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Violation Tracker Industry Summary Page

Industry: financial services
Penalty Total since 2000: $387,559,149,282
Number of Records: 7,719
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Bank of America$87,286,650,890328
JPMorgan Chase$39,340,688,209275
UBS$31,069,299,125179
Wells Fargo$27,616,269,231266
Citigroup$26,945,611,792181
Deutsche Bank$20,011,467,56399
Goldman Sachs$17,729,358,987111
NatWest Group PLC$14,370,701,61843
Morgan Stanley$10,780,502,443203
BNP Paribas$10,363,464,66623

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyCurrent ParentPrimary Offense TypeYearAgencyPenalty Amount sort icon
Progressive American Insurance CompanyProgressiveinsurance violation2011WA-INS$30,000
Sentinel Insurance Company LtdHartford Financial Servicesinsurance violation2012WA-INS$30,000
Homesite Insurance Company Of The MidwestAmerican Family Insuranceinsurance violation2012WA-INS$30,000
Hartford Insurance Company The MidwestHartford Financial Servicesinsurance violation2012WA-INS$30,000
State Farm Fire & Casualty CompanyState Farm Insuranceinsurance violation2015WA-INS$30,000
Federal Insurance CompanyChubb Limitedinsurance violation2017WA-INS$30,000
Twin City Fire Insurance CompanyHartford Financial Servicesinsurance violation2017WA-INS$30,000
Credit Acceptance CorporationCredit Acceptance Corp.insurance violation2018WA-INS$30,000
Bankers Life & Casualty CompanyCNO Financialinsurance violation2019WA-INS$30,000
Liberty Mutual Fire Insurance CompanyLiberty Mutual Insuranceinsurance violation2019WA-INS$30,000
Travelers Casualty & Surety Company of AmericaTravelersinsurance violation2008WI-INS$30,000
RR DonnelleyChatham Asset Managementwage and hour violation2020IL-DOL$30,000
Buckeye Albany Terminal LLCIFM Investorsenvironmental violation2016NY-ENV$30,000
Buckeye Pipe Line Company, L.P.IFM Investorsenvironmental violation2007OH-ENV$30,000
Ameritas Life Insurance Corp.Ameritas Mutual Holding Companyinsurance violation2020TN-INS$30,000
Oscar Health Plan of CaliforniaOscar Health Inc.insurance violation2021CA-MHC$30,000
HSBCHSBCemployment discrimination2020NY-NYCCHR$30,000
Transamerica Life Insurance Co.Aegoninsurance violation2021WA-INS$30,000
Travelers Home and Marine Insurance Company et al.Travelersinsurance violation2021MN-FIN$30,000
New Hampshire Insurance CompanyAmerican International Groupinsurance violation2022TX-INS$30,000
NATIONWIDE LIFE INSURANCE COMPANYNationwideinsurance violation2022WA-INS$30,000
Alpha Property & Casualty Insurance CompanyKemperinsurance violation2023OR-FIN$30,000
HARTFORD UNDERWRITERS INSURANCE COMPANY et al.Hartford Financial Servicesinsurance violation2023AZ-DIFI$30,000
Hanover Insurance CompanyHanover Insuranceinsurance violation2023TX-INS$30,000
New Hampshire Insurance CompanyAmerican International Groupinsurance violation2014TX-INS$29,981
Great Plains Specialty Finance, Inc., d/b/a Check 'n GoCNG Financialconsumer protection violation2009NE-DBF$29,800
Tokio Marine & Nichido Fire Insurance Co.Tokio Marineinsurance violation2013MO-INS$29,750
State Farm Fire & Casualty Company and State Farm Mutual Auto Insurance Co.State Farm Insuranceinsurance violation2015VT-FIN$29,750
ELEPHANT INSURANCE COMPANYAdmiral Groupinsurance violation2012VA-INS$29,709
Central Payment Co., LLCGlobal Payments Inc.wage and hour violation2014WHD$29,634
AXA Equitable Life Insurance CompanyEquitable Holdingswage and hour violation2006WHD$29,534
Allianz Life Insurance Company of North AmericaAllianzinsurance violation2011UT-INS$29,500
Allstate Insurance CompanyAllstateinsurance violation2022CT-INS$29,500
Raymond James & AssociatesRaymond James Financialwage and hour violation2020MI-LEO$29,361
TIAA-CREF Life Insurance CompanyTIAAinsurance violation2016NY-DFS$29,325
Brothers Property CorporationAmerican Financial Groupwage and hour violation2006WHD$29,273
Arch Insurance Co.Arch Capitalinsurance violation2013MT-FIN$29,075
American Express CompanyAmerican Expressemployment discrimination2022DOJ_RIGHTS$29,008
PHH Mortgage Corp. dba Century MortgageOcwen Financialconsumer protection violation2013CT-BKG$29,000
VICTORIA FIRE & CASUALTY ET ALNationwideinsurance violation2003VA-INS$29,000
LIFE INVESTORS INSURANCE COMPANY OF AMERICAAegoninsurance violation2006VA-INS$29,000
Old Republic Insurance CompanyOld Republic Internationalinsurance violation2023TX-INS$29,000
PROGRESSIVE, INC.Progressiveworkplace safety or health violation2012OSHA$29,000
Old Republic Insurance CoOld Republic Internationalinsurance violation2016TX-INS$28,921
THE NORTH RIVER INSURANCE CO.Fairfax Financial Holdingsinsurance violation2009VA-INS$28,916
NYRSTAR CLARKSVILLE, INC.Trafiguraworkplace safety or health violation2020OSHA$28,916
National Union Fire Insurance Company of Pittsburgh, PennsylvaniaAmerican International Groupinsurance violation2019VA-INS$28,806
Prosper Marketplace, Inc.Prosper Marketplaceinvestor protection violation2009MD-SEC$28,706
Auto-Owners Insurance Co. and Owners Insurance Co.Auto-Owners Insuranceinsurance violation2007MO-INS$28,704
Safeco Insurance Company of AmericaLiberty Mutual Insurancewage and hour violation2009WHD$28,560
Broadspire Services, Inc.Crawford & Co.workplace safety or health violation2011MO-AG$28,500
THE GAS COMPANY LLCMacquariemotor vehicle safety violation2009FMCSA$28,440
THE GAS COMPANY LLCMacquariemotor vehicle safety violation2009FMCSA$28,440
NationwideNationwidewage and hour violation2009WHD$28,290
SAFECO INSURANCE CO. ET AL.Liberty Mutual Insuranceinsurance violation2002VA-INS$28,200
BUCKEYE PENNSAUKEN TERMINAL LLCIFM Investorsenvironmental violation2006NJ-ENV$28,200
Universal Underwriters Insurance CompanyZurich Insuranceinsurance violation2007NH-INS$28,125
Praetorian Insurance Co.QBE Insuranceinsurance violation2018MO-INS$28,120
PEERLESS INSURANCE COMPANYLiberty Mutual Insuranceinsurance violation2003VA-INS$28,100
Solium Financial Services LLCMorgan Stanleyinvestor protection violation2020SC-SEC$28,007
Union Security Insurance CompanyAssurantconsumer protection violation2007MA-AG$28,000
State Farm Fire & Casualty Insurance Co. and State Farm Mutual Automobile Insurance Co.State Farm Insuranceinsurance violation2016DE-INS$28,000
American Heritage Life Insurance Co.Allstateinsurance violation2011FL-OFR$28,000
ACE Cash Express, Inc.ACE Cash Expressconsumer protection violation2016FL-OFR$28,000
Accident Fund General Insurance CompanyAF Groupinsurance violation2014TX-INS$28,000
Liberty Insurance Corp.Liberty Mutual Insuranceinsurance violation2016VT-FIN$28,000
Chicago Title Insurance Co.Fidelity National Financialinsurance violation2020CT-INS$28,000
LM Insurance CorporationLiberty Mutual Insuranceinsurance violation2023TX-INS$28,000
KEYBANK NATIONAL ASSOCIATIONKeyCorpworkplace safety or health violation2004OSHA$28,000
Nuveen Services LLCTIAAwage and hour violation2018IL-DOL$27,983
Allied Property & Casualty Insurance CompanyNationwideinsurance violation2011VA-INS$27,911
Bankers Conseco Life InsuranceCNO Financialinsurance violation2019NY-DFS$27,900
Fidelity National Financial, IncFidelity National Financialwage and hour violation2008WHD$27,858
The Standard Fire Insurance CompanyTravelersinsurance violation2018TX-INS$27,855
Liberty Mutual Fire Insurance CompanyLiberty Mutual Insuranceinsurance violation2019VA-INS$27,828
State Farm Mutual Automobile Insurance CompanState Farm InsuranceFamily and Medical Leave Act2010WHD$27,787
Keybank National AssociationKeyCorpbanking violation2007OCC$27,750
IFCO SYSTEMS NORTH AMERICA, INC.Triton Investments Advisersworkplace safety or health violation2007OSHA$27,690
Bank of America, National AssociationBank of Americaenvironmental violation2013VA-ENV$27,625
General Automobile Insurance Company, IncAmerican Family Insuranceinsurance violation2019VA-INS$27,624
Lincoln National Life Insurance Co.Lincoln Nationalinsurance violation2014DE-INS$27,600
Jefferson National Life Insurance CompanyNationwideinsurance violation2020VA-INS$27,600
Gerber Life Insurance CompanyWestern & Southern Financial Groupinsurance violation2022VA-INS$27,600
Bristol West Casualty Insurance Company and Bristol West Insurance CompanyZurich Insuranceinsurance violation2020VA-INS$27,560
Bank of New YorkBank of New York Melloneconomic sanction violation2004OFAC$27,500
21st Century Centennial Insurance Co.Zurich Insuranceinsurance violation2016DE-INS$27,500
Great Plains Specialty Finance Inc. dba Check 'N GoCNG Financialconsumer protection violation2020OK-DCC$27,500
MLD Mortgage Inc. dba The Money StoreMLD Mortgage Inc. dba The Money Storeconsumer protection violation2011PA-BKG$27,500
American Zurich Insurance CompanyZurich Insuranceinsurance violation2012TX-INS$27,500
American States Insurance CompanyLiberty Mutual Insuranceinsurance violation2016TX-INS$27,500
R. R. Donnelley & Sons CoChatham Asset Managementenvironmental violation2017CA-SCAQMD$27,500
WHEELABRATOR FRACKVILLE ENERGYMacquarieenvironmental violation2012PA-ENV$27,400
AIU Insurance CompanyAmerican International Groupinsurance violation2016TX-INS$27,180
UBS Financial Services, Inc.UBSwage and hour violation2007WHD$27,152
ASI SERVICESProgressiveaviation safety violation2015FAA$27,000
FORTIS INSURANCE CO., ET AL.Assurantinsurance violation2002VA-INS$27,000
Combined Insurance Company of AmericaChubb Limitedinsurance violation2002VA-INS$27,000
THE GUARDIAN LIFE INSURANCE COGuardian Life Insuranceinsurance violation2004VA-INS$27,000
UNION SECURITY LIFE INSURANCEAssurantinsurance violation2007VA-INS$27,000
BANKERS LIFE AND CASUALTY CO.CNO Financialinsurance violation2013VA-INS$27,000
SYNAGRO-PATAPSCO PELLETIZERGoldman Sachsenvironmental violation2008MD-ENV$27,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.