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Violation Tracker Industry Summary Page

Industry: financial services
Penalty Total since 2000: $387,559,149,282
Number of Records: 7,719
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Bank of America$87,286,650,890328
JPMorgan Chase$39,340,688,209275
UBS$31,069,299,125179
Wells Fargo$27,616,269,231266
Citigroup$26,945,611,792181
Deutsche Bank$20,011,467,56399
Goldman Sachs$17,729,358,987111
NatWest Group PLC$14,370,701,61843
Morgan Stanley$10,780,502,443203
BNP Paribas$10,363,464,66623

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyCurrent ParentPrimary Offense TypeYearAgencyPenalty Amount sort icon
Everest National Insurance CompanyEverest Re Groupinsurance violation2014TX-INS$25,000
Unitrin County Mutual Insurance CompanyKemperinsurance violation2018TX-INS$25,000
ALLIED HOME MORTGAGE CAPITALAmericus Mortgageconsumer protection violation2010VA-FIN$25,000
EMPIRE FIRE & MARINE INSURANCE COZurich Insuranceinsurance violation2011VA-INS$25,000
CONSECO SENIOR & CONSECO LIFECNO Financialinsurance violation2011VA-INS$25,000
UNITED STATES FIRE INSURANCE COFairfax Financial Holdingsinsurance violation2017VA-INS$25,000
Bankers Standard Insurance CompanyChubb Limitedinsurance violation2015WA-INS$25,000
United States Fire Insurance CompanyFairfax Financial Holdingsinsurance violation2016WA-INS$25,000
Farmers Insurance Exchange et al.Farmers Insurance Exchangeinsurance violation2017WA-INS$25,000
AIG Assurance Company et al.American International Groupinsurance violation2017WA-INS$25,000
Nationwide Agribusiness Insurance CompanyNationwideinsurance violation2018WA-INS$25,000
LM Insurance CorporationLiberty Mutual Insuranceinsurance violation2019WA-INS$25,000
Bankers Standard Insurance Company et al.Chubb Limitedinsurance violation2019WA-INS$25,000
Freedom Mortgage Corp.Freedom Mortgageconsumer protection violation2020MA-BKG$25,000
Federal Insurance Co.Chubb Limitedinsurance violation2020SD-INS$25,000
Vitol S.A.Vitolenvironmental violation2002CA-ARB$25,000
ProEquities, Inc.Dai-ichi Lifeinvestor protection violation2009FINRA$25,000
Credit Suisse First Boston CorporationUBSinvestor protection violation2001FINRA$25,000
USAA Casualty Insurance Company et al.USAAinsurance violation2021NH-INS$25,000
Great American Assurance CompanyAmerican Financial Groupinsurance violation2021MN-FIN$25,000
North River Insurance Company et al.Fairfax Financial Holdingsinsurance violation2021WA-INS$25,000
Mutual of Omaha Mortgage, Inc.Mutual of Omahaconsumer protection violation2022MA-BKG$25,000
Zurich American Life Insurance Company of New YorkZurich Insuranceinsurance violation2020NY-DFS$25,000
Horace Mann Insurance Company et al.Horace Mann Educators Corp.insurance violation2021TX-INS$25,000
Allstate Vehicle And Property Insurance CompanyAllstateinsurance violation2022WA-INS$25,000
American Family Mutual Insurance Company S.I.American Family Insuranceinsurance violation2022WA-INS$25,000
American Family Insurance CompanyAmerican Family Insuranceinsurance violation2022WA-INS$25,000
American Family Life Assurance Company of ColumbusAflacinsurance violation2022MN-FIN$25,000
Transamerica Life Insurance CompanyAegoninsurance violation2022NE-DOI$25,000
United States Fire Insurance CompanyFairfax Financial Holdingsinsurance violation2022PA-INS$25,000
STANDARD INSURANCE COMPANYMeiji Yasuda Life Insuranceinsurance violation2022WA-INS$25,000
State Farm Mutual Automobile Insurance CompanyState Farm Insuranceinsurance violation2023MD-INS$25,000
United States Fire Insurance CompanyFairfax Financial Holdingsinsurance violation2023OR-FIN$25,000
Arch Insurance CompanyArch Capitalinsurance violation2023TX-INS$25,000
Standard Fire Insurance CompanyTravelersinsurance violation2023TX-INS$25,000
Nyrstar Tennessee Mines, Strawberry Plains LLCTrafiguraworkplace safety or health violation2009MSHA$25,000
Comerica Securities IncComericawage and hour violation2010MI-LEO$24,968
H&R Block Eastern Enterprises IncH&R Blockwage and hour violation2014WHD$24,928
Bank of New YorkBank of New York Melloneconomic sanction violation2003OFAC$24,750
Ace American Insurance CompanyChubb Limitedinsurance violation2022TX-INS$24,750
Valley Forge Life Insurance CompanyPrudential PLCinsurance violation2002MA-INS$24,500
ServiceLink, LLCFidelity National Financialinsurance violation2019MO-INS$24,450
NEOVIA LOGISTICS DISTRIBUTION LPGoldman Sachsworkplace safety or health violation2022OSHA$24,435
Great Plains Specialty Finance, Inc., d/b/a Check 'n GoCNG Financialconsumer protection violation2009NE-DBF$24,400
Monumental Life Insurance Co.Aegoninsurance violation2003MS-INS$24,351
MetLife, Inc.MetLifewage and hour violation2013WHD$24,296
Illinois National Insurance CoAmerican International Groupinsurance violation2016TX-INS$24,250
The Federal Home Loan Mortgage CorporationFreddie Mac (Federal Home Loan Mortgage Corporation)wage and hour violation2011WHD$24,153
Chicago Title Insurance Co.Fidelity National Financialinsurance violation2009IN-INS$24,150
National City CorporationPNC Financial Serviceslabor relations violation2009NLRB$24,083
The First American Title Insurance, Co.First American Financialwage and hour violation2005WHD$24,067
Branch Banking and Trust (BB&T)Truist Financialemployment discrimination2010EEOC$24,000
State Farm Fire & Casualty Co. and State Farm Mutual Automobile Insurance Co.State Farm Insuranceinsurance violation2018DE-INS$24,000
James B. Nutter & CompanyJames B. Nutter & Companyconsumer protection violation2010KY-FIN$24,000
Chubb Indemnity Insurance Co.Chubb Limitedinsurance violation2011TX-INS$24,000
The Netherlands Insurance CompanyLiberty Mutual Insuranceinsurance violation2014TX-INS$24,000
Universal Underwriters Life Insurance CompanyZurich Insuranceinsurance violation2006VA-INS$24,000
Liberty Insurance CorporationLiberty Mutual Insuranceinsurance violation2022TX-INS$24,000
Indemnity Insurance Company of North AmericaChubb Limitedinsurance violation2022TX-INS$24,000
LM Insurance CorporationLiberty Mutual Insuranceinsurance violation2024TX-INS$24,000
XL Insurance America Inc.AXAinsurance violation2023TX-INS$24,000
Wells Fargo Bank, N.A.Wells Fargoeconomic sanction violation2013OFAC$23,937
State Farm Mutual Automobile Insurance CompanyState Farm Insuranceinsurance violation2019MD-INS$23,863
St. Paul Fire & Marine Insurance Co.Travelersinsurance violation2007FL-OFR$23,750
Combined Life Insurance Company of New YorkChubb Limitedinsurance violation2017NY-DFS$23,740
THE KANSAS CITY STARChatham Asset Managementworkplace safety or health violation2016OSHA$23,696
Bannockburn Global Forex, LLCFirst Financial Bancorp.consumer protection violation2016TX-FIN$23,608
Victoria Fire & Casualty Insurance CompanyNationwideinsurance violation2010VA-INS$23,558
United States Fire Insurance Co.Fairfax Financial Holdingsinsurance violation2015MO-INS$23,500
Safety National Casualty CorporationTokio Marineinsurance violation2018TX-INS$23,500
Fidelity National Title Co.Fidelity National Financialconsumer protection violation2010WA-FIN$23,500
Travelers Indemnity Co.Travelersinsurance violation2021TX-INS$23,500
Bank Of AmericaBank of Americawage and hour violation2016MI-LEO$23,500
Bank Of AmericaBank of Americawage and hour violation2016MI-LEO$23,500
Vanguard Advisers Inc.Vanguard Groupinvestor protection violation2017PA-BKG$23,480
American General Life and Accident Insurance Co.American International Groupinsurance violation2000KS-INS$23,400
Washington Mutual Bank, F. A.JPMorgan Chaseenvironmental violation2005CA-SCAQMD$23,264
Franklin Templeton Distributors, Inc.Franklin ResourcesFamily and Medical Leave Act2016WHD$23,252
US Bancorp Piper Jaffray Inc.Piper Sandlerinvestor protection violation2001ND-SEC$23,250
Security National Insurance Co.Zurich Insuranceinsurance violation2021MO-INS$23,150
IFCO SYSTEMS US, LLC SITE146Triton Investments Advisersworkplace safety or health violation2013OSHA$23,099
EMPLOYERS INSURANCE OF WAUSAU, A MUTUAL COMPANYLiberty Mutual Insuranceinsurance violation2001FL-OFR$23,075
United Insurance Co.Kemperinsurance violation2013AZ-DIFI$23,000
Continental Western Insurance Co.W.R. Berkleyinsurance violation2019CT-INS$23,000
Hartford Underwriters Insurance Co. et al.Hartford Financial Servicesinsurance violation2019DE-INS$23,000
Time Insurance Co.Haven Holdingsinsurance violation2010FL-OFR$23,000
Great American Insurance Company of New YorkAmerican Financial Groupinsurance violation2014MO-INS$23,000
National Interstate Insurance CompanyAmerican Financial Groupinsurance violation2013TX-INS$23,000
PROGRESSIVE AMERICAN INSURANCE CO.Progressiveinsurance violation2001VA-INS$23,000
American Family Connect Insurance CompanyAmerican Family Insuranceinsurance violation2021NY-DFS$23,000
Principal Life Insurance Co.Principal Financialinsurance violation2021DE-INS$23,000
Mitsui Sumitomo Insurance Company of AmericaMS&AD Insuranceinsurance violation2022TX-INS$23,000
Merrill Lynch, Pierce, Fenner & Smith, IncBank of Americaeconomic sanction violation2004OFAC$22,904
SENTINEL INSURANCE COMPANY LTDHartford Financial Servicesinsurance violation2014VA-INS$22,891
BUCKEYE PARTNERS LPIFM Investorsenvironmental violation2012PHMSA$22,500
Metropolitan Life Insurance CompanyMetLifeeconomic sanction violation2011OFAC$22,500
ACE Cash Express, Inc.ACE Cash Expresspayday lending violation2015CA-DFPI$22,500
United Casualty Insurance Co.Kemperinsurance violation2018CA-INS$22,500
Conseco Senior Health Insurance Co.CNO Financialinsurance violation2001FL-OFR$22,500
USAA Life Insurance Co.USAAinsurance violation2007FL-OFR$22,500
AIG Property Casualty Co.American International Groupinsurance violation2015MD-INS$22,500
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.