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Violation Tracker Industry Summary Page

Industry: financial services
Penalty Total since 2000: $387,559,149,282
Number of Records: 7,719
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Bank of America$87,286,650,890328
JPMorgan Chase$39,340,688,209275
UBS$31,069,299,125179
Wells Fargo$27,616,269,231266
Citigroup$26,945,611,792181
Deutsche Bank$20,011,467,56399
Goldman Sachs$17,729,358,987111
NatWest Group PLC$14,370,701,61843
Morgan Stanley$10,780,502,443203
BNP Paribas$10,363,464,66623

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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Company sort iconCurrent ParentPrimary Offense TypeYearAgencyPenalty Amount
Employers Insurance Company of WausauLiberty Mutual Insuranceinsurance violation2022TX-INS$5,500
Employers Insurance Company of WausauLiberty Mutual Insuranceinsurance violation2022TX-INS$8,000
Employers Insurance Company of WausauLiberty Mutual Insuranceinsurance violation2023TX-INS$6,000
EMPLOYERS INSURANCE OF WAUSAU, A MUTUAL COMPANYLiberty Mutual Insuranceinsurance violation2001FL-OFR$23,075
Encompass Home and Auto Insurance Co.Allstateinsurance violation2014MD-INS$7,500
Encompass Indemnity Co. and Encompass Insurance Company of AmericaAllstateinsurance violation2019AR-INS$40,000
Encompass Indemnity CompanyAllstateinsurance violation2014NY-DFS$40,100
Encompass Insurance Co.Allstateconsumer protection violation2015MA-AG$25,000
Encompass Insurance Company of MassachusettsAllstateconsumer protection violation2012MA-AG$1,972,635
Encore Capital GroupEncore Capital Groupconsumer protection violation2015CFPB$52,000,000
Encore Capital Group Inc.Encore Capital Groupconsumer protection violation2018MULTI-AG$6,000,000
Encore Capital Group Inc., Midland Credit Management, Inc. and Midland Funding LLCEncore Capital Groupconsumer protection violation2009MD-AG$998,000
Encore Capital Group, Inc.Encore Capital Groupconsumer protection violation2015NY-AG$675,000
Encore Capital Group, Inc.Encore Capital Groupconsumer protection violation2020CFPB$15,079,308
Encore Capital Group, Inc. et al.Encore Capital Groupconsumer protection violation2022MA-AG$12,000,000
Enova International Inc.Enova Internationalconsumer protection violation2023CFPB$15,000,000
Enova International, Inc.Enova Internationalconsumer protection violation2019CFPB$3,200,000
Equitable Financial Life Insurance CompanyEquitable Holdingsinvestor protection violation2022SEC$50,000,000
Equitable Life & Casualty Insurance CompanyEquitable Holdingswage and hour violation2008WHD$19,445
Equitable Life and Casualty Insurance CompanyEquitable Holdingsinsurance violation2002OR-FIN$25,000
Erie Insurance Company and Erie Insurance Company of New YorkErie Indemnityinsurance violation2021NY-DFS$561,900
Erie Insurance Company and Erie Insurance ExchangeErie Indemnityinsurance violation2019VA-INS$90,219
Erie Insurance Company and Erie Insurance ExchangeErie Indemnityinsurance violation2020VA-INS$19,371
Erie Insurance Company of New YorkErie Indemnityinsurance violation2014NY-DFS$9,000
Erie Insurance Company of New YorkErie Indemnityinsurance violation2015NY-DFS$21,000
Erie Insurance Company of New YorkErie Indemnityinsurance violation2021NY-DFS$22,000
Erie Insurance Company of New York and Erie Insurance CompanyErie Indemnityinsurance violation2022NY-DFS$19,000
Erie Insurance ExchangeErie Indemnityinsurance violation2012MD-INS$50,000
Erie Insurance ExchangeErie Indemnityinsurance violation2016MD-INS$5,000
ERIE INSURANCE EXCHANGEErie Indemnityinsurance violation2003VA-INS$6,200
Erie Insurance ExchangeErie Indemnityinsurance violation2019VA-INS$1,921,784
Esurance Insurance Co.Allstateinsurance violation2010CO-INS$154,500
ESURANCE INSURANCE COMPANYAllstateinsurance violation2009VA-INS$20,000
ESURANCE INSURANCE COMPANYAllstateinsurance violation2015VA-INS$50,508
Esurance Insurance CompanyAllstateinsurance violation2020TX-INS$200,000
ESURANCE INSURANCE COMPANYAllstateinsurance violation2023WA-INS$5,000
Esurance Insurance CompanyAllstateinsurance violation2022CT-INS$37,000
Esurance Property and Casualty Co. and Esurance Insurance Co.Allstateinsurance violation2019MN-FIN$35,000
Esurance Property and Casualty Insurance Co.Allstateinsurance violation2015MN-FIN$60,000
Esurance Property and Casualty Insurance CompanyAllstateinsurance violation2018RI-FIN$233,963
Esurance Property and Casualty Insurance CompanyAllstateinsurance violation2018TX-INS$12,500
EverbankTIAAbanking violation2016OCC$1,000,000
EverbankTIAAbanking violation2013OCC$37,000,000
Everest National Insurance CompanyEverest Re Groupinsurance violation2014TX-INS$25,000
Everest National Insurance CompanyEverest Re Groupinsurance violation2019TX-INS$13,500
Everest National Insurance CompanyEverest Re Groupinsurance violation2021TX-INS$5,500
Everest National Insurance CompanyEverest Re Groupinsurance violation2023TX-INS$22,000
Everest Premier Insurance CompanyEverest Re Groupinsurance violation2023TX-INS$5,500
Everest Premier Insurance CompanyEverest Re Groupinsurance violation2023TX-INS$13,500
Everest Reinsurance CompanyEverest Re Groupinsurance violation2020MN-FIN$8,000
Evergreen Investment Management CompanyWells Fargoinvestor protection violation2007SEC$32,500,000
Evergreen Investment Management Company LLCWells Fargoinvestor protection violation2009SEC$40,000,000
EZCORP Inc.EZCORP Inc.consumer protection violation2015CFPB$10,500,000
EZCORP, Inc.EZCORP Inc.privacy violation2008TX-AG$600,000
Fahnestock & Co., Inc.Oppenheimer Holdingsinvestor protection violation2000SEC$20,000
Fannie MaeFannie Maebenefit plan administrator violation2010private lawsuit-federal$7,250,000
Fannie MaeFannie Maeconsumer protection violation2008NY-AG$12,000,000
Fannie MaeFannie Maecampaign finance violation2004FEC$10,000
Farmer's Group, Inc.Zurich Insurancewage and hour violation2010WHD$565,065
Farmer's Group, Inc.Zurich Insurancewage and hour violation2010WHD$754,148
Farmer's Group, Inc.Zurich Insurancewage and hour violation2010WHD$20,122
Farmer's Group, Inc.Zurich Insurancewage and hour violation2010WHD$209,170
Farmer's InsuranceZurich Insurancewage and hour violation2011WHD$1,520,705
Farmers Group, Inc.Zurich Insurancebenefit plan administrator violation2012private lawsuit-federal$6,850,000
Farmers InsuranceZurich Insuranceinsurance violation2021OK-AG$25,000,000
Farmers Insurance CompanyZurich Insuranceconsumer protection violation2011private lawsuit-federal$10,975,000
Farmers Insurance Company of OregonZurich Insuranceinsurance violation2005OR-FIN$11,000
Farmers Insurance Company of OregonZurich Insuranceinsurance violation2007OR-FIN$20,000
Farmers Insurance Company of OregonZurich Insuranceinsurance violation2007OR-FIN$10,000
Farmers Insurance Company of OregonZurich Insuranceinsurance violation2009OR-FIN$10,000
Farmers Insurance Company Of WashingtonZurich Insuranceinsurance violation2015WA-INS$100,000
Farmers Insurance Company Of WashingtonZurich Insuranceinsurance violation2015WA-INS$300,000
Farmers Insurance Company Of WashingtonZurich Insuranceinsurance violation2017WA-INS$10,000
Farmers Insurance Company Of Washington And Farmers Insurance ExchangeZurich Insuranceinsurance violation2012WA-INS$10,000
Farmers Insurance Company Of Washington And Farmers Insurance ExchangeZurich Insuranceinsurance violation2020WA-INS$50,000
Farmers Insurance Company of Washington et al.Zurich Insuranceinsurance violation2021WA-INS$20,000
Farmers Insurance Company, Inc.Zurich Insuranceinsurance violation2013KS-INS$50,000
Farmers Insurance Company, Inc.Zurich Insuranceinsurance violation2016KS-INS$20,000
Farmers Insurance ExchangeFarmers Insurance Exchangeemployment discrimination2016EEOC$225,000
Farmers Insurance ExchangeFarmers Insurance Exchangediscriminatory practices (non-employment)2017HUD$15,000
Farmers Insurance ExchangeFarmers Insurance Exchangewage and hour violation2017private lawsuit-federal$775,000
Farmers Insurance ExchangeFarmers Insurance Exchangewage and hour violation2017private lawsuit-federal$4,900,000
Farmers Insurance ExchangeFarmers Insurance Exchangewage and hour violation2010private lawsuit-federal$8,000,000
Farmers Insurance ExchangeFarmers Insurance Exchangewage and hour violation2001private lawsuit-state$90,009,208
Farmers Insurance ExchangeFarmers Insurance Exchangeemployment discrimination2016private lawsuit-federal$6,140,000
Farmers Insurance ExchangeFarmers Insurance Exchangeinsurance violation2011AZ-DIFI$10,000
Farmers Insurance ExchangeFarmers Insurance Exchangeinsurance violation2011CO-INS$81,400
Farmers Insurance ExchangeFarmers Insurance Exchangeinsurance violation2012CO-INS$218,000
Farmers Insurance ExchangeFarmers Insurance Exchangeinsurance violation2016MD-INS$10,000
Farmers Insurance ExchangeFarmers Insurance Exchangeinsurance violation2020MD-INS$90,000
Farmers Insurance ExchangeFarmers Insurance Exchangeinsurance violation2015MN-FIN$10,000
Farmers Insurance ExchangeFarmers Insurance Exchangeinsurance violation2017MN-FIN$75,000
Farmers Insurance ExchangeFarmers Insurance Exchangeinsurance violation2015MO-INS$120,000
Farmers Insurance ExchangeFarmers Insurance Exchangeinsurance violation2013MT-FIN$50,000
Farmers Insurance ExchangeFarmers Insurance Exchangeinsurance violation2007ND-INS$750,000
Farmers Insurance ExchangeFarmers Insurance Exchangeinsurance violation2016TX-INS$117,500,000
Farmers Insurance ExchangeFarmers Insurance Exchangeinsurance violation2012UT-INS$15,000
FARMERS INSURANCE EXCHANGEFarmers Insurance Exchangeinsurance violation2003VA-INS$42,000
Farmers Insurance ExchangeFarmers Insurance Exchangewage and hour violation2020private lawsuit-federal$5,400,000
Farmers Insurance ExchangeFarmers Insurance Exchangeinsurance violation2020SD-INS$85,000
Farmers Insurance ExchangeFarmers Insurance Exchangeinsurance violation2024MD-INS$5,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.