Violation Tracker Industry Summary Page

Industry: 
financial services
Penalty Total since 2000: 
$323,889,987,491
Number of Records: 
5,839
Note: 
The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.

Top 10 Parent CompaniesTotal Penalty $Number of Records
Bank of America$82,695,676,034210
JPMorgan Chase$34,517,828,993151
Citigroup$25,045,655,764120
Wells Fargo$21,139,073,231172
Deutsche Bank$17,995,700,77855
UBS$16,782,800,91082
Royal Bank of Scotland$13,455,904,00027
Goldman Sachs$13,140,380,98740
BNP Paribas$12,132,332,95016
Credit Suisse$10,409,957,62631


Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.
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Company Parent Primary Offense Type Year Agency Penalty Amountsort icon
Deutsche Bank AG Deutsche Bank toxic securities abuses 2013 FHFA $1,925,000,000
JPMorgan Chase JPMorgan Chase banking violation 2013 OCC $1,958,450,341
Wells Fargo Wells Fargo banking violation 2013 OCC $1,991,141,181
Barclays Capital, Inc. Barclays toxic securities abuses 2018 USAO $2,000,000,000
Wells Fargo Bank, N.A. Wells Fargo toxic securities abuses 2018 DOJ_CIVIL $2,090,000,000
Ocwen Financial Corporation and Ocwen Loan Servicing Ocwen Financial consumer protection violation 2013 CFPB $2,125,000,000
Citigroup Inc. Citigroup mortgage abuses 2012 DOJ $2,202,000,000
BNP Paribas BNP Paribas economic sanction violation 2014 NY-DFS $2,240,000,000
BNP Paribas S.A. BNP Paribas economic sanction violation 2014 NY-MANDA (*) $2,243,400,000
Bank of America Bank of America mortgage abuses 2012 MULTI-AG (*) $2,382,415,075
Bank of America Bank of America investor protection violation 2012 MULTI-AG $2,430,000,000
Morgan Stanley Morgan Stanley toxic securities abuses 2016 DOJ $2,600,000,000
Bank of America Bank of America banking violation 2013 OCC $2,886,578,478
Wells Fargo & Company Wells Fargo fraud 2020 DOJ_CIVIL $3,000,000,000
Countrywide Financial Corporation Bank of America mortgage abuses 2010 MULTI-AG $3,004,100,000
Goldman Sachs & Co. Goldman Sachs toxic securities abuses 2014 FHFA $3,150,000,000
Deutsche Bank Securities, Inc. and Deutsche Bank AG Deutsche Bank investor protection violation 2008 MULTI-AG $3,348,333,333
Goldman Sachs Group, Inc. Goldman Sachs investor protection violation 2008 MULTI-AG $3,355,833,333
Merrill Lynch & Co. Bank of America investor protection violation 2008 MULTI-AG $3,458,333,333
JP Morgan Chase & Co. JPMorgan Chase investor protection violation 2008 MULTI-AG $3,525,000,000
Morgan Stanley Morgan Stanley investor protection violation 2008 MULTI-AG $3,535,000,000
Banc of America Securities LLC Bank of America investor protection violation 2008 MULTI-AG $4,550,000,000
Royal Bank of Scotland Group plc Royal Bank of Scotland toxic securities abuses 2018 DOJ_CIVIL $4,900,000,000
Goldman Sachs Goldman Sachs toxic securities abuses 2016 DOJ $5,060,000,000
Credit Suisse Credit Suisse toxic securities abuses 2017 DOJ_CIVIL $5,280,000,000
JPMorgan Chase & Co. JPMorgan Chase mortgage abuses 2012 DOJ $5,333,600,000
Wells Fargo & Company Wells Fargo mortgage abuses 2012 DOJ $5,342,200,000
Royal Bank of Scotland PLC Royal Bank of Scotland toxic securities abuses 2017 FHFA $5,500,000,000
Citigroup Inc. Citigroup toxic securities abuses 2014 DOJ $7,000,000,000
Citigroup Global Markets, Inc. and Citi Smith Barney Citigroup investor protection violation 2008 MULTI-AG $7,100,000,000
Deutsche Bank Deutsche Bank toxic securities abuses 2017 DOJ_CIVIL $7,200,000,000
Countrywide Home Loans Bank of America mortgage abuses 2008 MULTI-AG $8,680,000,000
BNP Paribas S.A. BNP Paribas economic sanction violation 2015 DOJ_CRIMINAL $8,973,600,000
Bank of America Corporation Bank of America toxic securities abuses 2014 FHFA $9,300,000,000
Bank of America Bank of America toxic securities abuses 2013 FHFA $10,350,000,000
Bank of America Corporation Bank of America mortgage abuses 2012 DOJ $10,956,600,000
UBS Securities LLC and UBS Financial Services, Inc. UBS investor protection violation 2008 MULTI-AG $11,150,000,000
JPMorgan Chase JPMorgan Chase toxic securities abuses 2013 DOJ $13,000,000,000
Bank of America Corporation Bank of America mortgage abuses 2014 DOJ $16,650,000,000
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