Violation Tracker Industry Summary Page

Industry: 
financial services
Penalty Total since 2000: 
$331,558,339,161
Number of Records: 
6,166
Note: 
The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.

Top 10 Parent CompaniesTotal Penalty $Number of Records
Bank of America$82,764,013,078219
JPMorgan Chase$35,819,302,225162
Citigroup$25,454,366,764125
Wells Fargo$21,358,750,745184
Deutsche Bank$18,286,625,30261
UBS$16,792,860,91083
Goldman Sachs$16,365,468,98744
Royal Bank of Scotland$13,473,904,00028
BNP Paribas$12,132,582,95017
Credit Suisse$10,410,557,62632


Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.
Download results as CSV or XML (maximum 10,000; for access to larger downloads contact Phil Mattera)
Companysort icon Parent Primary Offense Type Year Agency Penalty Amount
Transamerica Life Insurance Co. Aegon insurance violation 2012 CO-INS $6,270
Transamerica Life Insurance Co. Aegon insurance violation 2017 ID-INS $5,000
Transamerica Life Insurance Co. Aegon insurance violation 2011 MD-INS $5,000
Transamerica Life Insurance Co. Aegon insurance violation 2015 MD-INS $16,300
Transamerica Life Insurance Co. Aegon insurance violation 2017 MD-INS $8,300
Transamerica Life Insurance Co. Aegon insurance violation 2019 MO-INS $6,000
Transamerica Life Insurance Co. Aegon insurance violation 2019 MO-INS $5,000
Transamerica Life Insurance Co. Aegon insurance violation 2019 MO-INS $26,000
Transamerica Life Insurance Co. and Transamerica Premier Life Insurance Co. Aegon insurance violation 2019 MN-FIN $100,000
Transamerica Life Insurance Co. et al. Aegon insurance violation 2012 MN-FIN $50,000
Transamerica Life Insurance Co. et al. Aegon insurance violation 2014 MN-FIN $2,500,000
Transamerica Life Insurance Company Aegon wage and hour violation 2015 WHD $70,143
Transamerica Life Insurance Company Aegon insurance violation 2019 MD-INS $184,000
Transamerica Life Insurance Company Aegon insurance violation 2019 NJ-DBI $5,942,519
Transamerica Life Insurance Company Aegon insurance violation 2009 OR-FIN $25,000
Transamerica Life Insurance Company Aegon insurance violation 2016 SD-INS $15,000
Transamerica Life Insurance Company Aegon insurance violation 2018 SD-INS $10,000
Transamerica Life Insurance Company Aegon insurance violation 2019 SD-INS $30,000
Transamerica Life Insurance Company Aegon insurance violation 2014 UT-INS $45,000
Transamerica Life Insurance Company Aegon insurance violation 2016 WA-INS $5,000
Transamerica Life Insurance Company Aegon insurance violation 2019 WA-INS $15,000
Transamerica Premier Life Insurance Co. Aegon insurance violation 2018 MA-AG $19,647
Transamerica Premier Life Insurance Co. Aegon insurance violation 2015 MD-INS $11,800
Transamerica Premier Life Insurance Co. Aegon insurance violation 2015 MN-FIN $5,000
Transamerica Premier Life Insurance Co. Aegon insurance violation 2018 MN-FIN $40,000
Transamerica Premier Life Insurance Co. Aegon insurance violation 2019 MO-INS $5,000
Transamerica Premier Life Insurance Co. Aegon insurance violation 2019 MO-INS $36,000
Transamerica Premier Life Insurance Company Aegon insurance violation 2016 NJ-DBI $75,000
Transamerica Premier Life Insurance Company Aegon insurance violation 2013 WA-INS $150,000
Travelers Casualty & Surety Company Travelers insurance violation 2017 TX-INS $13,000
Travelers Casualty & Surety Company of America Travelers insurance violation 2008 WI-INS $30,000
Travelers Casualty & Surety Company of America et al. Travelers insurance violation 2011 IA-INS $5,000
Travelers Casualty and Surety Co. Travelers insurance violation 2018 MD-INS $67,500
Travelers Casualty and Surety Co. et al. Travelers insurance violation 2013 MT-INS $5,000
Travelers Casualty and Surety Company Travelers insurance violation 2012 TX-INS $6,000
Travelers Casualty and Surety Company Travelers insurance violation 2015 TX-INS $8,000
Travelers Casualty and Surety Company Travelers insurance violation 2018 TX-INS $11,000
Travelers Casualty and Surety Company Travelers insurance violation 2019 TX-INS $14,000
Travelers Casualty and Surety Company of America Travelers insurance violation 2011 MD-INS $5,000
Travelers Casualty and Surety Company of America Travelers insurance violation 2016 TX-INS $100,000
Travelers Casualty Insurance Company of America Travelers insurance violation 2014 TX-INS $10,000
Travelers Casualty Insurance Company of America et al. Travelers insurance violation 2016 MO-INS $16,000
Travelers Commercial Insurance Co. et al. Travelers insurance violation 2017 MD-INS $10,000
Travelers Companies Travelers insurance violation 2012 CA-INS $10,500,000
Travelers Companies, Inc. Travelers consumer protection violation 2018 CT-AG $5,000,000
Travelers Home & Marine Insurance Company Travelers insurance violation 2014 NY-DFS $100,000
Travelers Home and Marine Insurance Co. Travelers insurance violation 2016 MN-FIN $10,000
Travelers Home and Marine Insurance Company Travelers insurance violation 2021 WA-INS $10,000
Travelers Indemnity Co. Travelers insurance violation 2003 FL-OFR $8,000
Travelers Indemnity Co. Travelers insurance violation 2002 MN-FIN $5,000
Travelers Indemnity Co. Travelers insurance violation 2017 PA-INS $100,000
Travelers Indemnity Co. et al. Travelers insurance violation 2016 VT-FIN $96,000
Travelers Indemnity Company Travelers insurance violation 2010 TX-INS $55,000
Travelers Indemnity Company Travelers insurance violation 2010 TX-INS $60,000
Travelers Indemnity Company Travelers insurance violation 2015 TX-INS $10,000
Travelers Indemnity Company Travelers insurance violation 2019 TX-INS $5,000
Travelers Indemnity Company Travelers discriminatory practices (non-employment) 2018 private lawsuit-federal $450,000
Travelers Indemnity Company et al. Travelers insurance violation 2015 TX-INS $1,200,000
Travelers Indemnity Company of America Travelers insurance violation 2016 MO-INS $20,000
Travelers Indemnity Company of America Travelers insurance violation 2009 RI-FIN $5,000
Travelers Indemnity Company of Connecticut Travelers insurance violation 2004 PA-INS $7,500
Travelers Indemnity Company of Connecticut Travelers insurance violation 2015 TX-INS $60,000
Travelers Indemnity Company of Illinois Travelers insurance violation 2003 FL-OFR $20,500
Travelers Insurance Company Travelers False Claims Act and related 2004 USAO $10,900,000
Travelers Insurance Company Travelers insurance violation 2002 MA-INS $8,600
Travelers Lloyds of Texas Insurance Company Travelers insurance violation 2017 TX-INS $10,000
Travelers Property and Casualty Company of America Travelers insurance violation 2016 MO-INS $19,000
Travelers Property and Casualty Company of America Travelers insurance violation 2014 TX-INS $17,012
Travelers Property Casualty Co. of America Travelers insurance violation 2009 VA-INS $6,000
Travelers Property Casualty Co. of America Travelers insurance violation 2020 TX-INS $10,000
Travelers Property Casualty Company of America Travelers insurance violation 2010 TX-INS $20,000
Travelers Property Casualty Company of America Travelers insurance violation 2012 TX-INS $25,000
Travelers Property Casualty Company of America Travelers insurance violation 2016 TX-INS $62,000
Travelers Property Casualty Company of America Travelers insurance violation 2018 TX-INS $14,500
TravelersCompanies, Inc. Travelers price-fixing or anti-competitive practices 2007 MULTI-AG $6,000,000
Trumbull Insurance Co. Hartford Financial Services insurance violation 2019 CT-INS $141,500
Trumbull Insurance Co. Hartford Financial Services insurance violation 2017 MD-INS $67,500
Trumbull Insurance Co. Hartford Financial Services insurance violation 2002 MT-INS $5,000
Trumbull Insurance Co. Hartford Financial Services insurance violation 2020 TX-INS $15,000
Trumbull Insurance Company Hartford Financial Services insurance violation 2010 TX-INS $10,000
Trumbull Insurance Company Hartford Financial Services insurance violation 2017 TX-INS $9,000
Trumbull Insurance Company Hartford Financial Services insurance violation 2018 TX-INS $20,000
TRUMBULL INSURANCE COMPANY Hartford Financial Services insurance violation 2010 VA-INS $66,684
Trustmark National Bank Trustmark banking violation 2012 OCC $6,250
Twin City Fire Insurance Co. Hartford Financial Services insurance violation 2007 ME-INS $5,000
Twin City Fire Insurance Co. Hartford Financial Services insurance violation 2016 MO-INS $62,541
Twin City Fire Insurance Co. Hartford Financial Services insurance violation 2020 TX-INS $6,000
Twin City Fire Insurance Co. et al. Hartford Financial Services insurance violation 2016 MD-INS $10,000
Twin City Fire Insurance Company Hartford Financial Services insurance violation 2013 SD-INS $5,000
Twin City Fire Insurance Company Hartford Financial Services insurance violation 2014 TX-INS $5,079
Twin City Fire Insurance Company Hartford Financial Services insurance violation 2015 TX-INS $5,500
Twin City Fire Insurance Company Hartford Financial Services insurance violation 2016 TX-INS $9,500
Twin City Fire Insurance Company Hartford Financial Services insurance violation 2017 TX-INS $8,500
Twin City Fire Insurance Company Hartford Financial Services insurance violation 2017 WA-INS $30,000
U.S. Bancorp U.S. Bancorp wage and hour violation 2006 WHD $140,788
U.S. Bancorp U.S. Bancorp mortgage abuses 2018 FED $4,400,000
U.S. Bancorp U.S. Bancorp anti-money-laundering deficiencies 2018 USAO $453,000,000
U.S. Bancorp U.S. Bancorp wage and hour violation 2017 private lawsuit-federal $7,000,000
U.S. Bancorp U.S. Bancorp wage and hour violation 2017 private lawsuit-federal $1,150,000
U.S. Bancorp U.S. Bancorp wage and hour violation 2014 private lawsuit-federal $6,450,000
U.S. Bancorp U.S. Bancorp consumer protection violation 2005 CA-AG $2,600,000
Download results as CSV or XML (maximum 10,000; for access to larger downloads contact Phil Mattera)