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Violation Tracker Industry Summary Page

Industry: financial services
Penalty Total since 2000: $339,976,074,213
Number of Records: 6,952
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Bank of America$82,898,016,192264
JPMorgan Chase$36,107,446,133199
Citigroup$25,540,645,217156
Wells Fargo$21,881,892,841222
Deutsche Bank$18,341,457,30276
UBS$16,879,318,334102
Goldman Sachs$16,399,485,79387
NatWest Group PLC$13,515,546,85731
BNP Paribas$12,148,363,95019
Credit Suisse$10,732,400,12649

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyCurrent Parent sort iconPrimary Offense TypeYearAgencyPenalty Amount
Allstate Fire & Casualty Insurance Company et al.Allstateinsurance violation2021WA-INS$7,500
Allstate Indemnity CompanyAllstateinsurance violation2021MD-INS$50,000
Allstate Life Insurance Company of New YorkAllstateinsurance violation2021NY-DFS$196,250
Allstate Fire & Casualty Insurance Company et al.Allstateinsurance violation2021VT-FIN$225,000
Allstate Vehicle And Property Insurance CompanyAllstateinsurance violation2022WA-INS$25,000
ALLSTATEAllstateworkplace safety or health violation2002OSHA$69,500
Ally Financial Inc. and Ally BankAlly Financialconsumer protection violation2013CFPB$98,000,000
Ally Financial Inc.Ally Financialbanking violation2012FED$207,000,000
Ally Financial Inc. (formerly GMAC)Ally Financialmortgage abuses2012DOJ$309,600,000
Ally Financial Inc.Ally Financialtoxic securities abuses2016USAO$52,000,000
GMAC MortgageAlly Financialwage and hour violation2014private lawsuit-federal$2,000,000
Ally Financial ServicesAlly Financialwage and hour violation2019WHD$198,311
Ally FinancialAlly Financialmortgage abuses2012MULTI-AG(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $109,628,425
GMAC BankAlly Financialconsumer protection violation2008NY-AG$200,000
Ally Financial IncAlly Financialwage and hour violation2017WHD$34,169
Ally Financial, LLCAlly Financialwage and hour violation2017WHD$164,143
GMAC Mortgage, LLC dba DitechAlly Financialconsumer protection violation2011AZ-DIFI$7,500
GMAC Mortgage, LLCAlly Financialconsumer protection violation2011AZ-DIFI$7,500
GMAC Mortgage, LLCAlly Financialconsumer protection violation2010IL-BKG$50,000
GMAC Mortgage, LLC dba DitechAlly Financialconsumer protection violation2013IL-BKG$15,000
GMAC Mortgage LLC dba DitechAlly Financialconsumer protection violation2010PA-BKG$43,000
General Motors Acceptance Corp.Ally Financialdiscriminatory practices (non-employment)2004private lawsuit-federal$9,600,000
GMAC Mortgage, LLCAlly Financialenvironmental violation2010AL-ENV$5,505
GM ACCEPTANCE CORP TRUCK & BUS GRPAlly Financialenvironmental violation2006IN-ENV$57,750
Nationwide Credit, Inc.Altisource Portfolio Solutionswage and hour violation2005WHD$68,433
Ambac Financial Group et al.Ambac Financialtoxic securities abuses2013USAO$101,900,000
Ambac Financial Group, Inc.Ambac Financialbenefit plan administrator violation2012private lawsuit-federal$2,550,000
American ExpressAmerican Expressconsumer protection violation2013CFPB$69,100,000
American ExpressAmerican Expressconsumer protection violation2012CFPB$99,100,000
American Express Centurion BankAmerican Expressbanking violation2013FDIC$3,600,000
American Express Centurion BankAmerican Expressbanking violation2012FDIC$3,900,000
American Express Bank, FSBAmerican Expressbanking violation2013OCC$7,500,000
American Express Bank, FSBAmerican Expressbanking violation2012OCC$6,500,000
AMERICAN EXPRESS COMPANYAmerican Expressbanking violation2012FED$9,000,000
American Express Centurion BankAmerican Expressbanking violation2009FDIC$250,000
American Express Bank InternationalAmerican Expressanti-money-laundering deficiencies2007DOJ_CRIMINAL$55,000,000
American Express Travel Related Services Co., Inc.American Expresseconomic sanction violation2007OFAC$16,625
American ExpressAmerican Expresseconomic sanction violation2004OFAC$18,391
American Express Bank Ltd.American Expresseconomic sanction violation2004OFAC$5,041
American Express CompanyAmerican Expresseconomic sanction violation2004OFAC$5,500
American Express Travel Related Services CompAmerican ExpressFamily and Medical Leave Act2004WHD$26,722
American ExpressAmerican Expressconsumer protection violation2017CFPB$96,000,000
American ExpressAmerican Expresseconomic sanction violation2017OFAC$204,277
American Express Centurion BankAmerican Expresstax violations2012CT-AG$14,970
American Express Co.American Expressconsumer protection violation2003NY-AG$3,285,000
American Express Travel Related Services Company, Inc.American Expresseconomic sanction violation2013OFAC$5,226,120
American Express Prepaid Card Management Corp.American Expressconsumer protection violation2010AR-SEC$20,000
Amex Assurance Co.American Expressinsurance violation2006CA-INS$170,000
Amex Assurance Co.American Expressinsurance violation2005FL-OFR$12,500
Amex Assurance Co.American Expressinsurance violation2008FL-OFR$8,000
American Express Travel Related Services Co, Inc.American Expressconsumer protection violation2015FL-OFR$9,000
AMEX Assurance Co.American Expressinsurance violation2011MD-INS$10,000
American Express Travel Related Services Company, Inc.American Expressconsumer protection violation2011NE-DBF$35,000
AMEX Assurance CompanyAmerican Expressinsurance violation2009OR-FIN$25,000
AMEX ASSURANCE CO.American Expressinsurance violation2007VA-INS$26,400
American Express Travel Related Services Co.American Expresswage and hour violation2021WHD$5,663
American Express CompanyAmerican Expressemployment discrimination2022DOJ_RIGHTS$29,008
Austin Mutual Insurance CompanyAmerican Family Insurancewage and hour violation2006WHD$16,245
Permanent General Assurance Corp.American Family Insuranceinsurance violation2011AZ-DIFI$70,000
Homesite Indemnity Co.American Family Insuranceinsurance violation2011AZ-DIFI$19,000
Austin Mututal Insurance Co.American Family Insuranceinsurance violation2011AZ-DIFI$30,000
American Family Connect Property and Casualty Insurance CompanyAmerican Family Insuranceinsurance violation2020AZ-DIFI$50,000
Homesite Insurance CompanyAmerican Family Insuranceinsurance violation2013CA-INS$360,522
American Family Mutual Insurance Co.American Family Insuranceinsurance violation2006CO-INS$6,000
American Family Mutual Insurance Co.American Family Insuranceinsurance violation2007CO-INS$5,500
Permanent General Assurance Corp.American Family Insuranceinsurance violation2009CO-INS$31,900
Permanent General Assurance Corp.American Family Insuranceinsurance violation2019CO-INS$56,494
Permanent General Assurance Corporation of OhioAmerican Family Insuranceinsurance violation2019CO-INS$50,974
HomeSite Insurance Co.American Family Insuranceinsurance violation2016DE-INS$15,000
American Family Mutual Insurance Co.American Family Insuranceinsurance violation2016KS-INS$20,000
Homesite Insurance Company of the MidwestAmerican Family Insuranceinsurance violation2013MD-INS$20,000
Homesite Insurance Company of the MidwestAmerican Family Insuranceinsurance violation2015MD-INS$5,000
Homesite Insurance Company of the MidwestAmerican Family Insuranceinsurance violation2011ME-INS$7,500
American Family Mutual Insurance Co.American Family Insuranceinsurance violation2002MN-FIN$5,000
Austin Mutual Insurance Co. and Northern Mutual Insurance Co.American Family Insuranceinsurance violation2002MN-FIN$12,500
American Family Mutual Insurance Co.American Family Insuranceinsurance violation2002MN-FIN$10,000
Homesite Insurance Company of the MidwestAmerican Family Insuranceinsurance violation2009MN-FIN$15,000
American Family Mutual Insurance Co.American Family Insuranceinsurance violation2011MN-FIN$5,000
American Family Mutual Insurance Co.American Family Insuranceinsurance violation2013MN-FIN$5,000
American Family Mutual Insurance Co.American Family Insuranceinsurance violation2014MN-FIN$7,500
Austin Mutual Insurance Co.American Family Insuranceinsurance violation2019MN-FIN$10,000
Homesite Insurance Co.American Family Insuranceinsurance violation2019MN-FIN$5,000
American Family Mutual Insurance Co. and American Standard Insurance Co. of WisconsinAmerican Family Insuranceinsurance violation2015MO-INS$472,089
American Family Mutual Insurance Co.American Family Insuranceinsurance violation2016MO-INS$7,000
American Family Mutual Insurance CompanyAmerican Family Insuranceinsurance violation2009ND-INS$5,000
Austin Mutual Insurance CompanyAmerican Family Insuranceinsurance violation2014ND-INS$10,000
American Family Mutual Insurance CompanyAmerican Family Insuranceinsurance violation2016NE-DOI$15,000
American Family Insurance CompanyAmerican Family Insuranceinsurance violation2018NE-DOI$15,000
Permanent General Assurance CorporationAmerican Family Insuranceinsurance violation2014NY-DFS$75,000
American Family Mutual Insurance CompanyAmerican Family Insuranceinsurance violation2003OR-FIN$10,000
American Family Mutual Insurance CompanyAmerican Family Insuranceinsurance violation2008OR-FIN$6,500
Homesite Insurance CompanyAmerican Family Insuranceinsurance violation2013RI-FIN$5,000
The General Automobile Insurance Company Inc.American Family Insuranceinsurance violation2018TX-INS$100,000
Permanent General Assurance CorporationAmerican Family Insuranceinsurance violation2018TX-INS$70,000
American Family Mutual Insurance CompanyAmerican Family Insuranceinsurance violation2018UT-INS$39,400
HOMESITE INSURANCE COMPANYAmerican Family Insuranceinsurance violation2010VA-INS$126,252
HOMESITE INSURANCE COMPANYAmerican Family Insuranceinsurance violation2016VA-INS$94,986
THE GENERAL AUTOMOBILE INSURANCE CO.American Family Insuranceinsurance violation2018VA-INS$66,996
General Automobile Insurance Company, IncAmerican Family Insuranceinsurance violation2019VA-INS$27,624
Permanent General Assurance CorporationAmerican Family Insuranceinsurance violation2019VT-FIN$11,000
Homesite Insurance CompanyAmerican Family Insuranceinsurance violation2020VT-FIN$31,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.