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Violation Tracker Industry Summary Page

Industry: financial services
Penalty Total since 2000: $387,559,149,282
Number of Records: 7,719
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Bank of America$87,286,650,890328
JPMorgan Chase$39,340,688,209275
UBS$31,069,299,125179
Wells Fargo$27,616,269,231266
Citigroup$26,945,611,792181
Deutsche Bank$20,011,467,56399
Goldman Sachs$17,729,358,987111
NatWest Group PLC$14,370,701,61843
Morgan Stanley$10,780,502,443203
BNP Paribas$10,363,464,66623

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyCurrent ParentPrimary Offense Type sort iconYearAgencyPenalty Amount
Standard Fire Insurance Co.Travelersinsurance violation2018KS-INS$7,500
Liberty Mutual InsuranceLiberty Mutual Insuranceinsurance violation2018KS-INS$80,000
Allianz Life Insurance Company of North AmericaAllianzinsurance violation2019KS-INS$60,000
Auto-Owners (Mutual) Insurance Co. and Owners Insurance Co.Auto-Owners Insuranceinsurance violation2019KS-INS$10,000
Bankers Life and Casualty Co.CNO Financialinsurance violation2017LA-INS$10,000
AIG Claims, Inc.American International Groupinsurance violation2018LA-INS$11,000
American Health and Life Insurance Co.OneMain Holdingsinsurance violation2019LA-INS$11,000
Progressive Paloverde Insurance Co.Progressiveinsurance violation2019LA-INS$5,000
Axa Insurance Co.AXAinsurance violation2019LA-INS$6,000
The Lincoln National Life Insurance Co.Lincoln Nationalinsurance violation2019LA-INS$10,000
Scottsdale Insurance CompanyNationwideinsurance violation2000MA-INS$26,208
National Casualty CompanyNationwideinsurance violation2000MA-INS$6,500
Philadelphia Indemnity Insurance CompanyTokio Marineinsurance violation2000MA-INS$7,040
New Hampshire Insurance CompanyAmerican International Groupinsurance violation2002MA-INS$639,576
Insurance Company of the State of PAAmerican International Groupinsurance violation2002MA-INS$124,532
Hanover Insurance CompanyHanover Insuranceinsurance violation2001MA-INS$7,040
Fidelity & Guaranty Insurance CompanyFidelity National Financialinsurance violation2001MA-INS$21,037
Valley Forge Life Insurance CompanyPrudential PLCinsurance violation2001MA-INS$11,600
American Bankers Insurance Company of FloridaAssurantinsurance violation2001MA-INS$65,000
Sentry Insurance A Mutual CompanySentry Insuranceinsurance violation2001MA-INS$14,500
AIU Insurance CompanyAmerican International Groupinsurance violation2002MA-INS$365,615
American Home Assurance CompanyAmerican International Groupinsurance violation2002MA-INS$64,546
Fireman's Fund Insurance CompanyAllianzinsurance violation2002MA-INS$20,000
Travelers Insurance CompanyTravelersinsurance violation2002MA-INS$8,600
Zurich DirectZurich Insuranceinsurance violation2002MA-INS$6,000
Zurich Life Insurance Company of AmericaZurich Insuranceinsurance violation2002MA-INS$12,000
Harleysville Worcester Insurance CompanyNationwideinsurance violation2002MA-INS$6,000
Banner Life Insurance CompanyLegal & General Group PLCinsurance violation2002MA-INS$10,900
Valley Forge Life Insurance CompanyPrudential PLCinsurance violation2002MA-INS$24,500
Protective Life Insurance CompanyDai-ichi Lifeinsurance violation2003MA-INS$30,000
American Zurich Insurance CompanyZurich Insuranceinsurance violation2003MA-INS$40,000
American Home Assurance CompanyAmerican International Groupinsurance violation2003MA-INS$12,500
Allstate Life Insurance CompanyAllstateinsurance violation2004MA-INS$25,000
American Automobile Insurance CompanyAllianzinsurance violation2005MA-INS$9,000
Aon Risk Services Inc. of PennsylvaniaAoninsurance violation2005MA-INS$19,000
New England Life Insurance CompanyBrighthouse Financialinsurance violation2005MA-INS$13,000
Amica Mutual Insurance Co.Amica Mutual Insuranceinsurance violation2007MA-INS$12,000
Progressive Direct Insurance Co.Progressiveinsurance violation2011MA-INS$125,000
Aon Risk Services NortheastAoninsurance violation2014MA-INS$15,000
Allstate Indemnity Co. et al.Allstateinsurance violation2010MD-INS$10,000
American Modern Home Insurance Co.Munich Reinsurance violation2010MD-INS$5,000
American General Life and Accident Insurance Co.American International Groupinsurance violation2011MD-INS$7,000
Travelers Casualty and Surety Company of AmericaTravelersinsurance violation2011MD-INS$5,000
United of Omaha Life Insurance Co.Mutual of Omahainsurance violation2011MD-INS$5,500
Gerber Life Insurance Co.Western & Southern Financial Groupinsurance violation2011MD-INS$5,000
Monumental Life Insurance Co.Aegoninsurance violation2011MD-INS$9,000
Transamerica Life Insurance Co.Aegoninsurance violation2011MD-INS$5,000
Zurich American Insurance Co. et al.Zurich Insuranceinsurance violation2011MD-INS$30,000
Bankers Life and Casualty Co.CNO Financialinsurance violation2011MD-INS$10,000
Commonwealth Land Title Insurance Co.Fidelity National Financialinsurance violation2011MD-INS$30,000
Commonwealth Land Title Insurance Co. et al.Fidelity National Financialinsurance violation2011MD-INS$30,000
Old Republic National Title Insurance Co.Old Republic Internationalinsurance violation2011MD-INS$7,500
AMEX Assurance Co.American Expressinsurance violation2011MD-INS$10,000
Federal Insurance Co. et al.Chubb Limitedinsurance violation2011MD-INS$25,000
United States Life Insurance Company In the City of New YorkAmerican International Groupinsurance violation2011MD-INS$5,000
National General Assurance Co.Allstateinsurance violation2011MD-INS$50,000
Zurich American Insurance Co.Zurich Insuranceinsurance violation2011MD-INS$125,000
The Prudential Insurance Company of AmericaPrudential Financialinsurance violation2011MD-INS$75,000
Hartford Accident and Indemnity Co. et al.Hartford Financial Servicesinsurance violation2011MD-INS$125,000
Commonwealth Land Title Insurance Co.Fidelity National Financialinsurance violation2011MD-INS$30,000
First American Title Insurance Co.First American Financialinsurance violation2011MD-INS$15,000
Federal Insurance Co. et al.Chubb Limitedinsurance violation2011MD-INS$15,000
State Farm Mutual Automobile Insurance Co. et al.State Farm Insuranceinsurance violation2011MD-INS$10,000
Praetorian Insurance Co. and Redland Insurance Co.QBE Insuranceinsurance violation2011MD-INS$10,000
Titan Indemnity Co. and Victoria Fire and Casualty Co.Nationwideinsurance violation2011MD-INS$20,000
Liberty Mutual Fire Insurance Co. et al.Liberty Mutual Insuranceinsurance violation2011MD-INS$15,000
Liberty Mutual Fire Insurance Co. et al.Liberty Mutual Insuranceinsurance violation2011MD-INS$15,000
Hartford Life and Accident Insurance Co.Hartford Financial Servicesinsurance violation2011MD-INS$95,000
Hartford Life and Accident Insurance Co.Hartford Financial Servicesinsurance violation2011MD-INS$12,500
Allstate Insurance Co. and Allstate Indemnity Co.Allstateinsurance violation2011MD-INS$40,000
Allstate Insurance Co. and Allstate Indemnity Co.Allstateinsurance violation2011MD-INS$40,000
Metropolitan Life Insurance Co.MetLifeinsurance violation2011MD-INS$125,000
Banner Life Insurance Co.Legal & General Group PLCinsurance violation2011MD-INS$8,300
American Family Life Assurance Company of ColumbusAflacinsurance violation2012MD-INS$200,000
Metropolitan Life Insurance Co.MetLifeinsurance violation2012MD-INS$11,400
Unum Life Insurance Company of AmericaUnuminsurance violation2012MD-INS$19,000
Metropolitan Life Insurance Co.MetLifeinsurance violation2012MD-INS$175,000
Thrivent Financial For LutheransThrivent Financialinsurance violation2012MD-INS$8,000
The United States Life Insurance Company In the City of New YorkAmerican International Groupinsurance violation2012MD-INS$75,000
Erie Insurance ExchangeErie Indemnityinsurance violation2012MD-INS$50,000
Metropolitan Life Insurance Co.MetLifeinsurance violation2012MD-INS$5,000
Bankers Life and Casualty Co.CNO Financialinsurance violation2012MD-INS$15,000
Allstate Insurance Co.Allstateinsurance violation2013MD-INS$17,954
Phoenix Insurance Co. and Travelers Property Casualty Company of AmericaTravelersinsurance violation2013MD-INS$50,000
Allstate Indemnity Co. et al.Allstateinsurance violation2013MD-INS$18,000
SAFECO Insurance Company of America, Inc. et al.Liberty Mutual Insuranceinsurance violation2013MD-INS$195,000
Praetorian Insurance Co. and Stonington Insurance Co.QBE Insuranceinsurance violation2013MD-INS$10,000
State Farm Mutual Automobile Insurance Co.State Farm Insuranceinsurance violation2013MD-INS$15,000
Peerless Indemnity Insurance Co. et al.Liberty Mutual Insuranceinsurance violation2013MD-INS$5,000
Gerber Life Insurance Co.Western & Southern Financial Groupinsurance violation2013MD-INS$14,000
Homesite Insurance Company of the MidwestAmerican Family Insuranceinsurance violation2013MD-INS$20,000
United American Insurance Co.Globe Life Inc.insurance violation2013MD-INS$5,200
Allstate Indemnity Co.Allstateinsurance violation2014MD-INS$5,000
Fidelity & Guaranty Life Insurance Co.Fidelity National Financialinsurance violation2014MD-INS$8,000
Foremost Insurance Company Grand Rapids, MichiganZurich Insuranceinsurance violation2014MD-INS$10,000
Elephant Insurance Co.Admiral Groupinsurance violation2014MD-INS$5,000
United States Life Insurance Company In the City of New YorkAmerican International Groupinsurance violation2014MD-INS$25,000
The Travelers Indemnity Company of America et al.Travelersinsurance violation2014MD-INS$55,000
USAA Life Insurance Co.USAAinsurance violation2014MD-INS$9,000
USAA Casualty Insurance Co. et al.USAAinsurance violation2014MD-INS$5,000
SAFECO Insurance Company of America et al.Liberty Mutual Insuranceinsurance violation2014MD-INS$5,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.