Violation Tracker Industry Summary Page

Industry: 
financial services
Penalty Total since 2000: 
$323,889,987,491
Number of Records: 
5,839
Note: 
The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.

Top 10 Parent CompaniesTotal Penalty $Number of Records
Bank of America$82,695,676,034210
JPMorgan Chase$34,517,828,993151
Citigroup$25,045,655,764120
Wells Fargo$21,139,073,231172
Deutsche Bank$17,995,700,77855
UBS$16,782,800,91082
Royal Bank of Scotland$13,455,904,00027
Goldman Sachs$13,140,380,98740
BNP Paribas$12,132,332,95016
Credit Suisse$10,409,957,62631


Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.
Download results as CSV or XML
Company Parent Primary Offense Typesort icon Year Agency Penalty Amount
ACE American Reinsurance Company Chubb Limited insurance violation 2006 OR-FIN $8,300
AIG Life Insurance Company American International Group insurance violation 2006 OR-FIN $10,000
National Union Fire Insurance Company of Pittsburgh, PA American International Group insurance violation 2006 OR-FIN $30,000
United States Life Insurance Company in the City of New York American International Group insurance violation 2006 OR-FIN $20,000
Progressive Northern Insurance Company Progressive insurance violation 2006 OR-FIN $10,000
John Alden Life Insurance Company Assurant insurance violation 2007 OR-FIN $10,000
Time Insurance Company Haven Holdings insurance violation 2007 OR-FIN $60,000
Farmers Insurance Company of Oregon Zurich Insurance insurance violation 2007 OR-FIN $20,000
Mid-Century Insurance Company Zurich Insurance insurance violation 2007 OR-FIN $20,000
Reliance Standard Life Insurance Company Tokio Marine insurance violation 2007 OR-FIN $10,000
ACE American Insurance Company Chubb Limited insurance violation 2007 OR-FIN $15,000
AIU Insurance Company et al. American International Group insurance violation 2007 OR-FIN $1,000,000
Ticor Title Insurance Company Fidelity National Financial insurance violation 2007 OR-FIN $6,000
Nationwide Mutual Insurance Company Nationwide insurance violation 2007 OR-FIN $10,000
AIG Casualty Company American International Group insurance violation 2007 OR-FIN $7,500
American Home Assurance Company American International Group insurance violation 2007 OR-FIN $10,000
Commerce and Industry Insurance Company American International Group insurance violation 2007 OR-FIN $10,000
Granite State Insurance Company American International Group insurance violation 2007 OR-FIN $5,000
The Insurance Company of the State of Pennsylvania American International Group insurance violation 2007 OR-FIN $10,000
Reliance Standard Life Insurance Company Tokio Marine insurance violation 2007 OR-FIN $5,000
Farmers Insurance Company of Oregon Zurich Insurance insurance violation 2007 OR-FIN $10,000
Virginia Surety Company, Inc. Assurant insurance violation 2007 OR-FIN $6,100
Virginia Surety Company, Inc. Assurant insurance violation 2008 OR-FIN $25,000
QBE Insurance Corporation QBE Insurance insurance violation 2008 OR-FIN $17,700
Bankers Life and Casualty Company CNO Financial insurance violation 2008 OR-FIN $150,000
First American Title Insurance Company of Oregon First American Financial insurance violation 2008 OR-FIN $6,000
American Family Mutual Insurance Company American Family Insurance insurance violation 2008 OR-FIN $6,500
National Union Fire Insurance Company of Pittsburgh, PA American International Group insurance violation 2009 OR-FIN $65,000
Virginia Surety Company, Inc. Assurant insurance violation 2009 OR-FIN $10,000
Transamerica Life Insurance Company Aegon insurance violation 2009 OR-FIN $25,000
AMEX Assurance Company American Express insurance violation 2009 OR-FIN $25,000
Stewart Title Guaranty Company Stewart Information Services insurance violation 2009 OR-FIN $30,000
First American Title Insurance Company First American Financial insurance violation 2009 OR-FIN $61,000
First American Title Insurance Company of Oregon First American Financial insurance violation 2009 OR-FIN $18,000
Farmers Insurance Company of Oregon Zurich Insurance insurance violation 2009 OR-FIN $10,000
Liberty Northwest Insurance Corporation Liberty Mutual Insurance insurance violation 2009 OR-FIN $5,000
American General Financial Services Inc. OneMain Holdings insurance violation 2010 OR-FIN $75,000
Bankers Life and Casualty Company CNO Financial insurance violation 2010 OR-FIN $25,000
Ace Fire Underwriters Insurance Company Chubb Limited insurance violation 2010 OR-FIN $7,900
AMCO Insurance Company Nationwide insurance violation 2010 OR-FIN $8,000
Bankers Life and Casualty Company CNO Financial insurance violation 2011 OR-FIN $5,000
United of Omaha Life Insurance Company Mutual of Omaha insurance violation 2011 OR-FIN $5,000
Metropolitan Life Insurance Company MetLife insurance violation 2011 OR-FIN $5,000
Standard Insurance Company Meiji Yasuda Life Insurance insurance violation 2011 OR-FIN $15,000
Hartford Life and Accident Insurance Company Hartford Financial Services insurance violation 2012 OR-FIN $5,000
21st Century Pacific Insurance Company Zurich Insurance insurance violation 2012 OR-FIN $20,000
Bankers Life and Casualty Company CNO Financial insurance violation 2012 OR-FIN $14,000
Navigators Insurance Company Hartford Financial Services insurance violation 2012 OR-FIN $17,000
Commerce and Industry Insurance Company American International Group insurance violation 2012 OR-FIN $20,000
New Hampshire Insurance Company American International Group insurance violation 2012 OR-FIN $30,000
Insurance Company of the State of Pennsylvania American International Group insurance violation 2012 OR-FIN $10,000
Allstate Insurance Company Allstate insurance violation 2013 OR-FIN $50,000
Progressive Classic Insurance Company Progressive insurance violation 2013 OR-FIN $6,000
Time Insurance Company Haven Holdings insurance violation 2014 OR-FIN $40,000
Bankers Life and Casualty Company CNO Financial insurance violation 2014 OR-FIN $115,000
Time Insurance Company Haven Holdings insurance violation 2016 OR-FIN $178,948
Lincoln National Life Insurance Company Lincoln National insurance violation 2016 OR-FIN $15,000
John Hancock Life Insurance Company (U.S.A.) Manulife Financial insurance violation 2017 OR-FIN $36,500
Progressive Universal Insurance Company et al. Progressive insurance violation 2017 OR-FIN $10,000
John Hancock Life Insurance Company (U.S.A.) Manulife Financial insurance violation 2018 OR-FIN $49,000
LifeWise Health Plan of Oregon Premera Blue Cross insurance violation 2018 OR-FIN $788,000
United Services Automobile Association USAA insurance violation 2018 OR-FIN $6,200
USAA General Indemnity Company USAA insurance violation 2018 OR-FIN $5,000
Standard Fire Insurance Company Travelers insurance violation 2018 OR-FIN $71,200
Liberty Northwest Insurance Corporation Liberty Mutual Insurance insurance violation 2019 OR-FIN $15,000
Hartford Insurance Company of the Midwest Hartford Financial Services insurance violation 2019 OR-FIN $50,000
Minnesota Life Insurance Company Securian Financial insurance violation 2019 OR-FIN $5,000
The Prudential Insurance Company of America Prudential Financial insurance violation 2020 OR-FIN $25,000
Affinity Insurance Services Inc. Aon insurance violation 2004 PA-INS $5,000
Bristol West Insurance Company Zurich Insurance insurance violation 2004 PA-INS $10,000
Travelers Indemnity Company of Connecticut Travelers insurance violation 2004 PA-INS $7,500
Great American Alliance Insurance Company American Financial Group insurance violation 2004 PA-INS $16,000
Great American Assurance Company American Financial Group insurance violation 2004 PA-INS $25,000
Great American Insurance Company of New York American Financial Group insurance violation 2004 PA-INS $17,500
Great American Insurance Company American Financial Group insurance violation 2004 PA-INS $20,000
Great American Spirit Insurance Company American Financial Group insurance violation 2004 PA-INS $25,000
Bankers Life and Casualty Company CNO Financial insurance violation 2004 PA-INS $5,000
Allstate Life Insurance Company Allstate insurance violation 2004 PA-INS $25,000
Hartford Casualty Insurance Hartford Financial Services insurance violation 2004 PA-INS $30,000
Combined Insurance Company of America Chubb Limited insurance violation 2005 PA-INS $50,000
Great American Insurance Company American Financial Group insurance violation 2005 PA-INS $150,000
Foremost Insurance Company of Grand Rapids, Michigan Zurich Insurance insurance violation 2005 PA-INS $5,000
Safeco Insurance Company of America Liberty Mutual Insurance insurance violation 2005 PA-INS $5,000
Selective Insurance Company of South Carolina Selective Insurance Group insurance violation 2005 PA-INS $5,000
Selective Way Insurance Company Selective Insurance Group insurance violation 2005 PA-INS $5,000
Affinity Insurance Services Inc. Aon insurance violation 2006 PA-INS $40,000
Empire Fire & Marine Insurance Company Zurich Insurance insurance violation 2006 PA-INS $20,000
Northwestern Mutual Investment Services Northwestern Mutual insurance violation 2006 PA-INS $10,000
Seabury & Smith Inc. Marsh & McLennan insurance violation 2007 PA-INS $25,000
American International Insurance Group Inc. American International Group insurance violation 2008 PA-INS $9,125,400
Safeco Insurance Company of America Liberty Mutual Insurance insurance violation 2008 PA-INS $40,000
Security Life of Denver Insurance Company Voya Financial insurance violation 2008 PA-INS $20,000
Aon Risk Services Central Inc. Aon insurance violation 2008 PA-INS $5,000
Marsh USA Inc. Marsh & McLennan insurance violation 2008 PA-INS $50,000
T.H.E. Insurance Company AXA insurance violation 2009 PA-INS $5,000
Scor Reinsurance Company SCOR insurance violation 2009 PA-INS $5,000
Progressive Casualty Insurance Company Progressive insurance violation 2009 PA-INS $25,000
Jefferson National Life Insurance Company Nationwide insurance violation 2009 PA-INS $5,000
Safeco Insurance Company of Indiana Liberty Mutual Insurance insurance violation 2010 PA-INS $50,000
QBE Insurance Corporation QBE Insurance insurance violation 2015 PA-INS $10,000
General Casualty Company of Wisconsin QBE Insurance insurance violation 2015 PA-INS $50,000
Download results as CSV or XML