Violation Tracker Industry Summary Page

Industry: 
financial services
Penalty Total since 2000: 
$325,206,110,617
Number of Records: 
5,976
Note: 
The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.

Top 10 Parent CompaniesTotal Penalty $Number of Records
Bank of America$82,700,046,034213
JPMorgan Chase$34,530,243,993154
Citigroup$25,045,655,764120
Wells Fargo$21,199,943,231179
Deutsche Bank$18,156,533,87859
UBS$16,792,800,91083
Royal Bank of Scotland$13,455,904,00027
Goldman Sachs$13,140,380,98740
BNP Paribas$12,132,582,95017
Credit Suisse$10,409,957,62631


Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.
Download results as CSV or XML (maximum 10,000; for access to larger downloads contact Phil Mattera)
Company Parent Primary Offense Typesort icon Year Agency Penalty Amount
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2020 MSHA $6,778
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2016 MSHA $13,441
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2015 MSHA $7,578
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2019 MSHA $6,660
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2018 MSHA $8,260
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2019 MSHA $49,489
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2018 MSHA $12,321
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2016 MSHA $9,287
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2015 MSHA $19,300
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2017 MSHA $32,300
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2018 MSHA $10,500
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2016 MSHA $9,287
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2018 MSHA $14,459
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2016 MSHA $14,401
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2019 MSHA $12,632
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2017 MSHA $22,900
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2016 MSHA $9,287
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2015 MSHA $5,000
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2015 MSHA $7,578
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2020 MSHA $24,380
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2017 MSHA $5,517
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2020 MSHA $6,778
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2017 MSHA $37,000
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2016 MSHA $10,457
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2018 MSHA $5,000
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2015 MSHA $8,421
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2017 MSHA $6,367
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2015 MSHA $6,062
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2016 MSHA $6,225
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2015 MSHA $5,080
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2018 MSHA $9,500
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2015 MSHA $13,510
Bowie Resources LLC Trafigura workplace safety or health violation 2015 MSHA $10,867
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2015 MSHA $6,458
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2015 MSHA $10,030
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2015 MSHA $6,458
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2015 MSHA $6,458
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2019 MSHA $6,148
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2017 MSHA $18,320
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2016 MSHA $25,000
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2016 MSHA $7,305
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2019 MSHA $5,239
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2016 MSHA $13,221
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2018 MSHA $13,348
Citigroup Technology Inc Citigroup wage and hour violation 2016 WHD $1,967,689
U.S. Bank U.S. Bancorp wage and hour violation 2008 WHD $140,787
H & R Block H&R Block wage and hour violation 2015 WHD $257,577
Transamerica Life Insurance Company Aegon wage and hour violation 2015 WHD $70,143
GUARANTEED RATE, INC. Guaranteed Rate Inc. wage and hour violation 2015 WHD $12,548
Prospect Mortgage Homebridge Financial Services wage and hour violation 2015 WHD $211,237
Bank of the West BNP Paribas wage and hour violation 2015 WHD $33,750
BancFirst Insurance Services, Inc. BancFirst wage and hour violation 2014 WHD $20,229
H & R Block H&R Block wage and hour violation 2014 WHD $128,872
H&R Block Eastern Enterprises Inc H&R Block wage and hour violation 2014 WHD $24,928
National Life Insurance Company National Life Group wage and hour violation 2014 WHD $32,087
TMX Finance, LLC TMX Finance wage and hour violation 2014 WHD $10,057
Highmark, Inc Highmark Inc. wage and hour violation 2014 WHD $120,900
The Huntington National Bank Huntington Bancshares wage and hour violation 2013 WHD $32,553
Chemoil Corporation Glencore wage and hour violation 2013 WHD $16,594
UBS, Inc. UBS wage and hour violation 2013 WHD $90,902
MetLife, Inc. MetLife wage and hour violation 2013 WHD $24,296
United American Insurance Company Globe Life Inc. wage and hour violation 2012 WHD $19,791
Ace Cash Express, Inc. ACE Cash Express wage and hour violation 2012 WHD $18,852
First Republic Bank First Republic Bank wage and hour violation 2012 WHD $1,009,644
SunTrust Mortgage Inc. Truist Financial wage and hour violation 2012 WHD $51,518
Popular Mortgage, Inc. Popular Inc. wage and hour violation 2011 WHD $153,736
Popular Mortgage, Inc. Popular Inc. wage and hour violation 2011 WHD $122,762
Branch Banking and Trust Company Truist Financial wage and hour violation 2011 WHD $12,314
BB&T Truist Financial wage and hour violation 2011 WHD $43,662
The Federal Home Loan Mortgage Corporation Freddie Mac (Federal Home Loan Mortgage Corporation) wage and hour violation 2011 WHD $24,153
Nationwide Insurance Nationwide wage and hour violation 2011 WHD $13,331
Wells Fargo Bank NA Wells Fargo wage and hour violation 2011 WHD $31,770
Farmer's Group, Inc. Zurich Insurance wage and hour violation 2010 WHD $565,065
Prospect Mortgage LLC Homebridge Financial Services wage and hour violation 2010 WHD $13,728
CNO Services, LLC CNO Financial wage and hour violation 2010 WHD $69,610
Farmer's Group, Inc. Zurich Insurance wage and hour violation 2010 WHD $754,148
Farmer's Group, Inc. Zurich Insurance wage and hour violation 2010 WHD $20,122
Farmer's Group, Inc. Zurich Insurance wage and hour violation 2010 WHD $209,170
Bank of America, NA Bank of America wage and hour violation 2010 WHD $5,827
Hewitt Associates LLC Aon wage and hour violation 2010 WHD $48,103
Nationwide Insurance Nationwide wage and hour violation 2010 WHD $9,109
Bank of America, N.A. Bank of America wage and hour violation 2010 WHD $18,654
Hartford Fire Insurance Company Hartford Financial Services wage and hour violation 2010 WHD $25,448
Huntington National Bank Huntington Bancshares wage and hour violation 2010 WHD $10,007
Nationwide Nationwide wage and hour violation 2009 WHD $28,290
JPMorgan Chase Bank, NA JPMorgan Chase wage and hour violation 2009 WHD $6,996
Zions Bancorporation Zions Bancorporation wage and hour violation 2009 WHD $15,347
The Travelers Indemnity Company Travelers wage and hour violation 2009 WHD $21,283
Sun Life Assurance Company of Canada (U.S.) Sun Life Financial wage and hour violation 2009 WHD $6,366
Gerber Life Insurance Company Western & Southern Financial Group wage and hour violation 2009 WHD $172,799
Sun Life Assurance Company of Canada (U.S.) Sun Life Financial wage and hour violation 2009 WHD $25,744
Barclays Capital Inc. Barclays wage and hour violation 2009 WHD $9,707
Citigroup Citigroup wage and hour violation 2009 WHD $38,926
Safeco Insurance Company of America Liberty Mutual Insurance wage and hour violation 2009 WHD $37,951
Safeco Insurance Company of America Liberty Mutual Insurance wage and hour violation 2009 WHD $28,560
Safeco Insurance Company of America Liberty Mutual Insurance wage and hour violation 2009 WHD $85,353
Provident Funding Associates, LP Provident Funding Associates wage and hour violation 2008 WHD $8,453
JPMorgan Chase Bank, N.A. JPMorgan Chase wage and hour violation 2008 WHD $9,622
Fidelity National Financial, Inc Fidelity National Financial wage and hour violation 2008 WHD $27,858
Fidelity National Financial, Inc Fidelity National Financial wage and hour violation 2008 WHD $17,845
Key Bank National Association KeyCorp wage and hour violation 2008 WHD $12,691
Download results as CSV or XML (maximum 10,000; for access to larger downloads contact Phil Mattera)