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Violation Tracker Industry Summary Page

Industry: financial services
Penalty Total since 2000: $387,559,149,282
Number of Records: 7,719
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Bank of America$87,286,650,890328
JPMorgan Chase$39,340,688,209275
UBS$31,069,299,125179
Wells Fargo$27,616,269,231266
Citigroup$26,945,611,792181
Deutsche Bank$20,011,467,56399
Goldman Sachs$17,729,358,987111
NatWest Group PLC$14,370,701,61843
Morgan Stanley$10,780,502,443203
BNP Paribas$10,363,464,66623

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyCurrent ParentPrimary Offense TypeYearAgency sort iconPenalty Amount
Credit Agricole Corporate and Investment BankCredit Agricoleeconomic sanction violation2015NY-MANDA$156,000,000
Commerzbank AGCommerzbankeconomic sanction violation2015NY-MANDA(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $171,000,000
BNP Paribas S.A.BNP Paribaseconomic sanction violation2014NY-MANDA(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $2,243,400,000
Metropolitan Life Insurance Company, Inc.MetLifeinsurance violation2014NY-MANDA$10,000,000
HSBC Holdings plcHSBCeconomic sanction violation2012NY-MANDA(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $187,500,000
Standard Chartered BankStandard Charteredeconomic sanction violation2012NY-MANDA(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $113,500,000
ING Bank, NVINGeconomic sanction violation2012NY-MANDA(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $309,500,000
Barclays plcBarclayseconomic sanction violation2010NY-MANDA(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $149,000,000
Credit Suisse AGUBSeconomic sanction violation2009NY-MANDA$268,000,000
Lloyds TSB Bank plcLloyds Banking Groupeconomic sanction violation2009NY-MANDA$175,000,000
VITOL, S.A.Vitolkickbacks and bribery2007NY-MANDA$17,500,000
Bank of America Corp.Bank of Americaanti-money-laundering deficiencies2006NY-MANDA$7,500,000
Israel Discount Bank of New YorkIsrael Discount Bankanti-money-laundering deficiencies2005NY-MANDA$8,500,000
Citigroup, Inc.Citigroupaccounting fraud or deficiencies2003NY-MANDA$25,000,000
J.P. Morgan Chase & Co.JPMorgan Chaseaccounting fraud or deficiencies2003NY-MANDA$25,000,000
HSBCHSBCemployment discrimination2020NY-NYCCHR$30,000
Aon Risk ServicesAonemployment discrimination2022NY-NYCCHR$80,000
Jackson Hewitt Inc.Jackson Hewittconsumer protection violation2004NY-NYCDCWP$125,000
H&R BlockH&R Blockconsumer protection violation2002NY-NYCDCWP$4,000,000
TCF National BankHuntington Bancsharesbanking violation2016OCC$56,500
HSBC Bank USA, National AssociationHSBCbanking violation2016OCC$35,000,000
Santander Bank, National AssociationBanco Santanderbanking violation2016OCC$3,400,000
U.S. Bank National AssociationU.S. Bancorpbanking violation2016OCC$10,000,000
Sun National BankOceanFirst Financialbanking violation2016OCC$25,000
EverbankTIAAbanking violation2016OCC$1,000,000
JPMorgan Chase Bank, National AssociationJPMorgan Chasebanking violation2016OCC$48,000,000
Citizens Bank, National AssociationCitizens Financial Groupbanking violation2015OCC$2,000,000
First Financial Bank, National AssociationFirst Financial Bancorp.banking violation2015OCC$11,700
RBS Citizens, National AssociationCitizens Financial Groupbanking violation2015OCC$10,000,000
Citibank, N.A.Citigroupbanking violation2015OCC$35,000,000
JPMorgan Chase Bank, National AssociationJPMorgan Chasebanking violation2015OCC$30,000,000
Bank of America, National AssociationBank of Americabanking violation2015OCC$1,104,530
First National Bank of PennsylvaniaF.N.B. Corporationbanking violation2015OCC$180,720
Wells Fargo Bank, National AssociationWells Fargobanking violation2015OCC$4,000,000
Bank of America, National AssociationBank of Americabanking violation2015OCC$30,000,000
Santander Bank, National AssociationBanco Santanderbanking violation2015OCC$6,000,000
Keybank National AssociationKeyCorpbanking violation2015OCC$5,005
Bank of America, National AssociationBank of Americabanking violation2014OCC$250,000,000
Citibank, National AssociationCitigroupbanking violation2014OCC$350,000,000
JPMorgan Chase Bank, National AssociationJPMorgan Chasebanking violation2014OCC$350,000,000
Capital One, National AssociationCapital One Financialbanking violation2014OCC$4,000,000
PNC Bank, National AssociationPNC Financial Servicesbanking violation2014OCC$2,000,000
U.S. Bank National AssociationU.S. Bancorpbanking violation2014OCC$51,900,000
Associated Bank, National AssociationAssociated Banc-Corpbanking violation2014OCC$500,000
Bank of America, National AssociationBank of Americabanking violation2014OCC$25,000,000
Old National BankOld National Bancorpbanking violation2014OCC$500,000
JPMorgan Chase Bank, National AssociationJPMorgan Chasebanking violation2014OCC$350,000,000
American Express Bank, FSBAmerican Expressbanking violation2013OCC$7,500,000
Mutual of Omaha BankFirst Citizens BancSharesbanking violation2013OCC$51,765
TD Bank, National AssociationToronto-Dominion Bankbanking violation2013OCC$37,500,000
JPMorgan Chase Bank, National AssociationJPMorgan Chasebanking violation2013OCC$60,000,000
JPMorgan Chase Bank, National AssociationJPMorgan Chasebanking violation2013OCC$300,000,000
Swineford National BankFulton Financialbanking violation2013OCC$33,880
EverbankTIAAbanking violation2013OCC$37,000,000
RBS Citizens, National AssociationCitizens Financial Groupbanking violation2013OCC$7,500,000
Seacoast National BankSeacoast Banking Corporation of Floridabanking violation2013OCC$26,950
TCF National BankHuntington Bancsharesbanking violation2013OCC$10,000,000
HSBC Bank USA, National AssociationHSBCbanking violation2013OCC$249,000,000
Bank of AmericaBank of Americabanking violation2013OCC$2,886,578,478
CitibankCitigroupbanking violation2013OCC$793,492,868
JPMorgan ChaseJPMorgan Chasebanking violation2013OCC$1,958,450,341
MetLife BankMetLifebanking violation2013OCC$78,536,455
PNC Bank N.A.PNC Financial Servicesbanking violation2013OCC$180,526,382
Sovereign Bank N.A.Banco Santanderbanking violation2013OCC$16,086,180
U.S. BankU.S. Bancorpbanking violation2013OCC$208,156,501
Wells FargoWells Fargobanking violation2013OCC$1,991,141,181
HSBC Bank USA, N.A.HSBCbanking violation2012OCC$500,000,000
American Express Bank, FSBAmerican Expressbanking violation2012OCC$6,500,000
Capital One Bank (USA), National AssociationCapital One Financialbanking violation2012OCC$35,000,000
Trustmark National BankTrustmarkbanking violation2012OCC$6,250
The Park National BankPark National Corp.banking violation2011OCC$30,415
Wells Fargo Bank, National AssociationWells Fargobanking violation2011OCC$34,500,000
First Niagara Bank, National AssociationKeyCorpbanking violation2011OCC$10,000
JPMorgan Chase Bank, National AssociationJPMorgan Chasebanking violation2011OCC$35,000,000
JPMorgan Chase Bank, National AssociationJPMorgan Chasebanking violation2011OCC$2,000,000
Zions First National BankZions Bancorporationbanking violation2011OCC$8,000,000
Woodforest National BankWoodforest National Bankbanking violation2010OCC$33,000,000
City National BankRoyal Bank of Canadabanking violation2010OCC$5,250
Wachovia Bank N.A.Wells Fargobanking violation2010OCC$50,000,000
Wells Fargo Bank, N.A.Wells Fargobanking violation2016OCC$70,000,000
Wells Fargo BankWells Fargobanking violation2016OCC$35,000,000
National City BankPNC Financial Servicesbanking violation2009OCC$34,265
Wells Fargo Bank, National AssociationWells Fargobanking violation2009OCC$51,205
First Tennessee Bank National AssociationFirst Horizon Nationalbanking violation2009OCC$100,000
First National Bank of OmahaFirst National of Nebraskabanking violation2009OCC$100,000
Capital One, National AssociationCapital One Financialbanking violation2009OCC$125,000
Old National BankOld National Bancorpbanking violation2008OCC$56,000
Northern Trust, National AssociationNorthern Trustbanking violation2008OCC$125,000
Wachovia Bank, National AssociationWells Fargobanking violation2008OCC$168,900,000
Associated Bank, National AssociationAssociated Banc-Corpbanking violation2007OCC$125,000
Keybank National AssociationKeyCorpbanking violation2007OCC$27,750
First Tennessee Bank National AssociationFirst Horizon Nationalbanking violation2007OCC$125,000
Lasalle Bank MidWest National AssociationBank of Americabanking violation2007OCC$125,000
Lasalle Bank National AssociationBank of Americabanking violation2007OCC$79,524
U.S. Bank National AssociationU.S. Bancorpbanking violation2006OCC$125,000
First National Bank of OmahaFirst National of Nebraskabanking violation2006OCC$25,000
Seacoast National BankSeacoast Banking Corporation of Floridabanking violation2006OCC$16,500
Lasalle Bank MidWest National AssociationBank of Americabanking violation2005OCC$6,250,000
First Tennessee Bank National AssociationFirst Horizon Nationalbanking violation2005OCC$180,000
Wells Fargo Bank, National AssociationWells Fargobanking violation2005OCC$115,000
City National BankRoyal Bank of Canadabanking violation2005OCC$750,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.