Violation Tracker Industry Summary Page

Industry: 
financial services
Penalty Total since 2000: 
$323,889,987,491
Number of Records: 
5,839
Note: 
The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.

Top 10 Parent CompaniesTotal Penalty $Number of Records
Bank of America$82,695,676,034210
JPMorgan Chase$34,517,828,993151
Citigroup$25,045,655,764120
Wells Fargo$21,139,073,231172
Deutsche Bank$17,995,700,77855
UBS$16,782,800,91082
Royal Bank of Scotland$13,455,904,00027
Goldman Sachs$13,140,380,98740
BNP Paribas$12,132,332,95016
Credit Suisse$10,409,957,62631


Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.
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Company Parent Primary Offense Type Year Agencysort icon Penalty Amount
Auto-Owners Insurance Co. Auto-Owners Insurance insurance violation 2004 WI-INS $5,000
St. Paul Fire & Marine Insurance Co. Travelers insurance violation 2005 WI-INS $20,000
Progressive Northern Ins Co. Progressive insurance violation 2005 WI-INS $5,000
Metropolitan Life Insurance Co. MetLife insurance violation 2005 WI-INS $5,000
Hartford Insurance Company of the Midwest Hartford Financial Services insurance violation 2005 WI-INS $9,500
Asurion Warranty Services, Inc. Asurion insurance violation 2007 WI-INS $5,000
Austin Mutual Insurance Co. American Family Insurance insurance violation 2007 WI-INS $8,000
Conseco Senior Health Insurance Co. CNO Financial insurance violation 2008 WI-INS $100,000
Travelers Casualty & Surety Company of America Travelers insurance violation 2008 WI-INS $30,000
Universal Underwriters Service Corp. Zurich Insurance insurance violation 2008 WI-INS $10,000
Conseco Health Insurance Co. CNO Financial insurance violation 2009 WI-INS $20,000
Bankers Life & Casualty Co. CNO Financial insurance violation 2010 WI-INS $1,500,000
General Casualty Company of Wisconsin QBE Insurance insurance violation 2010 WI-INS $8,000
Stewart Title Guaranty Co. Stewart Information Services insurance violation 2010 WI-INS $7,500
Time Insurance Co. Haven Holdings insurance violation 2010 WI-INS $280,000
Infinity Insurance Co. Kemper insurance violation 2011 WI-INS $5,000
Selective Insurance Company of the Southeast Selective Insurance Group insurance violation 2011 WI-INS $5,000
American General Life Insurance Company of Delaware American International Group insurance violation 2012 WI-INS $40,000
Bankers Life & Casualty Co. CNO Financial insurance violation 2012 WI-INS $40,000
Prudential Insurance Company of America Prudential Financial insurance violation 2012 WI-INS $7,500
Genworth Life Insurance Co. Genworth Financial insurance violation 2012 WI-INS $65,000
Bankers Life & Casualty CNO Financial insurance violation 2013 WI-INS $200,000
The Hanover Insurance Co. Hanover Insurance insurance violation 2014 WI-INS $5,000
Bank of America Corp. Bank of America consumer protection violation 2013 WV-AG $1,950,000
CashCall Inc. CashCall Inc. consumer protection violation 2015 WV-AG $13,000,000
Citibank/Citigroup Inc. Citigroup consumer protection violation 2013 WV-AG $1,950,000
Countrywide Financial Corporation Bank of America mortgage abuses 2009 WV-AG $340,901
Discover Financial Services Discover Financial Services consumer protection violation 2013 WV-AG $1,950,000
HSBC Finance Corporation HSBC consumer protection violation 2013 WV-AG $1,950,000
JPMorgan Chase & Co. JPMorgan Chase consumer protection violation 2013 WV-AG $1,950,000
JPMorgan Chase and Co. JPMorgan Chase price-fixing or anti-competitive practices 2014 WV-AG $400,000
Mastercard International Inc. MasterCard price-fixing or anti-competitive practices 2008 WV-AG $6,400,000
Midland Credit Management, Inc. Encore Capital Group consumer protection violation 2005 WV-AG $3,500,000
Nationwide Insurance Nationwide consumer protection violation 2015 WV-AG $5,750,000
Natixis Funding Corp. Natixis price-fixing or anti-competitive practices 2016 WV-AG $325,000
Royal Bank of Canada Royal Bank of Canada price-fixing or anti-competitive practices 2013 WV-AG $175,000
UBS AG UBS price-fixing or anti-competitive practices 2016 WV-AG $325,000
Visa USA Inc. Visa price-fixing or anti-competitive practices 2008 WV-AG $6,400,000
Wells Fargo Wells Fargo consumer protection violation 2016 WV-AG $8,000,000
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