Conseco Health Insurance Co. | CNO Financial | insurance violation | 2009 | WI-INS | $20,000 |
Bankers Life & Casualty Co. | CNO Financial | insurance violation | 2010 | WI-INS | $1,500,000 |
Bankers Life & Casualty Co. | CNO Financial | insurance violation | 2012 | WI-INS | $40,000 |
Bankers Life & Casualty | CNO Financial | insurance violation | 2013 | WI-INS | $200,000 |
Bankers Life and Casualty Company and BLC Financial Services, Inc. | CNO Financial | investor protection violation | 2012 | MULTI-FIN | $10,641,000 |
Bankers Life and Casualty Company | CNO Financial | insurance violation | 2012 | MULTI-FIN | $4,000,000 |
Conseco Life Insurance Company | CNO Financial | insurance violation | 2010 | MULTI-FIN | $11,000,000 |
Conseco Senior Health Insurance Company and Bankers Life and Casualty Company | CNO Financial | insurance violation | 2008 | MULTI-FIN | $2,342,728 |
Bankers Conseco Life Insurance Company | CNO Financial | insurance violation | 2020 | NY-DFS | $75,000 |
BANKERS LIFE AND CASUALTY COMPANY | CNO Financial | insurance violation | 2022 | MO-INS | $38,500 |
Conseco Insurance Company | CNO Financial | consumer protection violation | 2011 | private lawsuit-federal | $3,000,000 |
Bankers Life & Casualty Company | CNO Financial | insurance violation | 2023 | CT-INS | $10,000 |
Bankers Life & Casualty | CNO Financial | wage and hour violation | 2017 | MI-LEO | $16,190 |
Washington National Insurance Co. | CNO Financial | insurance violation | 2023 | SD-INS | $15,000 |
Coinbase Inc. | Coinbase Global Inc. | investor protection violation | 2021 | CFTC | $6,500,000 |
Coinbase, Inc. | Coinbase Global Inc. | consumer protection violation | 2021 | FL-OFR | $6,500 |
Coinbase Inc. | Coinbase Global Inc. | anti-money-laundering deficiencies | 2023 | NY-DFS | $100,000,000 |
Coinbase, Inc. | Coinbase Global Inc. | investor protection violation | 2023 | NJ-AG | $5,000,000 |
Comerica Securities, Inc. | Comerica | investor protection violation | 2015 | SEC | $60,000 |
Comerica Incorporated | Comerica | benefit plan administrator violation | 2013 | private lawsuit-federal | $11,000,000 |
Comerica Incorporated | Comerica | benefit plan administrator violation | 2007 | private lawsuit-federal | $2,020,000 |
Comerica Securities, Inc. | Comerica | investor protection violation | 2019 | SEC | $186,377 |
Comerica Bank | Comerica | toxic securities abuses | 2008 | MI-AG | $110,000 |
Comerica Securities | Comerica | investor protection violation | 2015 | FINRA | $347,757 |
Comerica Securities, Inc. | Comerica | investor protection violation | 2008 | FINRA | $750,000 |
Comerica Bank | Comerica | consumer protection violation | 2014 | private lawsuit-federal | $14,580,000 |
Comerica Securities Inc | Comerica | wage and hour violation | 2010 | MI-LEO | $24,968 |
Commerce Bank NA | Commerce Bancshares | consumer protection violation | 2013 | private lawsuit-federal | $18,300,000 |
CommerceWest Bank | CommerceWest Bank | fraud | 2015 | DOJ_CRIMINAL | $4,900,000 |
COMMERZBANK AG | Commerzbank | banking violation | 2015 | FED | $200,000,000 |
Commerzbank AG | Commerzbank | economic sanction violation | 2015 | DOJ_CRIMINAL | $642,000,000 |
Commerzbank AG | Commerzbank | economic sanction violation | 2014 | OFAC | $258,660,796 |
Commerzbank AG | Commerzbank | economic sanction violation | 2004 | OFAC | $5,500 |
Commerzbank AG | Commerzbank | investor protection violation | 2018 | CFTC | $12,000,000 |
Commerzbank AG | Commerzbank | economic sanction violation | 2011 | OFAC | $175,500 |
Commerzbank AG | Commerzbank | economic sanction violation | 2015 | NY-MANDA | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $171,000,000 |
Commerzbank | Commerzbank | economic sanction violation | 2015 | NY-DFS | $610,000,000 |
Commerzbank AG | Commerzbank | price-fixing or anti-competitive practices | 2022 | private lawsuit-federal | $7,000,000 |
Crawford and Company | Crawford & Co. | False Claims Act and related | 2006 | DOJ_CIVIL | $1,363,204 |
Crawford Healthcare Management of Norfolk & Baltimore | Crawford & Co. | fraud | 2003 | DOJ_CRIMINAL | $8,000,000 |
Broadspire Services, Inc. | Crawford & Co. | workplace safety or health violation | 2011 | MO-AG | $28,500 |
Broadspire Services Inc. | Crawford & Co. | insurance violation | 2016 | TN-INS | $10,000 |
Broadspire Services, Inc. | Crawford & Co. | insurance violation | 2017 | TX-INS | $40,000 |
Credit Acceptance Corp. | Credit Acceptance Corp. | consumer protection violation | 2012 | MO-AG | $125,000 |
Credit Acceptance Corporation | Credit Acceptance Corp. | insurance violation | 2018 | WA-INS | $30,000 |
Credit Acceptance Corporation | Credit Acceptance Corp. | consumer protection violation | 2021 | MA-AG | $27,200,000 |
Credit Agricole S.A. | Credit Agricole | economic sanction violation | 2015 | FED | $90,300,000 |
Credit Agricole (Suisse) SA | Credit Agricole | tax violations | 2015 | DOJ_TAX | $99,211,000 |
Credit Agricole Corporate and Investment Bank | Credit Agricole | economic sanction violation | 2015 | OFAC | $329,593,585 |
Credit Lyonnais Rouse Limited | Credit Agricole | investor protection violation | 2005 | CFTC | $85,000 |
Credit Lyonnais Rouse Limited | Credit Agricole | investor protection violation | 2004 | CFTC | $25,000 |
Credit Agricole S.A. | Credit Agricole | banking violation | 2004 | FED | $8,000,000 |
Credit Lyonnais, NY | Credit Agricole | economic sanction violation | 2003 | OFAC | $5,500 |
Credit Agricole Corporate and Investment Bank (CACIB) | Credit Agricole | economic sanction violation | 2015 | USAO | $156,000,000 |
Credit Lyonnais | Credit Agricole | fraud | 2003 | USAO | $100,000,000 |
Credit Agricole Corporate and Investment Bank | Credit Agricole | economic sanction violation | 2015 | NY-MANDA | $156,000,000 |
Credit Agricole | Credit Agricole | banking violation | 2004 | NY-DFS | $5,000,000 |
Credit Agricole | Credit Agricole | economic sanction violation | 2015 | NY-DFS | $385,000,000 |
Credit Agricole Corporate and Investment Bank | Credit Agricole | price-fixing or anti-competitive practices | 2022 | private lawsuit-federal | $7,000,000 |
Credit Agricole S.A. | Credit Agricole | price-fixing or anti-competitive practices | 2022 | private lawsuit-federal | $55,000,000 |
Peter Cremer Company | Cremer | railroad safety violation | 2011 | FRA | $5,000 |
Peter Cremer Company | Cremer | railroad safety violation | 2013 | FRA | $8,000 |
Peter Cremer North America | Cremer | environmental violation | 2013 | EPA | $98,000 |
CUNA Mutual Life Insurance Co. | CUNA Mutual | insurance violation | 2007 | FL-OFR | $7,500 |
CMFG Life Insurance Co. | CUNA Mutual | insurance violation | 2016 | MD-INS | $38,000 |
CUNA Mutual Insurance Society | CUNA Mutual | insurance violation | 2011 | ME-INS | $100,000 |
CMFG Life Insurance Co. | CUNA Mutual | insurance violation | 2016 | MN-FIN | $15,000 |
CMFG Life Insurance Co. | CUNA Mutual | insurance violation | 2016 | MO-INS | $81,500 |
CUNA Brokerage Services Inc. | CUNA Mutual | investor protection violation | 2014 | OK-SEC | $15,000 |
CUNA MUTUAL INSURANCE SOCIETY | CUNA Mutual | insurance violation | 2005 | VA-INS | $40,000 |
CUNA MUTUAL INSURANCE SOCIETY | CUNA Mutual | insurance violation | 2007 | VA-INS | $30,000 |
CMFG LIFE INSURANCE COMPANY | CUNA Mutual | insurance violation | 2014 | VA-INS | $21,000 |
CMFG Life Insurance Company | CUNA Mutual | insurance violation | 2019 | VT-FIN | $231,000 |
CUNA Mutual Insurance Society | CUNA Mutual | insurance violation | 2007 | MULTI-FIN | $584,622 |
CMFG Life Insurance Company | CUNA Mutual | insurance violation | 2021 | VA-INS | $7,500 |
CUNA Brokerage Services, Inc. | CUNA Mutual | investor protection violation | 2001 | FINRA | $100,000 |
CUNA Brokerage Services, Inc. | CUNA Mutual | investor protection violation | 2021 | AR-SEC | $50,000 |
Customers Bank | Customers Bancorp | banking violation | 2016 | FED | $960,000 |
CITIZENS BUSINESS BANK | CVB Financial | banking violation | 2009 | FDIC | $16,200 |
ProEquities, Inc. | Dai-ichi Life | investor protection violation | 2019 | SEC | $1,852,383 |
MONY Life Insurance Co. | Dai-ichi Life | consumer protection violation | 2000 | CT-AG | $250,000 |
Protective Life Insurance Co. | Dai-ichi Life | consumer protection violation | 2007 | TX-AG | $1,570,000 |
ProEquities, Inc. | Dai-ichi Life | investor protection violation | 2018 | CT-SEC | $7,590 |
Protective Life Insurance Co. | Dai-ichi Life | insurance violation | 2000 | FL-OFR | $8,750 |
ProEquities, Inc. | Dai-ichi Life | investor protection violation | 2004 | FL-OFR | $5,000 |
Protective Life Insurance Co. | Dai-ichi Life | insurance violation | 2004 | FL-OFR | $5,950 |
ProEquities, Inc. | Dai-ichi Life | investor protection violation | 2010 | IN-SEC | $9,000 |
Protective Life Insurance Company | Dai-ichi Life | insurance violation | 2003 | MA-INS | $30,000 |
Protective Life Insurance Co. | Dai-ichi Life | insurance violation | 2014 | MN-FIN | $25,000 |
ProEquities, Inc. | Dai-ichi Life | investor protection violation | 2015 | MO-SEC | $128,528 |
Protective Life Insurance Company | Dai-ichi Life | insurance violation | 2014 | SD-INS | $5,000 |
PROTECTIVE LIFE INSURANCE CO. | Dai-ichi Life | insurance violation | 2004 | VA-INS | $10,000 |
ProEquities, Inc | Dai-ichi Life | investor protection violation | 2012 | MULTI-FIN | $435,000 |
Protective Life Insurance Company et al. | Dai-ichi Life | insurance violation | 2019 | MULTI-FIN | $350,000 |
ProEquities, Inc. | Dai-ichi Life | investor protection violation | 2009 | FINRA | $25,000 |
Danske Bank A/S | Danske Bank | anti-money-laundering deficiencies | 2022 | DOJ_CRIMINAL | $2,000,000,000 |
Danske Bank A/S | Danske Bank | anti-money-laundering deficiencies | 2022 | SEC | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $413,000,000 |
DEPOSITORY TRUST & CLEARING CORP. | Depository Trust | workplace safety or health violation | 2000 | OSHA | $13,000 |
Deutsche Bank AG | Deutsche Bank | economic sanction violation | 2015 | FED | $58,000,000 |
Deutsche Bank AG | Deutsche Bank | price-fixing or anti-competitive practices | 2015 | DOJ_CRIMINAL | $775,000,000 |
Deutsche Bank AG | Deutsche Bank | investor protection violation | 2015 | SEC | $55,000,000 |