Violation Tracker Industry Summary Page

Industry: 
financial services
Penalty Total since 2000: 
$331,558,339,161
Number of Records: 
6,166
Note: 
The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.

Top 10 Parent CompaniesTotal Penalty $Number of Records
Bank of America$82,764,013,078219
JPMorgan Chase$35,819,302,225162
Citigroup$25,454,366,764125
Wells Fargo$21,358,750,745184
Deutsche Bank$18,286,625,30261
UBS$16,792,860,91083
Goldman Sachs$16,365,468,98744
Royal Bank of Scotland$13,473,904,00028
BNP Paribas$12,132,582,95017
Credit Suisse$10,410,557,62632


Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.
Download results as CSV or XML (maximum 10,000; for access to larger downloads contact Phil Mattera)
Companysort icon Parent Primary Offense Type Year Agency Penalty Amount
Hartford Accident and Indemnity Co. et al. Hartford Financial Services insurance violation 2010 CA-INS $40,000
Hartford Accident and Indemnity Co. et al. Hartford Financial Services insurance violation 2011 MD-INS $125,000
Hartford Accident and Indemnity Co. et al. Hartford Financial Services insurance violation 2015 MD-INS $15,000
Hartford Accident and Indemnity Company Hartford Financial Services insurance violation 2010 TX-INS $18,000
Hartford Accident and Indemnity Company Hartford Financial Services insurance violation 2016 VA-INS $8,131
Hartford Casualty Insurance Hartford Financial Services insurance violation 2004 PA-INS $30,000
Hartford Casualty Insurance Co. Hartford Financial Services insurance violation 2019 CT-INS $57,500
Hartford Casualty Insurance Co. Hartford Financial Services insurance violation 2007 ME-INS $5,000
Hartford Casualty Insurance Co. Hartford Financial Services insurance violation 2016 MO-INS $62,541
Hartford Casualty Insurance Co. et al. Hartford Financial Services insurance violation 2014 MD-INS $35,000
Hartford Casualty Insurance Company Hartford Financial Services insurance violation 2014 NY-DFS $7,100
Hartford Casualty Insurance Company Hartford Financial Services insurance violation 2016 NY-DFS $15,000
Hartford Casualty Insurance Company Hartford Financial Services insurance violation 2013 SD-INS $5,000
Hartford Casualty Insurance Company Hartford Financial Services insurance violation 2010 TX-INS $18,000
Hartford Casualty Insurance Company Hartford Financial Services insurance violation 2014 TX-INS $6,662
Hartford Casualty Insurance Company Hartford Financial Services insurance violation 2016 TX-INS $13,000
Hartford Casualty Insurance Company Hartford Financial Services insurance violation 2016 TX-INS $19,000
Hartford Casualty Insurance Company Hartford Financial Services insurance violation 2019 TX-INS $6,000
HARTFORD CASUALTY INSURANCE COMPANY Hartford Financial Services insurance violation 2020 WA-INS $90,000
Hartford Casualty Insurance Company Hartford Financial Services insurance violation 2020 TX-INS $7,500
Hartford Casualty Insurance Company et al. Hartford Financial Services insurance violation 2008 TX-INS $21,000
Hartford Casualty Insurance Corporation Hartford Financial Services insurance violation 2011 TX-INS $5,500
HARTFORD CASUALTY INSURANCE, ET AL. Hartford Financial Services insurance violation 2010 VA-INS $15,000
Hartford Financial Services Group Inc. Hartford Financial Services benefit plan administrator violation 2012 private lawsuit-federal $1,935,000
Hartford Financial Services Group, Inc. Hartford Financial Services investor protection violation 2006 SEC $55,000,000
Hartford Financial Services Group, Inc. Hartford Financial Services price-fixing or anti-competitive practices 2009 CT-AG $1,300,000
Hartford Financial Services Group, Inc. Hartford Financial Services price-fixing or anti-competitive practices 2007 MULTI-AG $115,000,000
Hartford Fire and Casualty Group Hartford Financial Services insurance violation 2016 MULTI-AG $2,100,000
Hartford Fire Insurance Hartford Financial Services wage and hour violation 2016 private lawsuit-federal $2,650,000
Hartford Fire Insurance Hartford Financial Services wage and hour violation 2011 private lawsuit-federal $1,200,000
Hartford Fire Insurance Co. Hartford Financial Services insurance violation 2007 ME-INS $5,000
Hartford Fire Insurance Co. Hartford Financial Services insurance violation 2016 MO-INS $62,541
HARTFORD FIRE INSURANCE CO. ET AL Hartford Financial Services insurance violation 2001 VA-INS $30,000
Hartford Fire Insurance Co. et al. Hartford Financial Services insurance violation 2006 CA-INS $125,000
Hartford Fire Insurance Co. et al. Hartford Financial Services insurance violation 2003 MT-INS $30,000
Hartford Fire Insurance Company Hartford Financial Services wage and hour violation 2010 WHD $25,448
Hartford Fire Insurance Company Hartford Financial Services insurance violation 2013 SD-INS $5,000
Hartford Fire Insurance Company Hartford Financial Services insurance violation 2013 SD-INS $5,000
Hartford Fire Insurance Company Hartford Financial Services insurance violation 2008 TX-INS $6,000
Hartford Fire Insurance Company Hartford Financial Services insurance violation 2010 TX-INS $18,000
Hartford Fire Insurance Company Hartford Financial Services insurance violation 2011 TX-INS $85,000
Hartford Fire Insurance Company Hartford Financial Services insurance violation 2019 TX-INS $8,000
Hartford Fire Insurance Company Hartford Financial Services insurance violation 2019 TX-INS $12,500
Hartford Fire Insurance Company And Twin City Fire Insurance Company Hartford Financial Services insurance violation 2013 WA-INS $10,000
Hartford Insurance Company of Illinois Hartford Financial Services insurance violation 2014 NY-DFS $7,100
Hartford Insurance Company of the Midwest Hartford Financial Services insurance violation 2016 MO-INS $62,541
Hartford Insurance Company of the Midwest Hartford Financial Services insurance violation 2014 NY-DFS $14,450
Hartford Insurance Company of the Midwest Hartford Financial Services insurance violation 2019 OR-FIN $50,000
Hartford Insurance Company of the Midwest Hartford Financial Services insurance violation 2013 SD-INS $5,000
Hartford Insurance Company of the Midwest Hartford Financial Services insurance violation 2010 TX-INS $18,000
Hartford Insurance Company of the Midwest Hartford Financial Services insurance violation 2012 TX-INS $13,000
Hartford Insurance Company of the Midwest Hartford Financial Services insurance violation 2012 TX-INS $5,000
Hartford Insurance Company of the Midwest Hartford Financial Services insurance violation 2014 TX-INS $11,460
Hartford Insurance Company of the Midwest Hartford Financial Services insurance violation 2014 TX-INS $40,000
Hartford Insurance Company of the Midwest Hartford Financial Services insurance violation 2019 TX-INS $10,000
Hartford Insurance Company of the Midwest Hartford Financial Services insurance violation 2019 TX-INS $10,000
HARTFORD INSURANCE COMPANY OF THE MIDWEST Hartford Financial Services insurance violation 2006 VA-INS $42,800
Hartford Insurance Company of the Midwest Hartford Financial Services insurance violation 2003 WI-INS $6,500
Hartford Insurance Company of the Midwest Hartford Financial Services insurance violation 2005 WI-INS $9,500
Hartford Insurance Company The Midwest Hartford Financial Services insurance violation 2012 WA-INS $30,000
Hartford Insurance Company The Midwest Hartford Financial Services insurance violation 2017 WA-INS $10,000
Hartford Insurance Company The Midwest Hartford Financial Services insurance violation 2018 WA-INS $20,000
Hartford Life and Accident Insurance Co. Hartford Financial Services insurance violation 2011 MD-INS $95,000
Hartford Life and Accident Insurance Co. Hartford Financial Services insurance violation 2011 MD-INS $12,500
Hartford Life and Accident Insurance Co. Hartford Financial Services insurance violation 2016 MD-INS $60,000
Hartford Life and Accident Insurance Co. Hartford Financial Services insurance violation 2020 MA-AG $145,000
Hartford Life and Accident Insurance Company Hartford Financial Services insurance violation 2006 OR-FIN $17,500
Hartford Life and Accident Insurance Company Hartford Financial Services insurance violation 2012 OR-FIN $5,000
Hartford Life and Accident Insurance Company Hartford Financial Services insurance violation 2018 SD-INS $10,000
HARTFORD LIFE AND ANNUITY INSURANCE Hartford Financial Services insurance violation 2008 VA-INS $5,000
Hartford Life and Annuity Insurance Company Hartford Financial Services insurance violation 2012 NC-INS $91,500
Hartford Life Insurance Co. and Hartford Life and Accident Insurance Co. Hartford Financial Services insurance violation 2016 MT-INS $50,000
Hartford Life Insurance Company Hartford Financial Services benefit plan administrator violation 2010 private lawsuit-federal $13,775,000
Hartford Life Insurance Company Hartford Financial Services insurance violation 2012 NY-DFS $24,000,000
Hartford Life Insurance Company Hartford Financial Services insurance violation 2016 NY-DFS $50,000
Hartford Lloyd's Corporation Hartford Financial Services insurance violation 2010 TX-INS $18,000
Hartford Underwriters Insurance Co. Hartford Financial Services insurance violation 2007 ME-INS $5,000
Hartford Underwriters Insurance Co. Hartford Financial Services insurance violation 2016 MO-INS $62,541
Hartford Underwriters Insurance Co. et al. Hartford Financial Services insurance violation 2019 DE-INS $23,000
Hartford Underwriters Insurance Co. et al. Hartford Financial Services insurance violation 2020 DE-INS $34,000
Hartford Underwriters Insurance Company Hartford Financial Services insurance violation 2014 NY-DFS $8,600
Hartford Underwriters Insurance Company Hartford Financial Services insurance violation 2013 SD-INS $5,000
Hartford Underwriters Insurance Company Hartford Financial Services insurance violation 2010 TX-INS $18,000
Hartford Underwriters Insurance Company Hartford Financial Services insurance violation 2010 TX-INS $78,000
Hartford Underwriters Insurance Company Hartford Financial Services insurance violation 2012 TX-INS $5,000
Hartford Underwriters Insurance Company Hartford Financial Services insurance violation 2014 TX-INS $14,000
Hartford Underwriters Insurance Company Hartford Financial Services insurance violation 2016 TX-INS $45,000
Hartford Underwriters Insurance Company Hartford Financial Services insurance violation 2018 TX-INS $9,000
HCC Life Insurance Co. Tokio Marine insurance violation 2016 MN-FIN $5,000
HCC Life Insurance Co. and HCC Medical Insurance Services, LLC Tokio Marine insurance violation 2017 MT-INS $130,000
HCC LIFE INSURANCE COMPANY Tokio Marine insurance violation 2015 VA-INS $9,000
HCC Life Insurance Company et al. Tokio Marine insurance violation 2018 MULTI-FIN $5,000,000
HealthNow Highmark Inc. insurance violation 2011 NY-DFS $4,492,327
HealthNow Highmark Inc. insurance violation 2012 NY-DFS $101,640
Healthnow New York Highmark Inc. consumer protection violation 2016 NY-AG $60,000
HealthNow New York Highmark Inc. consumer protection violation 2005 NY-AG $5,000
HealthNow New York Inc. Highmark Inc. insurance violation 2008 NY-DFS $1,050,000
HealthNow New York Inc. Highmark Inc. insurance violation 2013 NY-DFS $700,000
HealthNow New York Inc. Highmark Inc. insurance violation 2016 NY-DFS $750,000
HealthNow New York, Inc. Highmark Inc. insurance violation 2018 NY-DFS $118,583
HealthNow NewYork, Inc. Highmark Inc. consumer protection violation 2009 NY-AG $212,500
Download results as CSV or XML (maximum 10,000; for access to larger downloads contact Phil Mattera)