Violation Tracker Industry Summary Page

Industry: 
financial services
Penalty Total since 2000: 
$332,924,888,663
Number of Records: 
6,731
Note: 
The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.

Top 10 Parent CompaniesTotal Penalty $Number of Records
Bank of America$82,885,116,051259
JPMorgan Chase$35,851,377,155190
Citigroup$25,535,002,360154
Wells Fargo$21,428,596,719217
Deutsche Bank$18,341,457,30276
UBS$16,845,624,16097
Goldman Sachs$16,381,931,83964
NatWest Group PLC$13,477,129,00031
BNP Paribas$12,147,863,95019
Credit Suisse$10,447,392,62644


Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.
Download results as CSV or XML (maximum 10,000; for access to larger downloads contact Phil Mattera)
Companysort icon Parent Primary Offense Type Year Agency Penalty Amount
Standard Insurance Company Meiji Yasuda Life Insurance employment discrimination 2011 OFCCP $18,505
Standard Insurance Company Meiji Yasuda Life Insurance insurance violation 2016 MULTI-AG $277,000
Standard Insurance Company Meiji Yasuda Life Insurance insurance violation 2011 OR-FIN $15,000
Standard Insurance Company Meiji Yasuda Life Insurance insurance violation 2020 CT-INS $10,000
Standard Life & Accident Insurance Company American National Insurance insurance violation 2016 SD-INS $10,000
Standard Life and Accident Insurance Company American National Insurance insurance violation 2015 NE-DOI $5,000
State Farm State Farm Insurance wage and hour violation 2013 private lawsuit-federal $5,000,000
State Farm State Farm Insurance wage and hour violation 2005 private lawsuit-state $135,000,000
State Farm State Farm Insurance consumer protection violation 2008 MS-AG $74,000,000
State Farm State Farm Insurance consumer protection violation 2000 TX-AG $3,100,000
State Farm State Farm Insurance insurance violation 2017 CA-INS $13,335,701
State Farm Bank, FSB State Farm Insurance banking violation 2020 OCC $547,200
State Farm Fire & Casualty Co State Farm Insurance insurance violation 2021 WI-INS $10,000
State Farm Fire & Casualty Co. State Farm Insurance insurance violation 2012 DE-INS $150,000
State Farm Fire & Casualty Co. State Farm Insurance insurance violation 2015 MO-INS $85,750
State Farm Fire & Casualty Co. and State Farm Mutual Automobile Insurance Co. State Farm Insurance insurance violation 2018 DE-INS $24,000
State Farm Fire & Casualty Company State Farm Insurance insurance violation 2012 WA-INS $50,000
State Farm Fire & Casualty Company State Farm Insurance insurance violation 2015 WA-INS $30,000
State Farm Fire & Casualty Company State Farm Insurance insurance violation 2017 WA-INS $10,000
State Farm Fire & Casualty Company State Farm Insurance insurance violation 2019 WA-INS $20,000
State Farm Fire & Casualty Company State Farm Insurance insurance violation 2020 CT-INS $60,000
State Farm Fire & Casualty Company and State Farm Mutual Auto Insurance Co. State Farm Insurance insurance violation 2015 VT-FIN $29,750
State Farm Fire & Casualty Company and State Farm Mutual Auto Insurance Co. State Farm Insurance insurance violation 2019 VT-FIN $265,000
State Farm Fire & Casualty Insurance Co. and State Farm Mutual Automobile Insurance Co. State Farm Insurance insurance violation 2016 DE-INS $28,000
State Farm Fire and Casualty Co. State Farm Insurance insurance violation 2015 KS-INS $10,000
State Farm Fire and Casualty Co. State Farm Insurance insurance violation 2015 MD-INS $26,020
State Farm Fire and Casualty Co. State Farm Insurance insurance violation 2012 MN-FIN $5,000
State Farm Fire and Casualty Company State Farm Insurance insurance violation 2015 TX-INS $5,500
State Farm Fire and Casualty Company State Farm Insurance insurance violation 2017 TX-INS $11,000
STATE FARM FIRE, ET AL. State Farm Insurance insurance violation 2008 VA-INS $35,000
State Farm Florida Insurance Co. State Farm Insurance insurance violation 2005 FL-OFR $5,000
State Farm General Insurance Company State Farm Insurance insurance violation 2010 TX-INS $40,000
State Farm Indemnity Co. State Farm Insurance insurance violation 2004 NJ-DBI $35,000
STATE FARM INSURANCE State Farm Insurance workplace safety or health violation 2012 OSHA $8,160
State Farm Insurance Group State Farm Insurance insurance violation 2020 NY-DFS $10,443,700
State Farm Life Insurance Co. State Farm Insurance insurance violation 2017 MULTI-AG $250,000
State Farm Life Insurance Co. State Farm Insurance insurance violation 2019 DE-INS $18,000
State Farm Life Insurance Co. State Farm Insurance insurance violation 2008 FL-OFR $10,500
State Farm Life Insurance Co. State Farm Insurance insurance violation 2010 FL-OFR $10,500
State Farm Life Insurance Co. State Farm Insurance insurance violation 2012 FL-OFR $10,500
State Farm Life Insurance Co. State Farm Insurance insurance violation 2014 FL-OFR $10,500
State Farm Life Insurance Co. State Farm Insurance insurance violation 2020 VT-FIN $204,000
State Farm Life Insurance Company State Farm Insurance insurance violation 2018 WA-INS $10,000
State Farm Life Insurance Company et al. State Farm Insurance insurance violation 2017 MULTI-FIN $250,000
State Farm Lloyds State Farm Insurance insurance violation 2015 TX-INS $352,500,000
State Farm Mutual Automobile Insurance Co. State Farm Insurance consumer protection violation 2005 TX-AG $10,000,000
State Farm Mutual Automobile Insurance Co. State Farm Insurance insurance violation 2003 CA-INS $250,000
State Farm Mutual Automobile Insurance Co. State Farm Insurance insurance violation 2013 MD-INS $15,000
State Farm Mutual Automobile Insurance Co. State Farm Insurance insurance violation 2016 MN-FIN $5,000
State Farm Mutual Automobile Insurance Co. State Farm Insurance insurance violation 2017 MN-FIN $50,000
State Farm Mutual Automobile Insurance Co. State Farm Insurance insurance violation 2014 MT-INS $38,638
State Farm Mutual Automobile Insurance Co. and State Farm Fire and Casualty Co. State Farm Insurance insurance violation 2011 IL-INS $50,000
State Farm Mutual Automobile Insurance Co. and State Farm Fire and Casualty Co. State Farm Insurance insurance violation 2001 MN-FIN $75,000
State Farm Mutual Automobile Insurance Co. et al. State Farm Insurance insurance violation 2009 IN-INS $275,000
State Farm Mutual Automobile Insurance Co. et al. State Farm Insurance insurance violation 2011 MD-INS $10,000
State Farm Mutual Automobile Insurance Compan State Farm Insurance Family and Medical Leave Act 2010 WHD $27,787
State Farm Mutual Automobile Insurance Company State Farm Insurance insurance violation 2019 MD-INS $23,863
State Farm Mutual Automobile Insurance Company State Farm Insurance insurance violation 2007 VA-INS $6,000
State Farm Mutual Automobile Insurance Company State Farm Insurance insurance violation 2010 WA-INS $6,500
State Farm Mutual Automobile Insurance Company State Farm Insurance insurance violation 2010 WA-INS $12,000
State Farm Mutual Automobile Insurance Company State Farm Insurance insurance violation 2012 WA-INS $5,000
STATE FARM MUTUAL INSURANCE CO State Farm Insurance insurance violation 2017 VA-INS $50,600
State Farm Mutual Insurance Company State Farm Insurance employment discrimination 2013 private lawsuit-state $657,403
State Farm Mutual Insurance Company State Farm Insurance consumer protection violation 2005 MULTI-AG $41,000,000
STATE FARM MUTUAL, ET AL. State Farm Insurance insurance violation 2011 VA-INS $60,000
State Farm VP Management Corp. State Farm Insurance investor protection violation 2013 PA-BKG $75,000
State Street Bank State Street Corp. investor protection violation 2010 WA-AG $11,700,000
State Street Bank & Trust Co State Street Corp. economic sanction violation 2003 OFAC $22,000
State Street Bank & Trust Co. State Street Corp. investor protection violation 2010 MA-AG (*) $300,000,000
State Street Bank And Trust Co. State Street Corp. benefit plan administrator violation 2010 private lawsuit-federal $89,750,000
State Street Bank and Trust Co. State Street Corp. investor protection violation 2016 MA-AG (*) $75,500,000
State Street Bank and Trust Company State Street Corp. investor protection violation 2016 SEC $382,400,000
State Street Bank and Trust Company State Street Corp. illicit political contributions 2016 SEC $12,000,000
State Street Bank and Trust Company State Street Corp. investor protection violation 2010 SEC $313,300,000
State Street Bank and Trust Company State Street Corp. investor protection violation 2017 SEC $35,300,000
State Street Bank and Trust Company State Street Corp. investor protection violation 2019 SEC $88,780,000
State Street Bank and Trust Company State Street Corp. investor protection violation 2018 NH-BSR $325,000
State Street Corp. State Street Corp. consumer protection violation 2019 MA-AG $53,500,000
State Street Corporation State Street Corp. fraud 2017 DOJ_CRIMINAL $32,300,000
State Street Corporation State Street Corp. employment discrimination 2017 OFCCP $4,492,174
State Street Corporation State Street Corp. benefit plan administrator violation 2014 private lawsuit-federal $10,000,000
State Street Corporation State Street Corp. benefit plan administrator violation 2016 private lawsuit-federal $60,000,000
State Street Corporation State Street Corp. fraud 2021 USAO $115,000,000
State Street Global Advisors State Street Corp. investor protection violation 2012 MA-SEC $5,000,000
State Street Global Markets LLC State Street Corp. investor protection violation 2005 FINRA $1,400,000
State Street Research & Management Company State Street Corp. investor protection violation 2005 SEC $585,743
State Street Research Investment Services, Inc. State Street Corp. investor protection violation 2004 FINRA $1,500,000
Sterling Financial Corporation Umpqua Holdings benefit plan administrator violation 2013 private lawsuit-federal $3,025,000
Stewart Title Co. Stewart Information Services insurance violation 2015 IN-INS $59,400
Stewart Title Company Stewart Information Services insurance violation 2015 TX-INS $50,000
Stewart Title Company of California Stewart Information Services consumer protection violation 2002 CA-AG $2,500,000
Stewart Title Guarantee Co. Stewart Information Services insurance violation 2006 MO-INS $75,087
Stewart Title Guarantee Co. Stewart Information Services insurance violation 2012 MO-INS $128,000
Stewart Title Guaranty Co. Stewart Information Services insurance violation 2013 AR-INS $10,000
Stewart Title Guaranty Co. Stewart Information Services insurance violation 2007 CA-INS $1,000,400
Stewart Title Guaranty Co. Stewart Information Services insurance violation 2000 CO-INS $25,000
Stewart Title Guaranty Co. Stewart Information Services insurance violation 2007 CO-INS $50,000
Stewart Title Guaranty Co. Stewart Information Services insurance violation 2012 CO-INS $70,400
Stewart Title Guaranty Co. Stewart Information Services insurance violation 2010 FL-OFR $165,000
Stewart Title Guaranty Co. Stewart Information Services insurance violation 2014 MD-INS $18,000
Stewart Title Guaranty Co. Stewart Information Services insurance violation 2006 MN-FIN $5,000
Download results as CSV or XML (maximum 10,000; for access to larger downloads contact Phil Mattera)