe Life Inc.insurance violation2011FL-OFR$60,000
New York Life Insurance Co.New York Life Insuranceinsurance violation2011FL-OFR$18,000
American Heritage Life Insurance Co.Allstateinsurance violation2011FL-OFR$28,000
RiverSource Life Insurance Co.Ameriprise Financialinsurance violation2011FL-OFR$10,500
State Farm Life Insurance Co.State Farm Insuranceinsurance violation2012FL-OFR$10,500
Pacific Life Insurance Co.Pacific Lifeinsurance violation2012FL-OFR$10,500
Metropolitan Life Insurance Co.MetLifeinsurance violation2012FL-OFR$103,000
Universal Property & Casualty Insurance Co.Universal Insurance Holdingsinsurance violation2013FL-OFR$1,260,000
State Farm Life Insurance Co.State Farm Insuranceinsurance violation2014FL-OFR$10,500
Pruco Life Insurance Co.Prudential Financialinsurance violation2014FL-OFR$10,500
Genworth Life and Annuity Insurance Co.Genworth Financialinsurance violation2014FL-OFR$10,500
Nationwide Life and Annuity Insurance Co.Nationwideinsurance violation2016FL-OFR$22,435
American General Life Insurance Co.American International Groupinsurance violation2018FL-OFR$210,000
Conseco Life Insurance Co.CNO Financialinsurance violation2007IA-INS$750,000
Nationwide Insurance Company of America et al.Nationwideinsurance violation2011IA-INS$52,000
Travelers Casualty & Surety Company of America et al.Travelersinsurance violation2011IA-INS$5,000
Old Republic National Title Insurance Co.Old Republic Internationalinsurance violation2008ID-INS$10,000
Bristol West Insurance Co.Zurich Insuranceinsurance violation2008ID-INS$5,330
Globe Life and Accident Insurance Co.Globe Life Inc.insurance violation2008ID-INS$26,000
National Union Fire Insurance Company of Pittsburgh, Pa.American International Groupinsurance violation2009ID-INS$5,000
National Union Fire Insurance Company of Pittsburgh, Pa.American International Groupinsurance violation2010ID-INS$15,000
Progressive Northwestern Insurance Co. and Progressive Direct Insurance Co.Progressiveinsurance violation2010ID-INS$32,000
Time Insurance Co.Haven Holdingsinsurance violation2014ID-INS$5,000
American Family Assurance Company of ColumbusAflacinsurance violation2014ID-INS$30,000
Nationwide Life Insurance Co.Nationwideinsurance violation2015ID-INS$5,000
Zurich American Insurance Co.Zurich Insuranceinsurance violation2015ID-INS$5,000
Transamerica Life Insurance Co.Aegoninsurance violation2017ID-INS$5,000
Arch Insurance Co.Arch Capitalinsurance violation2019ID-INS$5,000
Indiana Insurance Co.Liberty Mutual Insuranceinsurance violation2010IL-INS$25,000
State Farm Mutual Automobile Insurance Co. and State Farm Fire and Casualty Co.State Farm Insuranceinsurance violation2011IL-INS$50,000
American Bankers Life Assurance Company of FloridaAssurantinsurance violation2011IL-INS$15,000
Sentinel Insurance Company Ltd.Hartford Financial Servicesinsurance violation2011IL-INS$9,000
Victoria Fire & Casualty Co.Nationwideinsurance violation2003IN-INS$5,000
Workmen's Auto Insurance CompanyMercury General Corporationinsurance violation2003IN-INS$8,000
Progressive Casualty Insurance CompanyProgressiveinsurance violation2003IN-INS$8,000
Allstate Insurance CompanyAllstateinsurance violation2003IN-INS$12,220
Sun LIfe Assurance Company of Canada et al.Sun Life Financialinsurance violation2004IN-INS$125,000
Safeco Insurance Co. of AmericaLiberty Mutual Insuranceinsurance violation2005IN-INS$5,000
Universal Underwriters Insurance CompanyZurich Insuranceinsurance violation2006IN-INS$948,240
American Bankers Insurance Company of FloridaAssurantinsurance violation2007IN-INS$87,500
United Insurance Co. of AmericaKemperinsurance violation2007IN-INS$6,500
Bankers Life and Casualty Co.CNO Financialinsurance violation2007IN-INS$6,569
Lawyers Title Insurance Corp.Fidelity National Financialinsurance violation2007IN-INS$9,000
State Farm Mutual Automobile Insurance Co. et al.State Farm Insuranceinsurance violation2009IN-INS$275,000
Chicago Title Insurance Co.Fidelity National Financialinsurance violation2009IN-INS$24,150
Ticor Title Insurance Co.Fidelity National Financialinsurance violation2009IN-INS$10,850
Liberty Mutual Insurance Co.Liberty Mutual Insuranceinsurance violation2009IN-INS$5,000
National Union Fire Insurance Company of Pittsburgh, PAAmerican International Groupinsurance violation2010IN-INS$200,000
Safeco Insurance Company of AmericaLiberty Mutual Insuranceinsurance violation2010IN-INS$5,000
North Pointe Insurance Co.QBE Insuranceinsurance violation2012IN-INS$75,575
Mid-Century Insurance Co.Zurich Insuranceinsurance violation2012IN-INS$5,000
Time Insurance Co. and John Alden Life Insurance Co. and Union Securitiy Insurance Co.Haven Holdingsinsurance violation2012IN-INS$2,950,000
Fidelity National Title Company, LLCFidelity National Financialinsurance violation2014IN-INS$30,000
First American TitleFirst American Financialinsurance violation2014IN-INS$12,500
Stewart Title Co.Stewart Information Servicesinsurance violation2015IN-INS$59,400
Liberty Mutual InsuranceLiberty Mutual Insuranceinsurance violation2019IN-INS$5,000
ServiceLink LLCFidelity National Financialinsurance violation2019IN-INS$7,500
American General Life and Accident Insurance Co.American International Groupinsurance violation2000KS-INS$23,400
New Hampshire Insurance Co.American International Groupinsurance violation2000KS-INS$10,375
National Union Fire Insurance Company of Pittsburgh, PennsylvaniaAmerican International Groupinsurance violation2000KS-INS$10,375
Sagamore Insurance Co.Progressiveinsurance violation2001KS-INS$20,000
United Services Automobile AssociationUSAAinsurance violation2001KS-INS$5,000
Progressive Casualty Insurance Co. et al.Progressiveinsurance violation2004KS-INS$19,800
Nationwide Agribusiness Insurance Co.Nationwideinsurance violation2006KS-INS$7,500
Metropolitan Property and Casualty Co.Zurich Insuranceinsurance violation2006KS-INS$5,000
St. Paul Fire & Marine Insurance Co.Travelersinsurance violation2006KS-INS$5,000
Wausau Business Insurance Co.Liberty Mutual Insuranceinsurance violation2008KS-INS$15,622
Continental Western Insurance Co.W.R. Berkleyinsurance violation2008KS-INS$10,000
Reliance Standard Life Insurance Co.Tokio Marineinsurance violation2009KS-INS$6,300
Old Republic Insurance Co.Old Republic Internationalinsurance violation2009KS-INS$5,000
Progressive Direct Insurance Co.Progressiveinsurance violation2009KS-INS$5,000
Bankers Life & Casualty Co.CNO Financialinsurance violation2009KS-INS$8,000
Bankers Life & Casualty Co.CNO Financialinsurance violation2010KS-INS$22,000
Liberty Mutual Insurance Co.Liberty Mutual Insuranceinsurance violation2010KS-INS$13,000
The Travelers Indemnity Co. et al.Travelersinsurance violation2010KS-INS$10,000
Globe Life & Accident Insurance Co.Globe Life Inc.insurance violation2012KS-INS$17,250
Continental Western Insurance Co.W.R. Berkleyinsurance violation2012KS-INS$6,000
Safeco Insurance Company of AmericaLiberty Mutual Insuranceinsurance violation2012KS-INS$5,000
Farmers Insurance Company, Inc.Zurich Insuranceinsurance violation2013KS-INS$50,000
Allstate Fire and Casualty Co.Allstateinsurance violation2014KS-INS$10,000
Seneca Insurance Co.Fairfax Financial Holdingsinsurance violation2014KS-INS$5,000
Safeco Insurance Company of AmericaLiberty Mutual Insuranceinsurance violation2015KS-INS$81,000
State Farm Fire and Casualty Co.State Farm Insuranceinsurance violation2015KS-INS$10,000
Farmers Insurance Company, Inc.Zurich Insuranceinsurance violation2016KS-INS$20,000
American General Life Insurance Co.American International Groupinsurance violation2016KS-INS$15,000
American Family Mutual Insurance Co.American Family Insuranceinsurance violation2016KS-INS$20,000
AGCS Marine Insurance Co.Allianzinsurance violation2017KS-INS$63,483
Great American Insurance Co.American Financial Groupinsurance violation2017KS-INS$13,000
Companion Life Insurance Co.BlueCross BlueShield of South Carolinainsurance violation2017KS-INS$100,000
Standard Fire Insurance Co.Travelersinsurance violation2018KS-INS$7,500
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.