Allstate Insurance Company and Allstate Indemnity Company |
Allstate |
insurance violation |
2007 |
VA-INS |
$8,000 |
Allstate Insurance Group |
Allstate |
insurance violation |
2020 |
NY-DFS |
$1,455,368 |
Allstate Life Insurance Co. |
Allstate |
insurance violation |
2004 |
NJ-DBI |
$15,000 |
ALLSTATE LIFE INSURANCE CO. |
Allstate |
insurance violation |
2005 |
VA-INS |
$5,000 |
Allstate Life Insurance Company |
Allstate |
insurance violation |
2004 |
MA-INS |
$25,000 |
Allstate Life Insurance Company |
Allstate |
insurance violation |
2004 |
PA-INS |
$25,000 |
Allstate Life Insurance Company |
Allstate |
insurance violation |
2018 |
MULTI-FIN |
$150,000 |
Allstate Life Insurance Company of New York |
Allstate |
insurance violation |
2007 |
NY-DFS |
$18,250,000 |
Allstate Life Insurance Company of New York |
Allstate |
insurance violation |
2021 |
NY-DFS |
$196,250 |
Allstate New Jersey Insurance Company |
Allstate |
insurance violation |
2009 |
NJ-DBI |
$5,000 |
Allstate Property & Casualty Insurance Company |
Allstate |
insurance violation |
2012 |
RI-FIN |
$8,000 |
Allstate Property & Casualty Insurance Company, et al. |
Allstate |
insurance violation |
2021 |
RI-FIN |
$7,500 |
Allstate Texas Lloyd's |
Allstate |
insurance violation |
2008 |
TX-INS |
$71,300,000 |
Allstate Vehicle and Property Insurance Company |
Allstate |
insurance violation |
2018 |
SC-INS |
$10,000 |
Allstate Vehicle And Property Insurance Company |
Allstate |
insurance violation |
2022 |
WA-INS |
$25,000 |
Ally Financial |
Ally Financial |
mortgage abuses |
2012 |
MULTI-AG |
(*) $109,628,425 |
Ally Financial Inc |
Ally Financial |
wage and hour violation |
2017 |
WHD |
$34,169 |
Ally Financial Inc. |
Ally Financial |
banking violation |
2012 |
FED |
$207,000,000 |
Ally Financial Inc. |
Ally Financial |
toxic securities abuses |
2016 |
USAO |
$52,000,000 |
Ally Financial Inc. (formerly GMAC) |
Ally Financial |
mortgage abuses |
2012 |
DOJ |
$309,600,000 |
Ally Financial Inc. and Ally Bank |
Ally Financial |
consumer protection violation |
2013 |
CFPB |
$98,000,000 |
Ally Financial Services |
Ally Financial |
wage and hour violation |
2019 |
WHD |
$198,311 |
Ally Financial, LLC |
Ally Financial |
wage and hour violation |
2017 |
WHD |
$164,143 |
ALPHA PROPERTY & CASUALTY INSURANCE |
Kemper |
insurance violation |
2012 |
VA-INS |
$15,000 |
Alpha Property & Casualty Insurance Co. |
Kemper |
insurance violation |
2003 |
FL-OFR |
$32,500 |
Ambac Financial Group et al. |
Ambac Financial |
toxic securities abuses |
2013 |
USAO |
$101,900,000 |
Ambac Financial Group, Inc. |
Ambac Financial |
benefit plan administrator violation |
2012 |
private lawsuit-federal |
$2,550,000 |
AMCO Insurance Co. |
Nationwide |
insurance violation |
2013 |
MN-FIN |
$20,000 |
AMCO Insurance Co. |
Nationwide |
insurance violation |
2016 |
MO-INS |
$36,750 |
Amco Insurance Co. and Allied Property and Casualty Insurance Co. |
Nationwide |
insurance violation |
2005 |
CA-INS |
$20,000 |
AMCO Insurance Company |
Nationwide |
insurance violation |
2010 |
OR-FIN |
$8,000 |
Amco Insurance Company |
Nationwide |
insurance violation |
2017 |
WA-INS |
$5,000 |
American Alternative Insurance Corp. |
Munich Re |
insurance violation |
2019 |
CT-INS |
$49,500 |
American Alternative Insurance Corp. |
Munich Re |
insurance violation |
2003 |
FL-OFR |
$21,500 |
American Alternative Insurance Corp. |
Munich Re |
insurance violation |
2019 |
MO-INS |
$85,000 |
American Alternative Insurance Corporation |
Munich Re |
insurance violation |
2017 |
TX-INS |
$160,000 |
American Alternative Insurance Corporation et al. |
Munich Re |
insurance violation |
2013 |
WA-INS |
$10,000 |
American Automobile Insurance Co. |
Allianz |
consumer protection violation |
2011 |
MA-AG |
$571,394 |
American Automobile Insurance Co. |
Allianz |
insurance violation |
2015 |
MD-INS |
$5,000 |
American Automobile Insurance Company |
Allianz |
insurance violation |
2005 |
MA-INS |
$9,000 |
American Automobile Insurance Company |
Allianz |
insurance violation |
2018 |
WA-INS |
$10,000 |
American Automobile Insurance Company et al. |
Allianz |
insurance violation |
2011 |
VA-INS |
$10,973 |
AMERICAN AUTOMOBILE INSURANCE CORP |
Allianz |
insurance violation |
2012 |
VA-INS |
$5,000 |
AMERICAN BANKERS INSURANCE |
Assurant |
insurance violation |
2006 |
VA-INS |
$45,000 |
American Bankers Insurance Co. |
Assurant |
consumer protection violation |
2006 |
MA-AG |
$20,000 |
American Bankers Insurance Company of Florida |
Assurant |
insurance violation |
2011 |
AZ-DIFI |
$36,000 |
American Bankers Insurance Company of Florida |
Assurant |
insurance violation |
2020 |
CT-INS |
$198,000 |
American Bankers Insurance Company of Florida |
Assurant |
insurance violation |
2007 |
IN-INS |
$87,500 |
American Bankers Insurance Company of Florida |
Assurant |
insurance violation |
2001 |
MA-INS |
$65,000 |
American Bankers Insurance Company of Florida |
Assurant |
insurance violation |
2003 |
MN-FIN |
$100,000 |
American Bankers Insurance Company of Florida |
Assurant |
insurance violation |
2018 |
MO-INS |
$37,500 |
American Bankers Insurance Company of Florida |
Assurant |
insurance violation |
2002 |
OR-FIN |
$30,000 |
American Bankers Insurance Company of Florida |
Assurant |
insurance violation |
2017 |
TX-INS |
$35,000 |
American Bankers Insurance Company Of Florida |
Assurant |
insurance violation |
2011 |
WA-INS |
$170,000 |
American Bankers Insurance Company of Florida |
Assurant |
insurance violation |
2021 |
OR-FIN |
$20,000 |
American Bankers Insurance Company of Florida |
Assurant |
insurance violation |
2021 |
TX-INS |
$45,000 |
American Bankers Insurance Company of Florida et al. |
Assurant |
insurance violation |
2004 |
CA-INS |
$150,000 |
American Bankers Insurance Company of Florida et al. |
Assurant |
insurance violation |
2005 |
CA-INS |
$250,000 |
American Bankers Insurance Group Inc. |
Assurant |
insurance violation |
2001 |
MULTI-FIN |
$3,000,000 |
AMERICAN BANKERS LIFE |
Assurant |
insurance violation |
2007 |
VA-INS |
$97,000 |
American Bankers Life Assurance Company of Florida |
Assurant |
insurance violation |
2011 |
IL-INS |
$15,000 |
American Bankers Life Assurance Company of Florida |
Assurant |
insurance violation |
2003 |
MN-FIN |
$100,000 |
American Bankers Life Assurance Company of Florida |
Assurant |
insurance violation |
2018 |
MO-INS |
$37,500 |
American Bankers Life Assurance Company of Florida et al. |
Assurant |
insurance violation |
2008 |
CA-INS |
$750,000 |
AMERICAN BANKERS LIFE ASSURANCE OF FLORIDA |
Assurant |
insurance violation |
2001 |
VA-INS |
$15,000 |
American Contractors Indemnity Co. |
Tokio Marine |
insurance violation |
2007 |
CA-INS |
$170,000 |
American Economy Insurance Co. |
Liberty Mutual Insurance |
insurance violation |
2012 |
VA-INS |
$5,000 |
American Economy Insurance Co. et al. |
Liberty Mutual Insurance |
insurance violation |
2011 |
VA-INS |
$12,000 |
American Economy Insurance Company |
Liberty Mutual Insurance |
insurance violation |
2009 |
VA-INS |
$8,000 |
AMERICAN ECONOMY INSURANCE COMPANY |
Liberty Mutual Insurance |
insurance violation |
2020 |
WA-INS |
$6,000 |
AMERICAN ECONOMY INSURANCE COMPANY ET AL. |
Liberty Mutual Insurance |
insurance violation |
2020 |
WA-INS |
$10,000 |
American Express |
American Express |
consumer protection violation |
2013 |
CFPB |
$69,100,000 |
American Express |
American Express |
consumer protection violation |
2012 |
CFPB |
$99,100,000 |
American Express |
American Express |
economic sanction violation |
2004 |
OFAC |
$18,391 |
American Express |
American Express |
consumer protection violation |
2017 |
CFPB |
$96,000,000 |
American Express |
American Express |
economic sanction violation |
2017 |
OFAC |
$204,277 |
American Express Bank International |
American Express |
anti-money-laundering deficiencies |
2007 |
DOJ_CRIMINAL |
$55,000,000 |
American Express Bank Ltd. |
American Express |
economic sanction violation |
2004 |
OFAC |
$5,041 |
American Express Bank, FSB |
American Express |
banking violation |
2013 |
OCC |
$7,500,000 |
American Express Bank, FSB |
American Express |
banking violation |
2012 |
OCC |
$6,500,000 |
American Express Centurion Bank |
American Express |
banking violation |
2013 |
FDIC |
$3,600,000 |
American Express Centurion Bank |
American Express |
banking violation |
2012 |
FDIC |
$3,900,000 |
American Express Centurion Bank |
American Express |
banking violation |
2009 |
FDIC |
$250,000 |
American Express Centurion Bank |
American Express |
tax violations |
2012 |
CT-AG |
$14,970 |
American Express Co. |
American Express |
consumer protection violation |
2003 |
NY-AG |
$3,285,000 |
AMERICAN EXPRESS COMPANY |
American Express |
banking violation |
2012 |
FED |
$9,000,000 |
American Express Company |
American Express |
economic sanction violation |
2004 |
OFAC |
$5,500 |
American Express Financial Advisors |
Ameriprise Financial |
employment discrimination |
2002 |
private lawsuit-federal |
$31,000,000 |
American Express Financial Advisors |
Ameriprise Financial |
investor protection violation |
2000 |
AZ-CC |
$125,000 |
American Express Financial Advisors |
Ameriprise Financial |
investor protection violation |
2005 |
FINRA |
$13,000,000 |
American Express Financial Advisors Inc. |
Ameriprise Financial |
investor protection violation |
2004 |
SEC |
$3,706,693 |
American Express Financial Advisors Inc. |
Ameriprise Financial |
investor protection violation |
2005 |
NJ-AG |
$5,000,000 |
American Express Financial Advisors Inc. |
Ameriprise Financial |
investor protection violation |
2005 |
NH-BSR |
$7,375,000 |
American Express Financial Advisors Inc. |
Ameriprise Financial |
investor protection violation |
2000 |
TX-SEC |
$9,000 |
American Express Financial Advisors Inc. |
Ameriprise Financial |
investor protection violation |
2004 |
FINRA |
$700,000 |
American Express Financial Advisors Inc. |
Ameriprise Financial |
investor protection violation |
2002 |
FINRA |
$350,000 |
American Express Financial Advisors, Inc. |
Ameriprise Financial |
investor protection violation |
2002 |
MN-FIN |
$5,000 |
American Express Financial Advisors, Inc. |
Ameriprise Financial |
investor protection violation |
2005 |
MN-FIN |
$2,000,000 |
American Express Financial Advisors, Inc. |
Ameriprise Financial |
investor protection violation |
2004 |
FINRA |
$300,000 |
American Express Prepaid Card Management Corp. |
American Express |
consumer protection violation |
2010 |
AR-SEC |
$20,000 |
American Express Travel Related Services Co, Inc. |
American Express |
consumer protection violation |
2015 |
FL-OFR |
$9,000 |