Violation Tracker Industry Summary Page

Industry: 
financial services
Penalty Total since 2000: 
$330,904,834,105
Number of Records: 
6,093
Note: 
The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.

Top 10 Parent CompaniesTotal Penalty $Number of Records
Bank of America$82,737,699,939214
JPMorgan Chase$35,744,240,670158
Citigroup$25,450,155,764122
Wells Fargo$21,340,036,745181
Deutsche Bank$18,156,533,87859
UBS$16,792,800,91083
Goldman Sachs$16,365,468,98744
Royal Bank of Scotland$13,455,904,00027
BNP Paribas$12,132,582,95017
Credit Suisse$10,410,557,62632


Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.
Download results as CSV or XML (maximum 10,000; for access to larger downloads contact Phil Mattera)
Company Parent Primary Offense Type Year Agencysort icon Penalty Amount
Farmers Insurance Company Of Washington Zurich Insurance insurance violation 2017 WA-INS $10,000
Farmers Insurance Exchange et al. Farmers Insurance Exchange insurance violation 2017 WA-INS $25,000
Hartford Insurance Company The Midwest Hartford Financial Services insurance violation 2017 WA-INS $10,000
Ticor Title Company Fidelity National Financial insurance violation 2017 WA-INS $6,000
AIG Assurance Company et al. American International Group insurance violation 2017 WA-INS $25,000
United States Fire Insurance Company Fairfax Financial Holdings insurance violation 2017 WA-INS $10,000
Twin City Fire Insurance Company Hartford Financial Services insurance violation 2017 WA-INS $30,000
Ameritas Life Insurance Corp Ameritas Mutual Holding Company insurance violation 2017 WA-INS $10,000
Titan Indemnity Company; Victoria Fire & Casualty Company Nationwide insurance violation 2017 WA-INS $60,000
Depositors Insurance Company Nationwide insurance violation 2017 WA-INS $10,000
Berkley National Insurance Company W.R. Berkley insurance violation 2018 WA-INS $10,000
Ticor Title Company Fidelity National Financial insurance violation 2018 WA-INS $10,000
Unum Life Insurance Company Of America Unum insurance violation 2018 WA-INS $7,000
Lifewise Health Plan Of Washington Premera Blue Cross insurance violation 2018 WA-INS $40,000
Hartford Insurance Company The Midwest Hartford Financial Services insurance violation 2018 WA-INS $20,000
Athene Annuity And Life Company Athene Holding insurance violation 2018 WA-INS $10,000
Metropolitan Life Insurance Company MetLife insurance violation 2018 WA-INS $7,000
American Strategic Insurance Corp Progressive insurance violation 2018 WA-INS $10,000
American Family Mutual Insurance Company S.I. American Family Insurance insurance violation 2018 WA-INS $10,000
Washington National Insurance Company CNO Financial insurance violation 2018 WA-INS $7,500
Crestbrook Insurance Company Nationwide insurance violation 2018 WA-INS $50,000
Fidelity & Guaranty Life Insurance Company Fidelity National Financial insurance violation 2018 WA-INS $5,000
Amica Mutual Insurance Company Amica Mutual Insurance insurance violation 2018 WA-INS $20,000
Nationwide Agribusiness Insurance Company Nationwide insurance violation 2018 WA-INS $25,000
Accordia Life And Annuity Company Global Atlantic Financial Group insurance violation 2018 WA-INS $130,000
State Farm Life Insurance Company State Farm Insurance insurance violation 2018 WA-INS $10,000
American Automobile Insurance Company Allianz insurance violation 2018 WA-INS $10,000
Illinois Union Ins Co Chubb Limited insurance violation 2019 WA-INS $102,000
Homesite Insurance Company Of The Midwest American Family Insurance insurance violation 2019 WA-INS $15,000
Lincoln National Life Insurance Company Lincoln National insurance violation 2019 WA-INS $100,000
American Family Connect Property And Casualty Insurance Company American Family Insurance insurance violation 2019 WA-INS $7,500
Premera Blue Cross Premera Blue Cross insurance violation 2019 WA-INS $50,000
Principal Life Insurance Company Principal Financial insurance violation 2019 WA-INS $16,150
Bankers Life & Casualty Company CNO Financial insurance violation 2019 WA-INS $30,000
Ameritas Life Insurance Corp Ameritas Mutual Holding Company insurance violation 2019 WA-INS $50,000
Lifewise Health Plan Of Washington Premera Blue Cross insurance violation 2019 WA-INS $25,000
Premera Blue Cross Premera Blue Cross insurance violation 2019 WA-INS $50,000
Mutual Of Omaha Insurance Company Mutual of Omaha insurance violation 2019 WA-INS $12,000
Premera Blue Cross Premera Blue Cross insurance violation 2019 WA-INS $5,000
National Casualty Company Nationwide insurance violation 2019 WA-INS $20,000
State Farm Fire & Casualty Company State Farm Insurance insurance violation 2019 WA-INS $20,000
LM Insurance Corporation Liberty Mutual Insurance insurance violation 2019 WA-INS $25,000
Liberty Mutual Fire Insurance Company Liberty Mutual Insurance insurance violation 2019 WA-INS $30,000
Transamerica Life Insurance Company Aegon insurance violation 2019 WA-INS $15,000
Ticor Title Company Fidelity National Financial insurance violation 2019 WA-INS $5,000
Producers Agriculture Insurance Company Tokio Marine insurance violation 2019 WA-INS $50,000
Stewart Title Guaranty Company Stewart Information Services insurance violation 2019 WA-INS $10,050
Bankers Standard Insurance Company et al. Chubb Limited insurance violation 2019 WA-INS $25,000
Farmers Insurance Company Of Washington And Farmers Insurance Exchange Zurich Insurance insurance violation 2020 WA-INS $50,000
Lifewise Health Plan Of Washington Premera Blue Cross insurance violation 2020 WA-INS $50,000
Premera Blue Cross Premera Blue Cross insurance violation 2020 WA-INS $100,000
Ace American Insurance Company Chubb Limited insurance violation 2020 WA-INS $750,000
American General Life Insurance Company American International Group insurance violation 2020 WA-INS $10,000
Lincoln National Life Insurance Company The Lincoln National insurance violation 2020 WA-INS $8,000
Privilege Underwriters Reciprocal Exchange Tokio Marine insurance violation 2020 WA-INS $20,000
Insurance Company of North America Chubb Limited insurance violation 2003 WA-INS $500,000
Principal Life Insurance Co. Principal Financial insurance violation 2000 WA-INS $100,000
Gerber Life Insurance Co. Western & Southern Financial Group insurance violation 2000 WA-INS $350,000
Arch Insurance Co. Arch Capital insurance violation 2020 WA-INS $10,000
Premera Blue Cross Premera Blue Cross insurance violation 2020 WA-INS $25,000
Crestbrook Insurance Co. Nationwide insurance violation 2020 WA-INS $5,000
Cincinnati Insurance Co. Cincinnati Financial insurance violation 2020 WA-INS $5,000
National Union Fire Insurance Company of Pittsburgh, PA. et al. American International Group insurance violation 2020 WA-INS $20,000
Guardian Life Insurance Company of America Guardian Life Insurance insurance violation 2020 WA-INS $5,000
Northwestern Mutual Life Insurance Co. Northwestern Mutual insurance violation 2020 WA-INS $50,000
Security National Insurance Co. Zurich Insurance insurance violation 2020 WA-INS $5,000
Privilege Underwriters Reciprocal Exchange Tokio Marine insurance violation 2020 WA-INS $5,000
HARTFORD CASUALTY INSURANCE COMPANY Hartford Financial Services insurance violation 2020 WA-INS $90,000
ACE AMERICAN INSURANCE COMPANY ET AL. Chubb Limited insurance violation 2020 WA-INS $50,000
NEW HAMPSHIRE INSURANCE COMPANY American International Group insurance violation 2020 WA-INS $15,000
AMERICAN ECONOMY INSURANCE COMPANY Liberty Mutual Insurance insurance violation 2020 WA-INS $6,000
CONTINENTAL WESTERN INSURANCE COMPANY W.R. Berkley insurance violation 2020 WA-INS $10,000
AMERICAN ECONOMY INSURANCE COMPANY ET AL. Liberty Mutual Insurance insurance violation 2020 WA-INS $10,000
Citigroup Technology Inc Citigroup wage and hour violation 2016 WHD $1,967,689
American Family Life Assurance Co., known as Aflac Aflac Family and Medical Leave Act 2012 WHD $16,882
U.S. Bank U.S. Bancorp wage and hour violation 2008 WHD $140,787
Univest Corporation of Pennsylvania Univest Financial Family and Medical Leave Act 2016 WHD $5,076
Wells Fargo Bank, N. A. Wells Fargo Family and Medical Leave Act 2016 WHD $11,874
H & R Block H&R Block wage and hour violation 2015 WHD $257,577
BMO Harris Bank N.A. Bank of Montreal Family and Medical Leave Act 2015 WHD $11,304
IAC Springfield, LLC Invesco Family and Medical Leave Act 2015 WHD $5,377
TitleMax of Missouri, Inc. TMX Finance Family and Medical Leave Act 2015 WHD $11,648
Huntington Bancshares Incorporated Huntington Bancshares Family and Medical Leave Act 2015 WHD $7,788
Transamerica Life Insurance Company Aegon wage and hour violation 2015 WHD $70,143
GUARANTEED RATE, INC. Guaranteed Rate Inc. wage and hour violation 2015 WHD $12,548
Prospect Mortgage Homebridge Financial Services wage and hour violation 2015 WHD $211,237
Bank of the West BNP Paribas wage and hour violation 2015 WHD $33,750
BancFirst Insurance Services, Inc. BancFirst wage and hour violation 2014 WHD $20,229
H & R Block H&R Block wage and hour violation 2014 WHD $128,872
H&R Block Eastern Enterprises Inc H&R Block wage and hour violation 2014 WHD $24,928
Asset Acceptance, LLC Encore Capital Group Family and Medical Leave Act 2014 WHD $7,450
National Life Insurance Company National Life Group wage and hour violation 2014 WHD $32,087
TMX Finance, LLC TMX Finance wage and hour violation 2014 WHD $10,057
Highmark, Inc Highmark Inc. wage and hour violation 2014 WHD $120,900
The Huntington National Bank Huntington Bancshares wage and hour violation 2013 WHD $32,553
Chemoil Corporation Glencore wage and hour violation 2013 WHD $16,594
UBS, Inc. UBS wage and hour violation 2013 WHD $90,902
MetLife, Inc. MetLife wage and hour violation 2013 WHD $24,296
TMX Finance LLC TMX Finance Family and Medical Leave Act 2012 WHD $36,596
United American Insurance Company Globe Life Inc. wage and hour violation 2012 WHD $19,791
Ace Cash Express, Inc. ACE Cash Express wage and hour violation 2012 WHD $18,852
Download results as CSV or XML (maximum 10,000; for access to larger downloads contact Phil Mattera)