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Violation Tracker Industry Summary Page

Industry: financial services
Penalty Total since 2000: $387,559,149,282
Number of Records: 7,719
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Bank of America$87,286,650,890328
JPMorgan Chase$39,340,688,209275
UBS$31,069,299,125179
Wells Fargo$27,616,269,231266
Citigroup$26,945,611,792181
Deutsche Bank$20,011,467,56399
Goldman Sachs$17,729,358,987111
NatWest Group PLC$14,370,701,61843
Morgan Stanley$10,780,502,443203
BNP Paribas$10,363,464,66623

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyCurrent ParentPrimary Offense Type sort iconYearAgencyPenalty Amount
Tokio Marine & Nichido Fire Insurance Co.Tokio Marineinsurance violation2013MO-INS$29,750
Nationwide Agribusiness Insurance Co. and Farmland Mutual Insurance Co.Nationwideinsurance violation2013MO-INS$292,250
Great American Alliance Insurance Co.American Financial Groupinsurance violation2014MO-INS$33,000
Great American Insurance Company of New YorkAmerican Financial Groupinsurance violation2014MO-INS$23,000
Continental Western Insurance Co.W.R. Berkleyinsurance violation2014MO-INS$12,000
North Pointe Insurance Co.QBE Insuranceinsurance violation2014MO-INS$8,000
Auto-Owners Insurance Co.Auto-Owners Insuranceinsurance violation2015MO-INS$39,600
Standard Fire Insurance Co.Travelersinsurance violation2015MO-INS$89,000
State Farm Fire & Casualty Co.State Farm Insuranceinsurance violation2015MO-INS$85,750
American Home Assurance Co. et al.American International Groupinsurance violation2015MO-INS$1,250,000
Security National Insurance Co.Zurich Insuranceinsurance violation2015MO-INS$16,090
Mid-Century Insurance Co.Zurich Insuranceinsurance violation2015MO-INS$87,000
Farmers Insurance ExchangeFarmers Insurance Exchangeinsurance violation2015MO-INS$120,000
United States Fire Insurance Co.Fairfax Financial Holdingsinsurance violation2015MO-INS$23,500
American Family Mutual Insurance Co. and American Standard Insurance Co. of WisconsinAmerican Family Insuranceinsurance violation2015MO-INS$472,089
American Modern Home Insurance Co.Munich Reinsurance violation2015MO-INS$10,000
Federal Insurance Co.Chubb Limitedinsurance violation2016MO-INS$84,500
Pacific Indemnity Co.Chubb Limitedinsurance violation2016MO-INS$15,000
Indemnity Insurance Company of North AmericaChubb Limitedinsurance violation2016MO-INS$47,500
Ace Property and Casualty Insurance Co.Chubb Limitedinsurance violation2016MO-INS$47,500
Ace Fire Underwriters Insurance Co.Chubb Limitedinsurance violation2016MO-INS$47,500
Ace American Insurance Co.Chubb Limitedinsurance violation2016MO-INS$47,500
United States Fire Insurance Co.Fairfax Financial Holdingsinsurance violation2016MO-INS$444,000
Hartford Fire Insurance Co.Hartford Financial Servicesinsurance violation2016MO-INS$62,541
Hartford Accident and Indemnity Co.Hartford Financial Servicesinsurance violation2016MO-INS$62,541
Hartford Casualty Insurance Co.Hartford Financial Servicesinsurance violation2016MO-INS$62,541
Hartford Underwriters Insurance Co.Hartford Financial Servicesinsurance violation2016MO-INS$62,541
Hartford Insurance Company of the MidwestHartford Financial Servicesinsurance violation2016MO-INS$62,541
Twin City Fire Insurance Co.Hartford Financial Servicesinsurance violation2016MO-INS$62,541
Arch Insurance Co.Arch Capitalinsurance violation2016MO-INS$145,000
CMFG Life Insurance Co.CUNA Mutualinsurance violation2016MO-INS$81,500
Liberty Insurance Corp.Liberty Mutual Insuranceinsurance violation2016MO-INS$8,000
American Family Mutual Insurance Co.American Family Insuranceinsurance violation2016MO-INS$7,000
Travelers Indemnity Company of AmericaTravelersinsurance violation2016MO-INS$20,000
Travelers Property and Casualty Company of AmericaTravelersinsurance violation2016MO-INS$19,000
Phoenix Insurance Co.Travelersinsurance violation2016MO-INS$21,000
Fidelity and Guaranty Insurance Co.Fidelity National Financialinsurance violation2016MO-INS$115,250
Zurich American Insurance Co. et al.Zurich Insuranceinsurance violation2016MO-INS$250,000
Travelers Casualty Insurance Company of America et al.Travelersinsurance violation2016MO-INS$16,000
AMCO Insurance Co.Nationwideinsurance violation2016MO-INS$36,750
Depositors Insurance Co.Nationwideinsurance violation2016MO-INS$16,250
Nationwide Mutual Insurance Co.Nationwideinsurance violation2016MO-INS$51,250
Liberty Insurance Corp. et al.Liberty Mutual Insuranceinsurance violation2017MO-INS$20,000
Praetorian Insurance Co.QBE Insuranceinsurance violation2018MO-INS$28,120
Sentry Insurance a Mutual CompanySentry Insuranceinsurance violation2018MO-INS$15,000
Sentry Select Insurance Co.Sentry Insuranceinsurance violation2018MO-INS$15,000
Commonwealth Land Title Insurance Co.Fidelity National Financialinsurance violation2018MO-INS$22,500
American Bankers Life Assurance Company of FloridaAssurantinsurance violation2018MO-INS$37,500
American Bankers Insurance Company of FloridaAssurantinsurance violation2018MO-INS$37,500
New Hampshire Insurance Co.American International Groupinsurance violation2018MO-INS$11,000
Accident Fund General Insurance Co.AF Groupinsurance violation2018MO-INS$5,000
Accident Fund National Insurance Co.AF Groupinsurance violation2018MO-INS$5,000
Accident Fund Insurance Company of AmericaAF Groupinsurance violation2018MO-INS$5,000
United Wisconsin Insurance Co.AF Groupinsurance violation2018MO-INS$5,000
ServiceLink, LLCFidelity National Financialinsurance violation2019MO-INS$24,450
Regent Insurance Co.QBE Insuranceinsurance violation2019MO-INS$47,500
American Alternative Insurance Corp.Munich Reinsurance violation2019MO-INS$85,000
Transamerica Life Insurance Co.Aegoninsurance violation2019MO-INS$6,000
Transamerica Life Insurance Co.Aegoninsurance violation2019MO-INS$5,000
Transamerica Premier Life Insurance Co.Aegoninsurance violation2019MO-INS$5,000
Old Republic National Title Insurance Co.Old Republic Internationalinsurance violation2019MO-INS$60,050
Transamerica Life Insurance Co.Aegoninsurance violation2019MO-INS$26,000
Transamerica Premier Life Insurance Co.Aegoninsurance violation2019MO-INS$36,000
American Income Life Insurance Co.Globe Life Inc.insurance violation2002MS-INS$50,000
Monumental Life Insurance Co.Aegoninsurance violation2003MS-INS$24,351
Conseco Life Insurance Co.CNO Financialinsurance violation2003MS-INS$50,000
Seneca Ins Co. Inc.Fairfax Financial Holdingsinsurance violation2004MS-INS$5,000
Safety National Casualty Corp.Tokio Marineinsurance violation2004MS-INS$5,000
Seneca Insurance Co. Inc.Fairfax Financial Holdingsinsurance violation2004MS-INS$5,000
Safety National Casualty Corp.Tokio Marineinsurance violation2008MS-INS$10,000
Trumbull Insurance Co.Hartford Financial Servicesinsurance violation2002MT-FIN$5,000
Buck Consultants, Inc.Arthur J. Gallagher & Co.insurance violation2002MT-FIN$9,000
Hartford Fire Insurance Co. et al.Hartford Financial Servicesinsurance violation2003MT-FIN$30,000
Fortis Insurance Co. et al.Assurantinsurance violation2004MT-FIN$70,000
Fortis Insurance Co.Assurantinsurance violation2004MT-FIN$65,000
Chicago Title Insurance Co.Fidelity National Financialinsurance violation2007MT-FIN$7,500
John Alden Life Insurance Co.Assurantinsurance violation2010MT-FIN$175,000
Time Insurance Co.Haven Holdingsinsurance violation2010MT-FIN$50,000
Safeco Insurance Company of IllinoisLiberty Mutual Insuranceinsurance violation2010MT-FIN$25,000
Genworth Life and Annuity Insurance Co.Genworth Financialinsurance violation2011MT-FIN$5,000
Companion Life Insurance Co.BlueCross BlueShield of South Carolinainsurance violation2012MT-FIN$12,500
Farmers Insurance ExchangeFarmers Insurance Exchangeinsurance violation2013MT-FIN$50,000
Arch Insurance Co.Arch Capitalinsurance violation2013MT-FIN$29,075
John Hancock Life Insurance Co.Manulife Financialinsurance violation2013MT-FIN$5,000
Travelers Casualty and Surety Co. et al.Travelersinsurance violation2013MT-FIN$5,000
Bankers Life and Casualty Co.CNO Financialinsurance violation2013MT-FIN$50,000
State Farm Mutual Automobile Insurance Co.State Farm Insuranceinsurance violation2014MT-FIN$38,638
Safeco Insurance Company of IllinoisLiberty Mutual Insuranceinsurance violation2015MT-FIN$95,000
John Alden Life Insurance Co. and Time Insurance Co.Assurantinsurance violation2015MT-FIN$1,699,709
The Prudential Insurance Company of AmericaPrudential Financialinsurance violation2015MT-FIN$5,000
Unigard Insurance Co.QBE Insuranceinsurance violation2016MT-FIN$25,000
AXA Equitable Life & Annuity Co.Equitable Holdingsinsurance violation2016MT-FIN$5,000
Unigard Insurance Co.QBE Insuranceinsurance violation2016MT-FIN$15,000
Hartford Life Insurance Co. and Hartford Life and Accident Insurance Co.Hartford Financial Servicesinsurance violation2016MT-FIN$50,000
Liberty Mutual Insurance Co.Liberty Mutual Insuranceinsurance violation2016MT-FIN$5,000
HCC Life Insurance Co. and HCC Medical Insurance Services, LLCTokio Marineinsurance violation2017MT-FIN$130,000
Allstate Fire and Casualty Insurance Co. et al.Allstateinsurance violation2017MT-FIN$10,000
Federal Insurance Co.Chubb Limitedinsurance violation2018MT-FIN$20,000
American Income Life Insurance Co.Globe Life Inc.insurance violation2019MT-FIN$15,000
Horace Mann Insurance Co.Horace Mann Educators Corp.insurance violation2019MT-FIN$25,000
Provident Life and Accident Insurance Co.Unuminsurance violation2000NC-INS$80,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.