Fidelity National Title Insurance Co. | Fidelity National Financial | insurance violation | 2014 | CO-INS | $48,400 |
Ameriprise Advisor Services Inc. | Ameriprise Financial | investor protection violation | 2009 | RI-FIN | $48,411 |
Commerce and Industry Insurance Company | American International Group | insurance violation | 2014 | NY-DFS | $48,500 |
Chicago Title Insurance Co. | Fidelity National Financial | insurance violation | 2020 | MO-INS | $48,500 |
Great Plains Specialty Finance Inc. dba Check 'N Go | CNG Financial | consumer protection violation | 2019 | OK-DCC | $48,600 |
BUCKEYE PERTH AMBOY TERMINAL LLC | IFM Investors | environmental violation | 2023 | NJ-ENV | $48,640 |
HORACE MANN INSURANCE CO., ET AL. | Horace Mann Educators Corp. | insurance violation | 2011 | VA-INS | $48,800 |
American Security Insurance Company | Assurant | employment discrimination | 2020 | EEOC | $49,000 |
Harleysville Insurance Co. | Nationwide | insurance violation | 2020 | CT-INS | $49,000 |
John Hancock Life Insurance Company (U.S.A.) | Manulife Financial | insurance violation | 2018 | OR-FIN | $49,000 |
Indemnity Insurance Company of North America | Chubb Limited | insurance violation | 2015 | TX-INS | $49,000 |
The Prudential Insurance Company of America | Prudential Financial | insurance violation | 2019 | NY-DFS | $49,020 |
Sorrento Pacific Financial, LLC | Atria Wealth Solutions | investor protection violation | 2019 | SEC | $49,162 |
Mercer HR Services, LLC | Marsh & McLennan | wage and hour violation | 2006 | WHD | $49,474 |
Farmers Insurance Exchange and Truck Insurance Exchange and Mid-Century Insurance Co. | Farmers Insurance Exchange | insurance violation | 2006 | CO-INS | $49,500 |
American Alternative Insurance Corp. | Munich Re | insurance violation | 2019 | CT-INS | $49,500 |
The Travelers Indemnity Company ofAmerica | Travelers | insurance violation | 2020 | VA-INS | $49,500 |
National City Corporation d/b/a National City Bank | PNC Financial Services | labor relations violation | 2008 | NLRB | $49,597 |
Great Plains Specialty Finance, Inc., d/b/a Check 'n go | CNG Financial | consumer protection violation | 2017 | NE-DBF | $49,600 |
Capital One Bank | Capital One Financial | discriminatory practices (non-employment) | 2022 | DOJ_RIGHTS | $49,728 |
BUCKEYE TERMINALS LLC | IFM Investors | environmental violation | 2016 | IN-ENV | $49,750 |
Arthur J. Gallagher & Co. Insurance Brokers of California, Inc. | Arthur J. Gallagher & Co. | insurance violation | 2023 | NY-DFS | $49,850 |
Buckeye Partners | IFM Investors | railroad safety violation | 2014 | FRA | $50,000 |
UBS Fund Advisor, LLC | UBS | data submission deficiencies | 2009 | CFTC | $50,000 |
Guy Carpenter & Company, Inc | Marsh & McLennan | economic sanction violation | 2003 | OFAC | $50,000 |
AXA Advisors, LLC | Equitable Holdings | investor protection violation | 2009 | SEC | $50,000 |
Western Asset Management Co. | Franklin Resources | investor protection violation | 2001 | SEC | $50,000 |
Legg Mason Fund Adviser, Inc. | Franklin Resources | investor protection violation | 2001 | SEC | $50,000 |
Legg Mason Wood Walker, Incorporated | Franklin Resources | investor protection violation | 2001 | SEC | $50,000 |
Asurion, LLC | Asurion | employment discrimination | 2019 | EEOC | $50,000 |
Bank of America | Bank of America | discriminatory practices (non-employment) | 2006 | MA-AG | $50,000 |
Liberty Mutual | Liberty Mutual Insurance | consumer protection violation | 2007 | MA-AG | $50,000 |
Liberty Mutual Insurance Group Inc. | Liberty Mutual Insurance | consumer protection violation | 2018 | MA-AG | $50,000 |
Metropolitan Property and Casualty Insurance Co. | Zurich Insurance | consumer protection violation | 2013 | MA-AG | $50,000 |
United Services Automobile Association | USAA | discriminatory practices (non-employment) | 2014 | MA-AG | $50,000 |
Chicago Title Insurance Co. | Fidelity National Financial | insurance violation | 2017 | AR-INS | $50,000 |
IberiaBank Mortgage Co. | First Horizon National | consumer protection violation | 2016 | AR-SEC | $50,000 |
Edward D. Jones & Co., L.P. | Jones Financial | investor protection violation | 2018 | AR-SEC | $50,000 |
American Family Connect Property and Casualty Insurance Company | American Family Insurance | insurance violation | 2020 | AZ-DIFI | $50,000 |
21st Century Insurance Co. and 21st Century Casualty Co. | Zurich Insurance | insurance violation | 2007 | CA-INS | $50,000 |
SunTrust Mortgage, Inc. | Truist Financial | mortgage abuses | 2016 | CA-DFPI | $50,000 |
Guaranteed Rate, Inc. | Guaranteed Rate Inc. | consumer protection violation | 2017 | CA-DFPI | $50,000 |
Amerisave Mortgage Corp. | AmeriSave Mortgage | consumer protection violation | 2017 | CA-DFPI | $50,000 |
Stewart Title Guaranty Co. | Stewart Information Services | insurance violation | 2007 | CO-INS | $50,000 |
Wilmington Trust Co. | M&T Bank | investor protection violation | 2005 | DE-SEC | $50,000 |
Chicago Title Insurance Co. | Fidelity National Financial | insurance violation | 2005 | FL-OFR | $50,000 |
Fidelity National Title Insurance Co. | Fidelity National Financial | insurance violation | 2005 | FL-OFR | $50,000 |
Ticor Title Insurance Co. | Fidelity National Financial | insurance violation | 2005 | FL-OFR | $50,000 |
USAA Life Insurance Co. | USAA | insurance violation | 2009 | FL-OFR | $50,000 |
GMAC Mortgage, LLC | Ally Financial | consumer protection violation | 2010 | IL-BKG | $50,000 |
State Farm Mutual Automobile Insurance Co. and State Farm Fire and Casualty Co. | State Farm Insurance | insurance violation | 2011 | IL-INS | $50,000 |
Farmers Insurance Company, Inc. | Zurich Insurance | insurance violation | 2013 | KS-INS | $50,000 |
Wachovia Securities, LLC | Wells Fargo | investor protection violation | 2008 | MD-SEC | $50,000 |
National General Assurance Co. | Allstate | insurance violation | 2011 | MD-INS | $50,000 |
Wells Fargo Advisors LLC | Wells Fargo | investor protection violation | 2012 | MD-SEC | $50,000 |
Erie Insurance Exchange | Erie Indemnity | insurance violation | 2012 | MD-INS | $50,000 |
Ameriprise Financial Services, Inc. | Ameriprise Financial | investor protection violation | 2013 | MD-SEC | $50,000 |
Phoenix Insurance Co. and Travelers Property Casualty Company of America | Travelers | insurance violation | 2013 | MD-INS | $50,000 |
NYLIFE Securities LLC | New York Life Insurance | investor protection violation | 2019 | ME-SEC | $50,000 |
Raymond James & Associates, Inc. | Raymond James Financial | investor protection violation | 2020 | MI-SEC | $50,000 |
Transamerica Life Insurance Co. et al. | Aegon | insurance violation | 2012 | MN-FIN | $50,000 |
USAA Casualty Insurance Co. | USAA | insurance violation | 2015 | MN-FIN | $50,000 |
Safeco Insurance Company of Illinois | Liberty Mutual Insurance | insurance violation | 2016 | MN-FIN | $50,000 |
State Farm Mutual Automobile Insurance Co. | State Farm Insurance | insurance violation | 2017 | MN-FIN | $50,000 |
American Income Life Insurance Co. | Globe Life Inc. | insurance violation | 2002 | MS-INS | $50,000 |
Conseco Life Insurance Co. | CNO Financial | insurance violation | 2003 | MS-INS | $50,000 |
MetLife Securities, Inc. | MetLife | investor protection violation | 2006 | MS-SEC | $50,000 |
Stifel, Nicolaus & Company, Inc. | Stifel Financial | investor protection violation | 2017 | MS-SEC | $50,000 |
Time Insurance Co. | Haven Holdings | insurance violation | 2010 | MT-FIN | $50,000 |
Farmers Insurance Exchange | Farmers Insurance Exchange | insurance violation | 2013 | MT-FIN | $50,000 |
Bankers Life and Casualty Co. | CNO Financial | insurance violation | 2013 | MT-FIN | $50,000 |
Hartford Life Insurance Co. and Hartford Life and Accident Insurance Co. | Hartford Financial Services | insurance violation | 2016 | MT-FIN | $50,000 |
Santander Securities, LLC | Banco Santander | investor protection violation | 2019 | NH-BSR | $50,000 |
Marsh & McLennan Agency LLC | Marsh & McLennan | insurance violation | 2015 | NJ-DBI | $50,000 |
Western Sky Financial, LLC et al. | CashCall Inc. | consumer protection violation | 2013 | NV-BKG | $50,000 |
Seneca Insurance Company, Inc. | Fairfax Financial Holdings | insurance violation | 2013 | NY-DFS | $50,000 |
Selective Insurance Company of New York | Selective Insurance Group | insurance violation | 2014 | NY-DFS | $50,000 |
Selective Insurance Company of America | Selective Insurance Group | insurance violation | 2014 | NY-DFS | $50,000 |
Selective Way Insurance Company | Selective Insurance Group | insurance violation | 2014 | NY-DFS | $50,000 |
Combined Life Insurance Company of New York | Chubb Limited | insurance violation | 2015 | NY-DFS | $50,000 |
Allstate Fire and Casualty Insurance Company | Allstate | insurance violation | 2016 | NY-DFS | $50,000 |
Hartford Life Insurance Company | Hartford Financial Services | insurance violation | 2016 | NY-DFS | $50,000 |
Guardian Life Insurance Company of America | Guardian Life Insurance | insurance violation | 2016 | NY-DFS | $50,000 |
Mid-Century Insurance Company | Zurich Insurance | insurance violation | 2019 | NY-DFS | $50,000 |
Allstate Insurance Company | Allstate | insurance violation | 2013 | OR-FIN | $50,000 |
Hartford Insurance Company of the Midwest | Hartford Financial Services | insurance violation | 2019 | OR-FIN | $50,000 |
Combined Insurance Company of America | Chubb Limited | insurance violation | 2005 | PA-INS | $50,000 |
Marsh USA Inc. | Marsh & McLennan | insurance violation | 2008 | PA-INS | $50,000 |
Amerisave Mortgage Corporation | AmeriSave Mortgage | consumer protection violation | 2009 | PA-BKG | $50,000 |
Safeco Insurance Company of Indiana | Liberty Mutual Insurance | insurance violation | 2010 | PA-INS | $50,000 |
General Casualty Company of Wisconsin | QBE Insurance | insurance violation | 2015 | PA-INS | $50,000 |
Ace American Insurance Company et al. | Chubb Limited | insurance violation | 2008 | TX-INS | $50,000 |
Securian Financial Services Inc. | Securian Financial | investor protection violation | 2009 | TX-SEC | $50,000 |
Liberty Mutual Fire Insurance Company | Liberty Mutual Insurance | insurance violation | 2010 | TX-INS | $50,000 |
Fidelity & Guaranty Insurance Company | Fidelity National Financial | insurance violation | 2010 | TX-INS | $50,000 |
Stewart Title Company | Stewart Information Services | insurance violation | 2015 | TX-INS | $50,000 |
Colonial County Mutual Insurance Company and Titan Insurance Services Inc. | Nationwide | insurance violation | 2018 | TX-INS | $50,000 |
Allianz Life Insurance Company of North America | Allianz | insurance violation | 2011 | UT-INS | $50,000 |
ALLSTATE INSURANCE CO., ET AL. | Allstate | insurance violation | 2003 | VA-INS | $50,000 |
Ace American Insurance Company | Chubb Limited | insurance violation | 2011 | WA-INS | $50,000 |
Allstate Insurance Company | Allstate | insurance violation | 2011 | WA-INS | $50,000 |