Allstate Insurance Co. | Allstate | insurance violation | 2011 | DE-INS | $25,000 |
Liberty National Life Insurance Co. | Globe Life Inc. | insurance violation | 2011 | FL-OFR | $60,000 |
New York Life Insurance Co. | New York Life Insurance | insurance violation | 2011 | FL-OFR | $18,000 |
American Heritage Life Insurance Co. | Allstate | insurance violation | 2011 | FL-OFR | $28,000 |
RiverSource Life Insurance Co. | Ameriprise Financial | insurance violation | 2011 | FL-OFR | $10,500 |
Nationwide Insurance Company of America et al. | Nationwide | insurance violation | 2011 | IA-INS | $52,000 |
Travelers Casualty & Surety Company of America et al. | Travelers | insurance violation | 2011 | IA-INS | $5,000 |
Academy Mortgage Corp. | Academy Mortgage Corp. | consumer protection violation | 2011 | ID-FIN | $155,000 |
Charles Schwab & Co., Inc. et al. | Charles Schwab Corp. | investor protection violation | 2011 | IL-SEC | $8,567,364 |
State Farm Mutual Automobile Insurance Co. and State Farm Fire and Casualty Co. | State Farm Insurance | insurance violation | 2011 | IL-INS | $50,000 |
American Bankers Life Assurance Company of Florida | Assurant | insurance violation | 2011 | IL-INS | $15,000 |
Stifel, Nicolaus & Company, Inc. | Stifel Financial | investor protection violation | 2011 | IL-SEC | $80,224 |
Quicken Loans, Inc. | Rocket Companies Inc. | consumer protection violation | 2011 | IL-BKG | $75,000 |
Sentinel Insurance Company Ltd. | Hartford Financial Services | insurance violation | 2011 | IL-INS | $9,000 |
LPL Financial, LLC | LPL Financial | investor protection violation | 2011 | IL-SEC | $250,000 |
Edward D. Jones & Co., L.P. | Jones Financial | investor protection violation | 2011 | IN-SEC | $10,000 |
UBS Financial Services | UBS | investor protection violation | 2011 | IN-SEC | $677,000 |
Fidelity Brokerage Services LLC | Fidelity Investments | investor protection violation | 2011 | IN-SEC | $7,500 |
Provident Funding Associates, LP | Provident Funding Associates | consumer protection violation | 2011 | KY-FIN | $66,000 |
PHH Mortgage Corp. | Ocwen Financial | consumer protection violation | 2011 | KY-FIN | $5,000 |
Nationstar Mortgage LLC | Mr. Cooper Group | consumer protection violation | 2011 | MA-BKG | $25,000 |
Progressive Direct Insurance Co. | Progressive | insurance violation | 2011 | MA-INS | $125,000 |
American General Life and Accident Insurance Co. | American International Group | insurance violation | 2011 | MD-INS | $7,000 |
Travelers Casualty and Surety Company of America | Travelers | insurance violation | 2011 | MD-INS | $5,000 |
United of Omaha Life Insurance Co. | Mutual of Omaha | insurance violation | 2011 | MD-INS | $5,500 |
Gerber Life Insurance Co. | Western & Southern Financial Group | insurance violation | 2011 | MD-INS | $5,000 |
Monumental Life Insurance Co. | Aegon | insurance violation | 2011 | MD-INS | $9,000 |
Transamerica Life Insurance Co. | Aegon | insurance violation | 2011 | MD-INS | $5,000 |
Zurich American Insurance Co. et al. | Zurich Insurance | insurance violation | 2011 | MD-INS | $30,000 |
Bankers Life and Casualty Co. | CNO Financial | insurance violation | 2011 | MD-INS | $10,000 |
Commonwealth Land Title Insurance Co. | Fidelity National Financial | insurance violation | 2011 | MD-INS | $30,000 |
Commonwealth Land Title Insurance Co. et al. | Fidelity National Financial | insurance violation | 2011 | MD-INS | $30,000 |
Old Republic National Title Insurance Co. | Old Republic International | insurance violation | 2011 | MD-INS | $7,500 |
AMEX Assurance Co. | American Express | insurance violation | 2011 | MD-INS | $10,000 |
Federal Insurance Co. et al. | Chubb Limited | insurance violation | 2011 | MD-INS | $25,000 |
United States Life Insurance Company In the City of New York | American International Group | insurance violation | 2011 | MD-INS | $5,000 |
National General Assurance Co. | Allstate | insurance violation | 2011 | MD-INS | $50,000 |
Zurich American Insurance Co. | Zurich Insurance | insurance violation | 2011 | MD-INS | $125,000 |
The Prudential Insurance Company of America | Prudential Financial | insurance violation | 2011 | MD-INS | $75,000 |
Hartford Accident and Indemnity Co. et al. | Hartford Financial Services | insurance violation | 2011 | MD-INS | $125,000 |
Commonwealth Land Title Insurance Co. | Fidelity National Financial | insurance violation | 2011 | MD-INS | $30,000 |
First American Title Insurance Co. | First American Financial | insurance violation | 2011 | MD-INS | $15,000 |
Federal Insurance Co. et al. | Chubb Limited | insurance violation | 2011 | MD-INS | $15,000 |
State Farm Mutual Automobile Insurance Co. et al. | State Farm Insurance | insurance violation | 2011 | MD-INS | $10,000 |
Praetorian Insurance Co. and Redland Insurance Co. | QBE Insurance | insurance violation | 2011 | MD-INS | $10,000 |
Titan Indemnity Co. and Victoria Fire and Casualty Co. | Nationwide | insurance violation | 2011 | MD-INS | $20,000 |
Liberty Mutual Fire Insurance Co. et al. | Liberty Mutual Insurance | insurance violation | 2011 | MD-INS | $15,000 |
Liberty Mutual Fire Insurance Co. et al. | Liberty Mutual Insurance | insurance violation | 2011 | MD-INS | $15,000 |
Hartford Life and Accident Insurance Co. | Hartford Financial Services | insurance violation | 2011 | MD-INS | $95,000 |
Hartford Life and Accident Insurance Co. | Hartford Financial Services | insurance violation | 2011 | MD-INS | $12,500 |
Allstate Insurance Co. and Allstate Indemnity Co. | Allstate | insurance violation | 2011 | MD-INS | $40,000 |
Allstate Insurance Co. and Allstate Indemnity Co. | Allstate | insurance violation | 2011 | MD-INS | $40,000 |
Metropolitan Life Insurance Co. | MetLife | insurance violation | 2011 | MD-INS | $125,000 |
Banner Life Insurance Co. | Legal & General Group PLC | insurance violation | 2011 | MD-INS | $8,300 |
Bankers Life & Casualty Co. | CNO Financial | insurance violation | 2011 | ME-INS | $102,801 |
CUNA Mutual Insurance Society | CUNA Mutual | insurance violation | 2011 | ME-INS | $100,000 |
Progressive Northwestern Insurance Co. | Progressive | insurance violation | 2011 | ME-INS | $100,000 |
Homesite Insurance Company of the Midwest | American Family Insurance | insurance violation | 2011 | ME-INS | $7,500 |
American Family Life Assurance Company of Columbus | Aflac | insurance violation | 2011 | ME-INS | $20,000 |
Prosper Marketplace, Inc. | Prosper Marketplace | investor protection violation | 2011 | ME-SEC | $5,000 |
American Family Mutual Insurance Co. | American Family Insurance | insurance violation | 2011 | MN-FIN | $5,000 |
Safeco Insurance Company of America et al. | Liberty Mutual Insurance | insurance violation | 2011 | MN-FIN | $25,000 |
A.G. Edwards & Sons, Inc. | Wells Fargo | investor protection violation | 2011 | MO-SEC | $765,993 |
Berthel Fisher & Company Financial Services, Inc. | Berthel Fisher | investor protection violation | 2011 | MO-SEC | $5,000 |
Sentry Insurance a Mutual Company | Sentry Insurance | insurance violation | 2011 | MO-INS | $5,200 |
National Interstate Insurance Co. | American Financial Group | insurance violation | 2011 | MO-INS | $43,000 |
Old Republic National Title Insurance Co. | Old Republic International | insurance violation | 2011 | MO-INS | $74,000 |
Genworth Life and Annuity Insurance Co. | Genworth Financial | insurance violation | 2011 | MT-FIN | $5,000 |
American Express Travel Related Services Company, Inc. | American Express | consumer protection violation | 2011 | NE-DBF | $35,000 |
UBS Financial Services Inc. | UBS | investor protection violation | 2011 | NH-BSR | $1,000,000 |
PHH Mortgage Corporation | Ocwen Financial | consumer protection violation | 2011 | NJ-DBI | $9,000 |
Quicken Loans Inc. | Rocket Companies Inc. | consumer protection violation | 2011 | OH-BKG | $35,000 |
HealthNow | Highmark Inc. | insurance violation | 2011 | NY-DFS | $4,492,327 |
Bankers Life and Casualty Company | CNO Financial | insurance violation | 2011 | OR-FIN | $5,000 |
United of Omaha Life Insurance Company | Mutual of Omaha | insurance violation | 2011 | OR-FIN | $5,000 |
Metropolitan Life Insurance Company | MetLife | insurance violation | 2011 | OR-FIN | $5,000 |
Standard Insurance Company | Meiji Yasuda Life Insurance | insurance violation | 2011 | OR-FIN | $15,000 |
AXA Advisors LLC | Equitable Holdings | investor protection violation | 2011 | OR-FIN | $80,000 |
LPL Financial LLC | LPL Financial | investor protection violation | 2011 | OR-FIN | $100,000 |
New Day Financial LLC | New Day Financial LLC | consumer protection violation | 2011 | PA-BKG | $57,500 |
MLD Mortgage Inc. dba The Money Store | MLD Mortgage Inc. dba The Money Store | consumer protection violation | 2011 | PA-BKG | $27,500 |
Bankers Life & Casualty Company | CNO Financial | insurance violation | 2011 | RI-FIN | $975,000 |
Morgan Stanley & Co. Inc. | Morgan Stanley | investor protection violation | 2011 | SC-SEC | $30,000 |
American Family Home Insurance Co. | Munich Re | insurance violation | 2011 | SC-INS | $9,800 |
United Services Automobile Association | USAA | insurance violation | 2011 | SC-INS | $8,000 |
Bristol West Insurance Company | Zurich Insurance | insurance violation | 2011 | SC-INS | $7,500 |
XL Specialty Insurance Company | AXA | insurance violation | 2011 | TX-INS | $25,000 |
SCOR Global Life U.S. Re Insurance Company | SCOR | insurance violation | 2011 | TX-INS | $99,000 |
SCOR Global Life U.S. Re Insurance Company of Texas | SCOR | insurance violation | 2011 | TX-INS | $90,000 |
Ace American Insurance Company | Chubb Limited | insurance violation | 2011 | TX-INS | $48,000 |
Indemnity Insurance Company of North America | Chubb Limited | insurance violation | 2011 | TX-INS | $68,000 |
Virginia Surety Company Inc. | Assurant | insurance violation | 2011 | TX-INS | $200,000 |
LM Insurance Corporation | Liberty Mutual Insurance | insurance violation | 2011 | TX-INS | $18,000 |
Marsh USA Inc. | Marsh & McLennan | insurance violation | 2011 | TX-INS | $121,189 |
American Zurich Insurance Company | Zurich Insurance | insurance violation | 2011 | TX-INS | $9,000 |
Hanover Insurance Company | Hanover Insurance | insurance violation | 2011 | TX-INS | $15,000 |
Indemnity Insurance Company of North America | Chubb Limited | insurance violation | 2011 | TX-INS | $15,500 |
New Hampshire Insurance Company | American International Group | insurance violation | 2011 | TX-INS | $5,000 |
Zurich American Insurance Company | Zurich Insurance | insurance violation | 2011 | TX-INS | $10,000 |
Hartford Casualty Insurance Corporation | Hartford Financial Services | insurance violation | 2011 | TX-INS | $5,500 |
Hartford Fire Insurance Company | Hartford Financial Services | insurance violation | 2011 | TX-INS | $85,000 |