Morgan Stanley |
Morgan Stanley |
investor protection violation |
2019 |
CA-AG |
$150,000,000 |
Barclays Bank PLC |
Barclays |
foreign exchange market manipulation |
2015 |
NY-DFS |
$150,000,000 |
Citigroup Global Markets Inc. |
Citigroup |
investor protection violation |
2003 |
MULTI-FIN |
(*) $150,000,000 |
UBS Securities LLC and UBS Financial Services Inc. |
UBS |
investor protection violation |
2008 |
MULTI-FIN |
(*) $150,000,000 |
Deutsche Bank AG and Deutsche Bank Trust Co. America |
Deutsche Bank |
banking violation |
2020 |
NY-DFS |
$150,000,000 |
Goldman Sachs Group |
Goldman Sachs |
investor protection violation |
2020 |
NY-DFS |
$150,000,000 |
Barclays plc |
Barclays |
economic sanction violation |
2010 |
NY-MANDA |
(*) $149,000,000 |
Wachovia Bank N.A. |
Wells Fargo |
price-fixing or anti-competitive practices |
2011 |
DOJ_ANTITRUST |
$148,000,000 |
American International Group |
American International Group |
insurance violation |
2010 |
MULTI-FIN |
$146,500,000 |
Deutsche Bank Securities |
Deutsche Bank |
toxic securities abuses |
2011 |
NCUA |
$145,000,000 |
Banamex USA |
Citigroup |
banking violation |
2015 |
FDIC |
$140,000,000 |
Columbia Management Advisors Inc. and Columbia Funds Distributor Inc. |
Ameriprise Financial |
investor protection violation |
2005 |
SEC |
$140,000,000 |
FleetBoston Financial Corporation |
Bank of America |
investor protection violation |
2004 |
SEC |
$140,000,000 |
Nationwide Life Insurance |
Nationwide |
benefit plan administrator violation |
2015 |
private lawsuit-federal |
$140,000,000 |
Bank of America |
Bank of America |
price-fixing or anti-competitive practices |
2010 |
DOJ_ANTITRUST |
$137,300,000 |
JPMorgan Chase Bank N.A. |
JPMorgan Chase |
investor protection violation |
2018 |
SEC |
$135,100,000 |
J.P. Morgan Chase & Co. |
JPMorgan Chase |
accounting fraud or deficiencies |
2003 |
SEC |
$135,000,000 |
State Farm |
State Farm Insurance |
wage and hour violation |
2005 |
private lawsuit-state |
$135,000,000 |
Credit Suisse AG |
Credit Suisse |
foreign exchange market manipulation |
2017 |
NY-DFS |
$135,000,000 |
Vitol Inc. |
Vitol |
Foreign Corrupt Practices Act |
2020 |
DOJ_CRIMINAL |
$135,000,000 |
Flagstar Bank |
Flagstar Bancorp |
mortgage abuses |
2012 |
USAO |
$132,800,000 |
Standard Chartered Bank |
Standard Chartered |
economic sanction violation |
2012 |
OFAC |
(*) $132,000,000 |
Merrill Lynch |
Bank of America |
toxic securities abuses |
2013 |
SEC |
$131,800,000 |
HSBC North America Holdings, Inc. |
HSBC |
banking violation |
2016 |
FED |
$131,000,000 |
JPMorgan Chase & Co. |
JPMorgan Chase |
Foreign Corrupt Practices Act |
2016 |
SEC |
$130,000,000 |
Bank Leumi |
Bank Leumi |
tax violations |
2014 |
NY-DFS |
$130,000,000 |
Royal Bank of Scotland plc |
Royal Bank of Scotland |
toxic securities abuses |
2015 |
NCUA |
$129,600,000 |
Mizuho Financial Group |
Mizuho Financial |
investor protection violation |
2012 |
SEC |
$127,500,000 |
Ocwen Financial Services |
Ocwen Financial |
mortgage abuses |
2013 |
MULTI-AG |
(*) $127,300,000 |
Canadian Imperial Bank of Commerce |
Canadian Imperial Bank of Commerce |
investor protection violation |
2005 |
SEC |
$125,000,000 |
Morgan Stanley & Co. Incorporated |
Morgan Stanley |
investor protection violation |
2003 |
SEC |
$125,000,000 |
MoneyGram International Inc. |
MoneyGram International |
anti-money-laundering deficiencies |
2018 |
DOJ_CRIMINAL |
$125,000,000 |
AIM Advisors |
Invesco |
investor protection violation |
2004 |
MULTI-AG |
(*) $125,000,000 |
Canadian Imperial Bank of Commerce |
Canadian Imperial Bank of Commerce |
investor protection violation |
2005 |
NY-AG |
(*) $125,000,000 |
H&R Block, Inc. |
H&R Block |
discriminatory practices (non-employment) |
2011 |
MA-AG |
$125,000,000 |
Morgan Stanley |
Morgan Stanley |
investor protection violation |
2002 |
MULTI-AG |
(*) $125,000,000 |
Royal Bank of Scotland |
Royal Bank of Scotland |
toxic securities abuses |
2017 |
CA-AG |
$125,000,000 |
Merrill Lynch |
Bank of America |
investor protection violation |
2008 |
MULTI-FIN |
(*) $125,000,000 |
MetLife Home Loans LLC |
MetLife |
False Claims Act and related |
2015 |
DOJ_CIVIL |
$123,500,000 |
Societe Generale |
Societe Generale |
toxic securities abuses |
2014 |
FHFA |
$122,000,000 |
TD Bank, N.A. |
Toronto-Dominion Bank |
consumer protection violation |
2020 |
CFPB |
$122,000,000 |
Credit Suisse Securities (USA) |
Credit Suisse |
toxic securities abuses |
2012 |
SEC |
$120,000,000 |
Goldman Sachs |
Goldman Sachs |
foreign exchange market manipulation |
2016 |
CFTC |
$120,000,000 |
Allstate Insurance |
Allstate |
wage and hour violation |
2005 |
private lawsuit-state |
$120,000,000 |
Lender Processing Services, Inc. |
Fidelity National Financial |
mortgage abuses |
2013 |
MULTI-AG |
$120,000,000 |
RBS Securities, Inc. |
Royal Bank of Scotland |
toxic securities abuses |
2016 |
CT-AG |
$120,000,000 |
Charles Schwab Investment Management and Charles Schwab & Co., Inc. |
Charles Schwab Corp. |
investor protection violation |
2011 |
SEC |
$118,000,000 |
Farmers Insurance Exchange |
Farmers Insurance Exchange |
insurance violation |
2016 |
TX-INS |
$117,500,000 |
UBS |
UBS |
investor protection violation |
2010 |
MI-AG |
$117,000,000 |
CompuCredit Corporation |
Atlanticus Holdings |
banking violation |
2008 |
FDIC |
$116,400,000 |
Barclays |
Barclays |
interest rate benchmark manipulation |
2015 |
CFTC |
$115,000,000 |
PNC ICLC Corp. |
PNC Financial Services |
accounting fraud or deficiencies |
2003 |
DOJ_CRIMINAL |
$115,000,000 |
Hartford Financial Services Group, Inc. |
Hartford Financial Services |
price-fixing or anti-competitive practices |
2007 |
MULTI-AG |
$115,000,000 |
Strong Capital Management Co. |
Wells Fargo |
investor protection violation |
2004 |
MULTI-AG |
(*) $115,000,000 |
CompuCredit Corporation |
Atlanticus Holdings |
consumer protection violation |
2008 |
FTC |
$114,000,000 |
Standard Chartered Bank |
Standard Chartered |
economic sanction violation |
2012 |
NY-MANDA |
(*) $113,500,000 |
Freedom Mortgage Corporation |
Freedom Mortgage |
False Claims Act and related |
2016 |
DOJ_CIVIL |
$113,000,000 |
Student Loan Xpress, Inc. |
CIT |
consumer protection violation |
2009 |
MULTI-AG |
$112,825,000 |
U.S. Pension Trust Corp. and U.S. College Trust Corp. |
U.S. Pension Trust Corp. |
investor protection violation |
2010 |
SEC |
$112,600,000 |
Wachovia Bank |
Wells Fargo |
anti-money-laundering deficiencies |
2010 |
FINCEN |
$110,000,000 |
First Horizon National Corporation |
First Horizon National |
toxic securities abuses |
2014 |
FHFA |
$110,000,000 |
Goldman, Sachs & Co. |
Goldman Sachs |
investor protection violation |
2003 |
SEC |
$110,000,000 |
Goldman Sachs |
Goldman Sachs |
investor protection violation |
2002 |
MULTI-AG |
(*) $110,000,000 |
Ally Financial |
Ally Financial |
mortgage abuses |
2012 |
MULTI-AG |
(*) $109,628,425 |
Countrywide Home Loans, Inc. and BAC Home Loans Servicing LP |
Bank of America |
consumer protection violation |
2010 |
FTC |
$108,000,000 |
Hunter Wise |
Hunter Wise Commodities |
investor protection violation |
2014 |
CFTC |
$108,000,000 |
ConvergEx Group |
Cowen Inc. |
investor protection violation |
2013 |
SEC |
$107,424,429 |
Chase Bank USA N.A. |
JPMorgan Chase |
consumer protection violation |
2015 |
MULTI-AG |
(*) $106,000,000 |
Lloyds Banking Group plc |
Lloyds Banking Group |
interest rate benchmark manipulation |
2014 |
CFTC |
$105,000,000 |
Barclays Bank PLC |
Barclays |
energy market manipulation |
2017 |
FERC |
$105,000,000 |
Lebanese Canadian Bank |
Lebanese Canadian Bank |
anti-money-laundering deficiencies |
2013 |
USAO |
$102,000,000 |
Morgan Stanley & Co. |
Morgan Stanley |
toxic securities abuses |
2010 |
MA-AG |
$102,000,000 |
Ambac Financial Group et al. |
Ambac Financial |
toxic securities abuses |
2013 |
USAO |
$101,900,000 |
Citigroup, Inc. |
Citigroup |
accounting fraud or deficiencies |
2003 |
SEC |
$101,000,000 |
Credit Suisse AG |
Credit Suisse |
banking violation |
2014 |
FED |
$100,000,000 |
STANDARD CHARTERED PLC |
Standard Chartered |
banking violation |
2012 |
FED |
$100,000,000 |
MoneyGram International Inc. |
MoneyGram International |
anti-money-laundering deficiencies |
2012 |
DOJ_CRIMINAL |
$100,000,000 |
JPMorgan Chase Bank |
JPMorgan Chase |
data submission deficiencies |
2015 |
CFTC |
$100,000,000 |
JPMorgan Chase |
JPMorgan Chase |
investor protection violation |
2013 |
CFTC |
$100,000,000 |
Wells Fargo Bank |
Wells Fargo |
banking violation |
2016 |
CFPB |
$100,000,000 |
UBS AG |
UBS |
economic sanction violation |
2004 |
FED |
$100,000,000 |
Janus Capital Management LLC |
Janus Henderson |
investor protection violation |
2004 |
SEC |
$100,000,000 |
Credit Suisse First Boston Corporation |
Credit Suisse |
investor protection violation |
2002 |
SEC |
$100,000,000 |
Credit Lyonnais |
Credit Agricole |
fraud |
2003 |
USAO |
$100,000,000 |
HSBC Holdings plc |
HSBC |
fraud |
2018 |
DOJ_CRIMINAL |
$100,000,000 |
Capital One Bank (USA), National Association |
Capital One Financial |
anti-money-laundering deficiencies |
2018 |
OCC |
$100,000,000 |
Barclays Bank PLC |
Barclays |
interest rate benchmark manipulation |
2016 |
MULTI-AG |
$100,000,000 |
Citibank |
Citigroup |
interest rate benchmark manipulation |
2018 |
MULTI-AG |
$100,000,000 |
Federated Investors, Inc. |
Federated Hermes |
investor protection violation |
2005 |
NY-AG |
(*) $100,000,000 |
Merrill Lynch |
Bank of America |
investor protection violation |
2002 |
NY-AG |
$100,000,000 |
Merrill Lynch & Co. Inc. |
Bank of America |
investor protection violation |
2002 |
MULTI-AG |
(*) $100,000,000 |
Citigroup Global Markets Inc. |
Citigroup |
investor protection violation |
2010 |
MULTI-FIN |
(*) $100,000,000 |
Morgan Keegan & Company |
Raymond James Financial |
toxic securities abuses |
2013 |
MULTI-FIN |
(*) $100,000,000 |
RBS Securities Inc. |
Royal Bank of Scotland |
toxic securities abuses |
2014 |
FHFA |
$99,500,000 |
Credit Agricole (Suisse) SA |
Credit Agricole |
tax violations |
2015 |
DOJ_TAX |
$99,211,000 |
American Express |
American Express |
consumer protection violation |
2012 |
CFPB |
$99,100,000 |
Ally Financial Inc. and Ally Bank |
Ally Financial |
consumer protection violation |
2013 |
CFPB |
$98,000,000 |
Citigroup |
Citigroup |
wage and hour violation |
2008 |
private lawsuit-federal |
$98,000,000 |
AEGON USA Investment Management LLC et al. |
Aegon |
investor protection violation |
2018 |
SEC |
$97,600,000 |
Banamex USA |
Citigroup |
anti-money-laundering deficiencies |
2017 |
DOJ_CRIMINAL |
$97,440,000 |
Barclays Capital |
Barclays |
investor protection violation |
2017 |
SEC |
$97,037,659 |