Violation Tracker Industry Summary Page

Industry: 
financial services
Penalty Total since 2000: 
$323,889,987,491
Number of Records: 
5,839
Note: 
The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.

Top 10 Parent CompaniesTotal Penalty $Number of Records
Bank of America$82,695,676,034210
JPMorgan Chase$34,517,828,993151
Citigroup$25,045,655,764120
Wells Fargo$21,139,073,231172
Deutsche Bank$17,995,700,77855
UBS$16,782,800,91082
Royal Bank of Scotland$13,455,904,00027
Goldman Sachs$13,140,380,98740
BNP Paribas$12,132,332,95016
Credit Suisse$10,409,957,62631


Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.
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Company Parent Primary Offense Typesort icon Year Agency Penalty Amount
Nationwide Agribusiness Insurance Co. and Farmland Mutual Insurance Co. Nationwide insurance violation 2013 MO-INS $292,250
Great American Alliance Insurance Co. American Financial Group insurance violation 2014 MO-INS $33,000
Great American Insurance Company of New York American Financial Group insurance violation 2014 MO-INS $23,000
Continental Western Insurance Co. W.R. Berkley insurance violation 2014 MO-INS $12,000
North Pointe Insurance Co. QBE Insurance insurance violation 2014 MO-INS $8,000
Auto-Owners Insurance Co. Auto-Owners Insurance insurance violation 2015 MO-INS $39,600
Standard Fire Insurance Co. Travelers insurance violation 2015 MO-INS $89,000
State Farm Fire & Casualty Co. State Farm Insurance insurance violation 2015 MO-INS $85,750
American Home Assurance Co. et al. American International Group insurance violation 2015 MO-INS $1,250,000
Mid-Century Insurance Co. Zurich Insurance insurance violation 2015 MO-INS $87,000
Farmers Insurance Exchange Farmers Insurance Exchange insurance violation 2015 MO-INS $120,000
United States Fire Insurance Co. Fairfax Financial Holdings insurance violation 2015 MO-INS $23,500
American Family Mutual Insurance Co. and American Standard Insurance Co. of Wisconsin American Family Insurance insurance violation 2015 MO-INS $472,089
American Modern Home Insurance Co. Munich Re insurance violation 2015 MO-INS $10,000
Federal Insurance Co. Chubb Limited insurance violation 2016 MO-INS $84,500
Pacific Indemnity Co. Chubb Limited insurance violation 2016 MO-INS $15,000
Indemnity Insurance Company of North America Chubb Limited insurance violation 2016 MO-INS $47,500
Ace Property and Casualty Insurance Co. Chubb Limited insurance violation 2016 MO-INS $47,500
Ace Fire Underwriters Insurance Co. Chubb Limited insurance violation 2016 MO-INS $47,500
Ace American Insurance Co. Chubb Limited insurance violation 2016 MO-INS $47,500
United States Fire Insurance Co. Fairfax Financial Holdings insurance violation 2016 MO-INS $444,000
Hartford Fire Insurance Co. Hartford Financial Services insurance violation 2016 MO-INS $62,541
Hartford Accident and Indemnity Co. Hartford Financial Services insurance violation 2016 MO-INS $62,541
Hartford Casualty Insurance Co. Hartford Financial Services insurance violation 2016 MO-INS $62,541
Hartford Underwriters Insurance Co. Hartford Financial Services insurance violation 2016 MO-INS $62,541
Hartford Insurance Company of the Midwest Hartford Financial Services insurance violation 2016 MO-INS $62,541
Twin City Fire Insurance Co. Hartford Financial Services insurance violation 2016 MO-INS $62,541
Arch Insurance Co. Arch Capital insurance violation 2016 MO-INS $145,000
CMFG Life Insurance Co. CUNA Mutual insurance violation 2016 MO-INS $81,500
Liberty Insurance Corp. Liberty Mutual Insurance insurance violation 2016 MO-INS $8,000
American Family Mutual Insurance Co. American Family Insurance insurance violation 2016 MO-INS $7,000
Travelers Indemnity Company of America Travelers insurance violation 2016 MO-INS $20,000
Travelers Property and Casualty Company of America Travelers insurance violation 2016 MO-INS $19,000
Fidelity and Guaranty Insurance Co. FGL Holdings insurance violation 2016 MO-INS $115,250
Zurich American Insurance Co. et al. Zurich Insurance insurance violation 2016 MO-INS $250,000
Travelers Casualty Insurance Company of America et al. Travelers insurance violation 2016 MO-INS $16,000
AMCO Insurance Co. Nationwide insurance violation 2016 MO-INS $36,750
Depositors Insurance Co. Nationwide insurance violation 2016 MO-INS $16,250
Nationwide Mutual Insurance Co. Nationwide insurance violation 2016 MO-INS $51,250
Liberty Insurance Corp. et al. Liberty Mutual Insurance insurance violation 2017 MO-INS $20,000
Praetorian Insurance Co. QBE Insurance insurance violation 2018 MO-INS $28,120
Sentry Insurance a Mutual Company Sentry Insurance insurance violation 2018 MO-INS $15,000
Commonwealth Land Title Insurance Co. Fidelity National Financial insurance violation 2018 MO-INS $22,500
American Bankers Life Assurance Company of Florida Assurant insurance violation 2018 MO-INS $37,500
American Bankers Insurance Company of Florida Assurant insurance violation 2018 MO-INS $37,500
New Hampshire Insurance Co. American International Group insurance violation 2018 MO-INS $11,000
Accident Fund General Insurance Co. AF Group insurance violation 2018 MO-INS $5,000
Accident Fund National Insurance Co. AF Group insurance violation 2018 MO-INS $5,000
Accident Fund Insurance Company of America AF Group insurance violation 2018 MO-INS $5,000
United Wisconsin Insurance Co. AF Group insurance violation 2018 MO-INS $5,000
Regent Insurance Co. QBE Insurance insurance violation 2019 MO-INS $47,500
American Alternative Insurance Corp. Munich Re insurance violation 2019 MO-INS $85,000
Transamerica Life Insurance Co. Aegon insurance violation 2019 MO-INS $6,000
Transamerica Life Insurance Co. Aegon insurance violation 2019 MO-INS $5,000
Transamerica Premier Life Insurance Co. Aegon insurance violation 2019 MO-INS $5,000
Old Republic National Title Insurance Co. Old Republic International insurance violation 2019 MO-INS $60,050
Athene Annuity and Life Co. Athene Holding insurance violation 2019 MO-INS $5,000
Transamerica Life Insurance Co. Aegon insurance violation 2019 MO-INS $26,000
Transamerica Premier Life Insurance Co. Aegon insurance violation 2019 MO-INS $36,000
American Income Life Insurance Co. Globe Life Inc. insurance violation 2002 MS-INS $50,000
Monumental Life Insurance Co. Aegon insurance violation 2003 MS-INS $24,351
Conseco Life Insurance Co. CNO Financial insurance violation 2003 MS-INS $50,000
Seneca Ins Co. Inc. Fairfax Financial Holdings insurance violation 2004 MS-INS $5,000
Safety National Casualty Corp. Tokio Marine insurance violation 2004 MS-INS $5,000
Seneca Insurance Co. Inc. Fairfax Financial Holdings insurance violation 2004 MS-INS $5,000
Safety National Casualty Corp. Tokio Marine insurance violation 2008 MS-INS $10,000
Trumbull Insurance Co. Hartford Financial Services insurance violation 2002 MT-INS $5,000
Hartford Fire Insurance Co. et al. Hartford Financial Services insurance violation 2003 MT-INS $30,000
Fortis Insurance Co. et al. Assurant insurance violation 2004 MT-INS $70,000
Fortis Insurance Co. Assurant insurance violation 2004 MT-INS $65,000
Chicago Title Insurance Co. Fidelity National Financial insurance violation 2007 MT-INS $7,500
John Alden Life Insurance Co. Assurant insurance violation 2010 MT-INS $175,000
Time Insurance Co. Haven Holdings insurance violation 2010 MT-INS $50,000
Safeco Insurance Company of Illinois Liberty Mutual Insurance insurance violation 2010 MT-INS $25,000
Genworth Life and Annuity Insurance Co. Genworth Financial insurance violation 2011 MT-INS $5,000
Companion Life Insurance Co. BlueCross BlueShield of South Carolina insurance violation 2012 MT-INS $12,500
Farmers Insurance Exchange Farmers Insurance Exchange insurance violation 2013 MT-INS $50,000
Arch Insurance Co. Arch Capital insurance violation 2013 MT-INS $29,075
John Hancock Life Insurance Co. Manulife Financial insurance violation 2013 MT-INS $5,000
Travelers Casualty and Surety Co. et al. Travelers insurance violation 2013 MT-INS $5,000
Bankers Life and Casualty Co. CNO Financial insurance violation 2013 MT-INS $50,000
State Farm Mutual Automobile Insurance Co. State Farm Insurance insurance violation 2014 MT-INS $38,638
Safeco Insurance Company of Illinois Liberty Mutual Insurance insurance violation 2015 MT-INS $95,000
John Alden Life Insurance Co. and Time Insurance Co. Assurant insurance violation 2015 MT-INS $1,699,709
The Prudential Insurance Company of America Prudential Financial insurance violation 2015 MT-INS $5,000
Unigard Insurance Co. QBE Insurance insurance violation 2016 MT-INS $25,000
AXA Equitable Life & Annuity Co. AXA insurance violation 2016 MT-INS $5,000
Unigard Insurance Co. QBE Insurance insurance violation 2016 MT-INS $15,000
Hartford Life Insurance Co. and Hartford Life and Accident Insurance Co. Hartford Financial Services insurance violation 2016 MT-INS $50,000
Liberty Mutual Insurance Co. Liberty Mutual Insurance insurance violation 2016 MT-INS $5,000
HCC Life Insurance Co. and HCC Medical Insurance Services, LLC Tokio Marine insurance violation 2017 MT-INS $130,000
Allstate Fire and Casualty Insurance Co. et al. Allstate insurance violation 2017 MT-INS $10,000
Federal Insurance Co. Chubb Limited insurance violation 2018 MT-INS $20,000
Accordia Life and Annuity Co. Global Atlantic Financial Group insurance violation 2018 MT-INS $25,000
American Income Life Insurance Co. Globe Life Inc. insurance violation 2019 MT-INS $15,000
Provident Life and Accident Insurance Co. Unum insurance violation 2000 NC-INS $80,000
Allstate Insurance Company Allstate insurance violation 2010 NC-INS $680,718
Hartford Life and Annuity Insurance Company Hartford Financial Services insurance violation 2012 NC-INS $91,500
American Modern Home Insurance Company Munich Re insurance violation 2012 NC-INS $1,860,000
Time Insurance Company Haven Holdings insurance violation 2013 NC-INS $524,000
Conseco Senior Health Insurance Company CNO Financial insurance violation 2001 ND-INS $5,000
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