US Bancorp | U.S. Bancorp | banking violation | 2018 | FED | $15,000,000 |
Flagstar Bank, FSB | New York Community Bancorp | banking violation | 2016 | OCC | $500,000 |
First Niagara Bank, National Association | KeyCorp | banking violation | 2016 | OCC | $2,000,000 |
First National Bank of Omaha | First National of Nebraska | banking violation | 2016 | OCC | $3,000,000 |
Wells Fargo Bank N.A. | Wells Fargo | banking violation | 2018 | OCC | $500,000,000 |
Citigroup | Citigroup | banking violation | 2018 | FED | $8,600,000 |
TCF National Bank | Huntington Bancshares | banking violation | 2018 | OCC | $3,000,000 |
PNC Bank, National Association | PNC Financial Services | banking violation | 2018 | OCC | $207,245 |
PNC Bank, National Association | PNC Financial Services | banking violation | 2018 | OCC | $15,000,000 |
Bank of China | Bank of China | banking violation | 2018 | OCC | $12,500,000 |
Bank of New York Mellon | Bank of New York Mellon | banking violation | 2018 | FED | $16,000 |
LendingClub Corporation | LendingClub Corp. | banking violation | 2018 | USAO | $2,000,000 |
Republic Bank & Trust Company | Republic Bancorp | banking violation | 2018 | FDIC | $300,000 |
Wintrust Financial Corporation | Wintrust Financial Corp. | banking violation | 2019 | FED | $1,012,500 |
Citibank, N.A. | Citigroup | banking violation | 2019 | OCC | $25,000,000 |
UniCredit, S.p.A. | UniCredit | banking violation | 2019 | FED | $158,000,000 |
Standard Chartered plc | Standard Chartered | banking violation | 2019 | FED | $164,000,000 |
1st Financial Bank U.S.A. | 1st Financial Bank USA | banking violation | 2005 | WI-AG | $43,142 |
Bank of New York Mellon | Bank of New York Mellon | banking violation | 2015 | NY-AG | $167,500,000 |
Capital One Bank | Capital One Financial | banking violation | 2005 | WI-AG | $80,032 |
FirstBank Puerto Rico | First Bancorp (Puerto Rico) | banking violation | 2019 | FDIC | $17,700 |
Midfirst Bank | MidFirst Bank | banking violation | 2019 | OCC | $35,000 |
MUFG Union Bank, National Association | U.S. Bancorp | banking violation | 2019 | OCC | $109,667 |
SunTrust Bank | Truist Financial | banking violation | 2005 | WI-AG | $10,107 |
Wells Fargo Bank N.A. | Wells Fargo | banking violation | 2018 | MULTI-AG | $575,000,000 |
Wilmington Savings Fund Society, Federal Savings Bank | WSFS Financial Corp. | banking violation | 2019 | OCC | $85,265 |
HomeStreet Bank | HomeStreet Inc. | banking violation | 2019 | FDIC | $1,350,000 |
German American Bancorp | German American Bancorp | banking violation | 2012 | FDIC | $15,000 |
BANK OF THE WEST | Bank of Montreal | banking violation | 2011 | FDIC | $135,000 |
REPUBLIC BANK & TRUST COMPANY | Republic Bancorp | banking violation | 2011 | FDIC | $900,000 |
CATHAY BANK | Cathay General Bancorp | banking violation | 2011 | FDIC | $17,710 |
BANCORPSOUTH BANK | Cadence Bank | banking violation | 2011 | FDIC | $46,500 |
GREAT SOUTHERN BANK | Great Southern Bancorp | banking violation | 2011 | FDIC | $21,935 |
MAINSOURCE BANK | First Financial Bancorp. | banking violation | 2010 | FDIC | $22,000 |
BANK OF THE WEST | Bank of Montreal | banking violation | 2010 | FDIC | $68,200 |
S&T BANK | S&T Bancorp | banking violation | 2010 | FDIC | $32,640 |
BUSEY BANK | First Busey Corp. | banking violation | 2010 | FDIC | $7,445 |
CompuCredit Corporation | Atlanticus Holdings | banking violation | 2008 | FDIC | $806,000 |
CompuCredit Corporation | Atlanticus Holdings | banking violation | 2008 | FDIC | $558,000 |
FIRST BANK | First Bancorp (North Carolina) | banking violation | 2004 | FDIC | $12,000 |
Citibank, N.A. | Citigroup | banking violation | 2019 | OCC | $30,000,000 |
Glacier Bank | Glacier Bancorp | banking violation | 2020 | FDIC | $16,750 |
Citibank, N.A. | Citigroup | banking violation | 2020 | OCC | $17,998,510 |
Mutual of Omaha Bank | First Citizens BancShares | banking violation | 2019 | OCC | $98,415 |
East West Bank | East West Bancorp | banking violation | 2020 | FED | $129,108 |
Regions Bank | Regions Financial | banking violation | 2014 | AL-SBD | $5,000,000 |
Societe Generale Financial Corporation | Societe Generale | banking violation | 2020 | CA-DFPI | $10,250 |
Credit Agricole | Credit Agricole | banking violation | 2004 | NY-DFS | $5,000,000 |
MUFG Bank Ltd. | U.S. Bancorp | banking violation | 2019 | NY-DFS | $33,000,000 |
Deutsche Bank AG and Deutsche Bank Trust Co. America | Deutsche Bank | banking violation | 2020 | NY-DFS | $150,000,000 |
Capital One Bank (USA), National Association | Capital One Financial | banking violation | 2020 | OCC | $80,000,000 |
Goldman Sachs Group, Inc. | Goldman Sachs | banking violation | 2020 | FED | $154,000,000 |
M&T Bank | M&T Bank | banking violation | 2020 | FED | $546,000 |
JPMorgan Chase Bank, National Association | JPMorgan Chase | banking violation | 2020 | OCC | $250,000,000 |
USAA Federal Savings Bank | USAA | banking violation | 2020 | OCC | $85,000,000 |
Morgan Stanley Bank, N.A. | Morgan Stanley | banking violation | 2020 | OCC | $60,000,000 |
Citibank, National Association | Citigroup | banking violation | 2020 | OCC | $400,000,000 |
CIT Bank, National Association | First Citizens BancShares | banking violation | 2020 | OCC | $82,500 |
USAA Federal Savings Bank | USAA | banking violation | 2020 | OCC | $382,500 |
State Farm Bank, FSB | State Farm Insurance | banking violation | 2020 | OCC | $547,200 |
Bank of the West | Bank of Montreal | banking violation | 2021 | FDIC | $281,000 |
Bryn Mawr Trust Company | WSFS Financial Corp. | banking violation | 2021 | FED | $105,000 |
Umpqua Bank | Umpqua Holdings | banking violation | 2021 | FDIC | $1,800,000 |
Wells Fargo Bank, National Association | Wells Fargo | banking violation | 2021 | OCC | $250,000,000 |
Cadence Bank, National Association | Cadence Bank | banking violation | 2021 | OCC | $3,000,000 |
Trustmark National Bank | Trustmark | banking violation | 2021 | OCC | $4,000,000 |
Washington Federal Bank, National Association | Washington Federal Inc. | banking violation | 2021 | OCC | $2,500,000 |
Washington Federal Bank, National Association | Washington Federal Inc. | banking violation | 2021 | OCC | $40,500 |
Wells Fargo Bank, N.A. | Wells Fargo | banking violation | 2021 | USAO | $72,600,000 |
First Midwest Bank | Old National Bancorp | banking violation | 2022 | FED | $253,500 |
Flagstar Bank, FSB | New York Community Bancorp | banking violation | 2021 | OCC | $3,620,000 |
U.S. Bank | U.S. Bancorp | banking violation | 2022 | CFPB | $37,500,000 |
Bank of America | Bank of America | banking violation | 2022 | CFPB | $100,000,000 |
PNC Bank, National Association | PNC Financial Services | banking violation | 2022 | OCC | $2,614,456 |
Bank of America NA | Bank of America | banking violation | 2022 | OCC | $125,000,000 |
Deutsche Bank Trust Company Americas | Deutsche Bank | banking violation | 2022 | FED | $105,500 |
Cadence Bank | Cadence Bank | banking violation | 2022 | FDIC | $320,500 |
Wells Fargo & Co. | Wells Fargo | banking violation | 2023 | FED | $67,762,500 |
UBS | UBS | banking violation | 2023 | TX-AG | $850,000 |
MUFG Union Bank, National Association | U.S. Bancorp | banking violation | 2023 | OCC | $15,000,000 |
UBS Group AG | UBS | banking violation | 2023 | FED | $268,500,000 |
American Express National Bank | American Express | banking violation | 2023 | OCC | $15,000,000 |
Regions Bank | Regions Financial | banking violation | 2023 | FED | $2,950,000 |
Industrial and Commercial Bank of China Ltd. | Industrial and Commercial Bank of China | banking violation | 2024 | FED | $2,400,000 |
City National Bank | Royal Bank of Canada | banking violation | 2024 | OCC | $65,000,000 |
U.S. Bank National Association | U.S. Bancorp | banking violation | 2023 | OCC | $15,000,000 |
Industrial and Commercial Bank of China Ltd. | Industrial and Commercial Bank of China | banking violation | 2024 | NY-DFS | $30,000,000 |
MUFG BANK, LTD. | U.S. Bancorp | banking violation | 2024 | CT-BKG | $10,000 |
JPMorgan Chase Bank N.A. | JPMorgan Chase | bankruptcy professional violation | 2015 | DOJ_UTP | $50,000,000 |
Citibank N.A. | Citigroup | bankruptcy professional violation | 2018 | DOJ_UTP | $5,000,000 |
Wells Fargo Bank N.A. | Wells Fargo | bankruptcy professional violation | 2015 | DOJ_UTP | $81,600,000 |
Capital One Bank (USA) N.A. | Capital One Financial | bankruptcy professional violation | 2011 | DOJ_UTP | $2,350,000 |
FIRST NIAGARA FINANCIAL GROUP, INC. | KeyCorp | benefit plan administrator violation | 2011 | EBSA | $10,001 |
FIRST NBC BANK | Hancock Whitney Corp. | benefit plan administrator violation | 2011 | EBSA | $10,001 |
E*Trade Group, Inc. | Morgan Stanley | benefit plan administrator violation | 2008 | EBSA | $50,001 |
FRED ALGER & COMPANY, INCORPORATED | Alger Associates | benefit plan administrator violation | 2007 | EBSA | $50,001 |
FIRST FINANCIAL BANCORP | First Financial Bancorp. | benefit plan administrator violation | 2007 | EBSA | $50,001 |
FRED ALGER & COMPANY, INCORPORATED | Alger Associates | benefit plan administrator violation | 2006 | EBSA | $10,001 |
HORACE MANN SERVICE CORPORATION | Horace Mann Educators Corp. | benefit plan administrator violation | 2006 | EBSA | $10,001 |
LAVA TRADING INC. | Citigroup | benefit plan administrator violation | 2006 | EBSA | $50,001 |
AMERICAN INTERNATIONAL GROUP INC GROUP LIFE & MEDICAL INSURANCE PLAN | American International Group | benefit plan administrator violation | 2005 | EBSA | $50,001 |