Violation Tracker Industry Summary Page

Industry: 
financial services
Penalty Total since 2000: 
$325,206,110,617
Number of Records: 
5,976
Note: 
The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.

Top 10 Parent CompaniesTotal Penalty $Number of Records
Bank of America$82,700,046,034213
JPMorgan Chase$34,530,243,993154
Citigroup$25,045,655,764120
Wells Fargo$21,199,943,231179
Deutsche Bank$18,156,533,87859
UBS$16,792,800,91083
Royal Bank of Scotland$13,455,904,00027
Goldman Sachs$13,140,380,98740
BNP Paribas$12,132,582,95017
Credit Suisse$10,409,957,62631


Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.
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Company Parentsort icon Primary Offense Type Year Agency Penalty Amount
National Union Fire Insurance Company of Pittsburgh, PA American International Group insurance violation 2006 OR-FIN $30,000
United States Life Insurance Company in the City of New York American International Group insurance violation 2006 OR-FIN $20,000
AIU Insurance Company et al. American International Group insurance violation 2007 OR-FIN $1,000,000
AIG Casualty Company American International Group insurance violation 2007 OR-FIN $7,500
American Home Assurance Company American International Group insurance violation 2007 OR-FIN $10,000
Commerce and Industry Insurance Company American International Group insurance violation 2007 OR-FIN $10,000
Granite State Insurance Company American International Group insurance violation 2007 OR-FIN $5,000
The Insurance Company of the State of Pennsylvania American International Group insurance violation 2007 OR-FIN $10,000
National Union Fire Insurance Company of Pittsburgh, PA American International Group insurance violation 2009 OR-FIN $65,000
American Home Assurance Company American International Group consumer protection violation 2012 OR-FIN $20,000
Commerce and Industry Insurance Company American International Group insurance violation 2012 OR-FIN $20,000
New Hampshire Insurance Company American International Group insurance violation 2012 OR-FIN $30,000
Insurance Company of the State of Pennsylvania American International Group insurance violation 2012 OR-FIN $10,000
American International Insurance Group Inc. American International Group insurance violation 2008 PA-INS $9,125,400
AIG National Insurance Company American International Group insurance violation 2008 RI-FIN $10,000
American General Life Insurance Company American International Group insurance violation 2020 RI-FIN $25,000
National Union Fire Insurance Company of Pittsburgh, PA American International Group insurance violation 2016 SC-INS $90,000
New Hampshire Insurance Company American International Group insurance violation 2013 SD-INS $5,000
American General Life Insurance Company American International Group insurance violation 2014 SD-INS $15,000
New Hampshire Insurance Company American International Group insurance violation 2014 SD-INS $5,000
American Home Assurance Company American International Group insurance violation 2009 TX-INS $22,500
The Insurance Company of the State of Pennsylvania American International Group insurance violation 2009 TX-INS $7,500
New Hampshire Insurance Company American International Group insurance violation 2009 TX-INS $7,500
American Home Assurance Company et al. American International Group insurance violation 2010 TX-INS $650,000
Insurance Company of the State of Pennsylvania American International Group insurance violation 2010 TX-INS $175,000
New Hampshire Insurance Company American International Group insurance violation 2010 TX-INS $175,000
Commerce and Industry Insurance Company American International Group insurance violation 2010 TX-INS $60,000
New Hampshire Insurance Company American International Group insurance violation 2010 TX-INS $40,000
New Hampshire Insurance Company American International Group insurance violation 2011 TX-INS $5,000
Illinois National Insurance Company American International Group insurance violation 2012 TX-INS $8,900
New Hampshire Insurance Company American International Group insurance violation 2012 TX-INS $16,000
American Home Assurance Co. American International Group insurance violation 2012 TX-INS $20,784
New Hampshire Insurance Company American International Group insurance violation 2012 TX-INS $18,096
Illinois National Insurance Company American International Group insurance violation 2012 TX-INS $5,856
New Hampshire Insurance Company American International Group insurance violation 2012 TX-INS $16,000
American Home Assurance Company American International Group insurance violation 2013 TX-INS $5,500
Commerce and Industry Insurance Company American International Group insurance violation 2014 TX-INS $5,800
Illinois National Insurance Company American International Group insurance violation 2014 TX-INS $12,774
New Hampshire Insurance Company American International Group insurance violation 2014 TX-INS $29,981
The Insurance Company of the State of Pennsylvania American International Group insurance violation 2014 TX-INS $8,397
American Home Assurance Company American International Group insurance violation 2014 TX-INS $7,848
The Insurance Company of the State of Pennsylvania American International Group insurance violation 2014 TX-INS $6,500
New Hampshire Insurance Company American International Group insurance violation 2014 TX-INS $89,000
Illinois National Insurance Company American International Group insurance violation 2015 TX-INS $8,000
AIG Property Casualty Company American International Group insurance violation 2015 TX-INS $8,500
Commerce and Industry Insurance Company American International Group insurance violation 2015 TX-INS $34,000
New Hampshire Insurance Company American International Group insurance violation 2015 TX-INS $19,500
American Home Assurance Company American International Group insurance violation 2015 TX-INS $90,000
New Hampshire Insurance Company American International Group insurance violation 2015 TX-INS $34,000
New Hampshire Insurance Company American International Group insurance violation 2015 TX-INS $7,000
New Hampshire Insurance Company American International Group insurance violation 2015 TX-INS $8,500
Commerce and Industry Insurance Company American International Group insurance violation 2015 TX-INS $15,000
New Hampshire Insurance Company American International Group insurance violation 2016 TX-INS $12,500
American Home Assurance Company American International Group insurance violation 2016 TX-INS $20,000
Commerce and Industry Insurance Company American International Group insurance violation 2016 TX-INS $12,500
The Insurance Company of the State of Pennsylvania American International Group insurance violation 2016 TX-INS $18,000
Granite State Insurance Company American International Group insurance violation 2016 TX-INS $10,200
Illinois National Insurance Co American International Group insurance violation 2016 TX-INS $24,250
AIG Assurance Company American International Group insurance violation 2016 TX-INS $51,750
AIG Property Casualty Company American International Group insurance violation 2016 TX-INS $55,800
AIU Insurance Company American International Group insurance violation 2016 TX-INS $27,180
American Home Assurance Company American International Group insurance violation 2016 TX-INS $9,000
New Hampshire Insurance Company American International Group insurance violation 2016 TX-INS $6,000
New Hampshire Insurance Company American International Group insurance violation 2017 TX-INS $5,000
The Insurance Company of the State of Pennsylvania American International Group insurance violation 2017 TX-INS $44,000
The Insurance Company of the State of Pennsylvania American International Group insurance violation 2017 TX-INS $5,300
New Hampshire Insurance Company American International Group insurance violation 2017 TX-INS $38,000
Insurance Company of the State of Pennsylvania American International Group insurance violation 2018 TX-INS $8,500
Granite State Insurance Company American International Group insurance violation 2018 TX-INS $22,000
Commerce and Industry Insurance Company American International Group insurance violation 2018 TX-INS $20,000
The Insurance Company of the State of Pennsylvania American International Group insurance violation 2018 TX-INS $8,400
New Hampshire Insurance Company American International Group insurance violation 2019 TX-INS $7,500
New Hampshire Insurance Company American International Group insurance violation 2019 TX-INS $30,000
The Insurance Company of the State of Pennsylvania American International Group insurance violation 2019 TX-INS $9,000
AMERICAN GENERAL LIFE American International Group insurance violation 2001 VA-INS $14,000
AMERICAN HOME ASSURANCE ET AL. American International Group insurance violation 2007 VA-INS $5,000
AIU INSURANCE COMPANY ET AL. American International Group insurance violation 2008 VA-INS $100,000
AIG CASUALTY INSURANCE CO., ET AL. American International Group insurance violation 2008 VA-INS $10,000
NATIONAL UNION FIRE INSURANCE American International Group insurance violation 2011 VA-INS $40,000
National Union Fire Insurance Company of Pittsburgh, PA American International Group insurance violation 2011 VA-INS $10,000
National Union Fire Insurance Company of Pittsburgh, PA American International Group insurance violation 2011 VA-INS $10,000
GRANITE STATE INSURANCE CO. American International Group insurance violation 2012 VA-INS $19,560
COMMERCE & INDUSTRY INSURANCE American International Group insurance violation 2012 VA-INS $44,518
AIU INSURANCE COMPANY American International Group insurance violation 2012 VA-INS $31,900
AMERICAN HOME ASSURANCE CO. American International Group insurance violation 2012 VA-INS $15,000
NATIONAL UNION FIRE INSURANCE American International Group insurance violation 2014 VA-INS $8,000
GRANITE STATE INSURANCE CO. American International Group insurance violation 2018 VA-INS $152,318
National Union Fire Insurance Company of Pittsburgh, Pennsylvania American International Group insurance violation 2019 VA-INS $28,806
National Union Fire Insurance Company Of Pittsburgh, Pa American International Group insurance violation 2010 WA-INS $100,000
National Union Fire Insurance Company Of Pittsburgh, Pa American International Group insurance violation 2010 WA-INS $40,000
National Union Fire Insurance Company Of Pittsburgh, Pa American International Group insurance violation 2010 WA-INS $55,000
National Union Fire Insurance Company Of Pittsburgh, Pa American International Group insurance violation 2015 WA-INS $300,000
National Union Fire Insurance Company Of Pittsburgh, Pa American International Group insurance violation 2015 WA-INS $110,000
National Union Fire Insurance Company Of Pittsburgh, Pa American International Group insurance violation 2015 WA-INS $200,000
AIG Assurance Company et al. American International Group insurance violation 2017 WA-INS $25,000
American General Life Insurance Company American International Group insurance violation 2020 WA-INS $10,000
AIG Warranty Guard, Inc. American International Group insurance violation 2000 WI-INS $100,000
National Union Fire Insurance Company of Pittsburgh, PA American International Group insurance violation 2000 WI-INS $15,000
AIG Warranty Guard, Inc. American International Group insurance violation 2003 WI-INS $50,000
National Union Fire Ins Co. of Pittsburgh American International Group insurance violation 2003 WI-INS $10,000
National Union Fire Ins Co. of Pittsburgh American International Group insurance violation 2003 WI-INS $5,000
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