Violation Tracker Industry Summary Page

Industry: 
financial services
Penalty Total since 2000: 
$323,889,987,491
Number of Records: 
5,839
Note: 
The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.

Top 10 Parent CompaniesTotal Penalty $Number of Records
Bank of America$82,695,676,034210
JPMorgan Chase$34,517,828,993151
Citigroup$25,045,655,764120
Wells Fargo$21,139,073,231172
Deutsche Bank$17,995,700,77855
UBS$16,782,800,91082
Royal Bank of Scotland$13,455,904,00027
Goldman Sachs$13,140,380,98740
BNP Paribas$12,132,332,95016
Credit Suisse$10,409,957,62631


Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.
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Company Parent Primary Offense Type Year Agencysort icon Penalty Amount
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2009 MSHA $8,893
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2008 MSHA $13,268
Bowie Resources LLC Trafigura workplace safety or health violation 2008 MSHA $16,362
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2009 MSHA $5,080
Bowie Resources LLC Trafigura workplace safety or health violation 2010 MSHA $9,122
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2009 MSHA $9,634
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2009 MSHA $9,634
Bowie Resources LLC Trafigura workplace safety or health violation 2009 MSHA $6,000
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2008 MSHA $6,458
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2008 MSHA $6,458
Bowie Resources LLC Trafigura workplace safety or health violation 2008 MSHA $6,458
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2010 MSHA $5,961
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2009 MSHA $5,080
Bowie Resources LLC Trafigura workplace safety or health violation 2010 MSHA $9,000
Bowie Resources LLC Trafigura workplace safety or health violation 2008 MSHA $9,634
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2009 MSHA $13,268
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2010 MSHA $7,500
Bowie Resources LLC Trafigura workplace safety or health violation 2009 MSHA $9,882
Bowie Resources LLC Trafigura workplace safety or health violation 2008 MSHA $5,080
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2009 MSHA $11,306
Bowie Resources LLC Trafigura workplace safety or health violation 2008 MSHA $9,634
Bowie Resources LLC Trafigura workplace safety or health violation 2009 MSHA $10,705
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2008 MSHA $6,458
Bowie Resources LLC Trafigura workplace safety or health violation 2010 MSHA $21,000
Bowie Resources LLC Trafigura workplace safety or health violation 2008 MSHA $5,900
Bowie Resources LLC Trafigura workplace safety or health violation 2009 MSHA $5,600
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2009 MSHA $8,209
Bowie Resources LLC Trafigura workplace safety or health violation 2009 MSHA $9,500
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2009 MSHA $15,971
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2010 MSHA $15,971
Bowie Resources LLC Trafigura workplace safety or health violation 2009 MSHA $7,774
Bowie Resources LLC Trafigura workplace safety or health violation 2008 MSHA $12,248
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2008 MSHA $8,209
Bowie Resources LLC Trafigura workplace safety or health violation 2013 MSHA $10,000
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2013 MSHA $21,807
Bowie Resources LLC Trafigura workplace safety or health violation 2013 MSHA $6,600
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2013 MSHA $14,373
Cleco Corp Macquarie workplace safety or health violation 2012 MSHA $9,310
Bowie Resources LLC Trafigura workplace safety or health violation 2012 MSHA $5,390
Bowie Resources LLC Trafigura workplace safety or health violation 2012 MSHA $8,209
Bowie Resources LLC Trafigura workplace safety or health violation 2012 MSHA $10,437
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2013 MSHA $5,961
Bowie Resources LLC Trafigura workplace safety or health violation 2012 MSHA $6,000
Bowie Resources LLC Trafigura workplace safety or health violation 2013 MSHA $7,700
Bowie Resources LLC Trafigura workplace safety or health violation 2013 MSHA $10,000
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2013 MSHA $18,000
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2013 MSHA $14,373
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2012 MSHA $9,732
Bowie Resources LLC Trafigura workplace safety or health violation 2013 MSHA $11,500
Bowie Resources LLC Trafigura workplace safety or health violation 2014 MSHA $9,248
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2013 MSHA $5,596
Bowie Resources LLC Trafigura workplace safety or health violation 2012 MSHA $8,893
Bowie Resources LLC Trafigura workplace safety or health violation 2011 MSHA $15,000
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2013 MSHA $9,634
Bowie Refined Coal, LLC Trafigura workplace safety or health violation 2013 MSHA $5,000
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2012 MSHA $5,596
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2014 MSHA $8,209
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2014 MSHA $5,961
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2014 MSHA $5,961
Bowie Resources LLC Trafigura workplace safety or health violation 2013 MSHA $10,000
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2013 MSHA $10,437
Bowie Resources LLC Trafigura workplace safety or health violation 2011 MSHA $42,500
Bowie Resources LLC Trafigura workplace safety or health violation 2013 MSHA $6,600
Bowie Resources LLC Trafigura workplace safety or health violation 2012 MSHA $6,996
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2014 MSHA $6,458
Bowie Resources LLC Trafigura workplace safety or health violation 2011 MSHA $26,529
Bowie Resources LLC Trafigura workplace safety or health violation 2012 MSHA $6,458
Bowie Resources LLC Trafigura workplace safety or health violation 2013 MSHA $9,800
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2014 MSHA $6,996
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2014 MSHA $5,305
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2014 MSHA $5,961
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2013 MSHA $6,996
Bowie Resources LLC Trafigura workplace safety or health violation 2011 MSHA $10,437
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2013 MSHA $18,583
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2012 MSHA $5,961
Bowie Resources LLC Trafigura workplace safety or health violation 2013 MSHA $5,000
Bowie Resources LLC Trafigura workplace safety or health violation 2013 MSHA $6,115
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2013 MSHA $6,996
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2013 MSHA $37,416
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2013 MSHA $7,578
Bowie Resources LLC Trafigura workplace safety or health violation 2013 MSHA $10,000
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2013 MSHA $9,634
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2012 MSHA $5,503
Bowie Resources LLC Trafigura workplace safety or health violation 2011 MSHA $8,600
Bowie Resources LLC Trafigura workplace safety or health violation 2011 MSHA $24,500
Bowie Resources LLC Trafigura workplace safety or health violation 2012 MSHA $6,500
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2013 MSHA $5,503
Bowie Resources LLC Trafigura workplace safety or health violation 2012 MSHA $5,200
Bowie Resources LLC Trafigura workplace safety or health violation 2014 MSHA $40,300
Bowie Resources LLC Trafigura workplace safety or health violation 2012 MSHA $7,300
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2013 MSHA $6,458
Bowie Resources LLC Trafigura workplace safety or health violation 2014 MSHA $8,209
Bowie Resources LLC Trafigura workplace safety or health violation 2014 MSHA $6,458
Bowie Resources LLC Trafigura workplace safety or health violation 2013 MSHA $10,000
Bowie Resources LLC Trafigura workplace safety or health violation 2013 MSHA $10,000
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2013 MSHA $8,209
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2013 MSHA $21,807
Bowie Resources LLC Trafigura workplace safety or health violation 2013 MSHA $7,100
Bowie Resources LLC Trafigura workplace safety or health violation 2014 MSHA $12,500
Bowie Resources LLC Trafigura workplace safety or health violation 2011 MSHA $6,458
Bowie Resources LLC Trafigura workplace safety or health violation 2013 MSHA $10,000
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