Violation Tracker Industry Summary Page

Industry: 
financial services
Penalty Total since 2000: 
$331,558,339,161
Number of Records: 
6,166
Note: 
The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.

Top 10 Parent CompaniesTotal Penalty $Number of Records
Bank of America$82,764,013,078219
JPMorgan Chase$35,819,302,225162
Citigroup$25,454,366,764125
Wells Fargo$21,358,750,745184
Deutsche Bank$18,286,625,30261
UBS$16,792,860,91083
Goldman Sachs$16,365,468,98744
Royal Bank of Scotland$13,473,904,00028
BNP Paribas$12,132,582,95017
Credit Suisse$10,410,557,62632


Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.
Download results as CSV or XML (maximum 10,000; for access to larger downloads contact Phil Mattera)
Company Parent Primary Offense Type Year Agencysort icon Penalty Amount
Premera Blue Cross Premera Blue Cross insurance violation 2019 WA-INS $50,000
Principal Life Insurance Company Principal Financial insurance violation 2019 WA-INS $16,150
Bankers Life & Casualty Company CNO Financial insurance violation 2019 WA-INS $30,000
Ameritas Life Insurance Corp Ameritas Mutual Holding Company insurance violation 2019 WA-INS $50,000
Lifewise Health Plan Of Washington Premera Blue Cross insurance violation 2019 WA-INS $25,000
Premera Blue Cross Premera Blue Cross insurance violation 2019 WA-INS $50,000
Mutual Of Omaha Insurance Company Mutual of Omaha insurance violation 2019 WA-INS $12,000
Premera Blue Cross Premera Blue Cross insurance violation 2019 WA-INS $5,000
National Casualty Company Nationwide insurance violation 2019 WA-INS $20,000
State Farm Fire & Casualty Company State Farm Insurance insurance violation 2019 WA-INS $20,000
LM Insurance Corporation Liberty Mutual Insurance insurance violation 2019 WA-INS $25,000
Liberty Mutual Fire Insurance Company Liberty Mutual Insurance insurance violation 2019 WA-INS $30,000
Transamerica Life Insurance Company Aegon insurance violation 2019 WA-INS $15,000
Ticor Title Company Fidelity National Financial insurance violation 2019 WA-INS $5,000
Producers Agriculture Insurance Company Tokio Marine insurance violation 2019 WA-INS $50,000
Stewart Title Guaranty Company Stewart Information Services insurance violation 2019 WA-INS $10,050
Bankers Standard Insurance Company et al. Chubb Limited insurance violation 2019 WA-INS $25,000
Farmers Insurance Company Of Washington And Farmers Insurance Exchange Zurich Insurance insurance violation 2020 WA-INS $50,000
Lifewise Health Plan Of Washington Premera Blue Cross insurance violation 2020 WA-INS $50,000
Premera Blue Cross Premera Blue Cross insurance violation 2020 WA-INS $100,000
Ace American Insurance Company Chubb Limited insurance violation 2020 WA-INS $750,000
American General Life Insurance Company American International Group insurance violation 2020 WA-INS $10,000
Lincoln National Life Insurance Company The Lincoln National insurance violation 2020 WA-INS $8,000
Privilege Underwriters Reciprocal Exchange Tokio Marine insurance violation 2020 WA-INS $20,000
Insurance Company of North America Chubb Limited insurance violation 2003 WA-INS $500,000
Principal Life Insurance Co. Principal Financial insurance violation 2000 WA-INS $100,000
Gerber Life Insurance Co. Western & Southern Financial Group insurance violation 2000 WA-INS $350,000
Arch Insurance Co. Arch Capital insurance violation 2020 WA-INS $10,000
Premera Blue Cross Premera Blue Cross insurance violation 2020 WA-INS $25,000
Crestbrook Insurance Co. Nationwide insurance violation 2020 WA-INS $5,000
Cincinnati Insurance Co. Cincinnati Financial insurance violation 2020 WA-INS $5,000
National Union Fire Insurance Company of Pittsburgh, PA. et al. American International Group insurance violation 2020 WA-INS $20,000
Guardian Life Insurance Company of America Guardian Life Insurance insurance violation 2020 WA-INS $5,000
Northwestern Mutual Life Insurance Co. Northwestern Mutual insurance violation 2020 WA-INS $50,000
Security National Insurance Co. Zurich Insurance insurance violation 2020 WA-INS $5,000
Privilege Underwriters Reciprocal Exchange Tokio Marine insurance violation 2020 WA-INS $5,000
HARTFORD CASUALTY INSURANCE COMPANY Hartford Financial Services insurance violation 2020 WA-INS $90,000
ACE AMERICAN INSURANCE COMPANY ET AL. Chubb Limited insurance violation 2020 WA-INS $50,000
NEW HAMPSHIRE INSURANCE COMPANY American International Group insurance violation 2020 WA-INS $15,000
AMERICAN ECONOMY INSURANCE COMPANY Liberty Mutual Insurance insurance violation 2020 WA-INS $6,000
CONTINENTAL WESTERN INSURANCE COMPANY W.R. Berkley insurance violation 2020 WA-INS $10,000
AMERICAN ECONOMY INSURANCE COMPANY ET AL. Liberty Mutual Insurance insurance violation 2020 WA-INS $10,000
Travelers Home and Marine Insurance Company Travelers insurance violation 2021 WA-INS $10,000
Citigroup Technology Inc Citigroup wage and hour violation 2016 WHD $1,967,689
American Family Life Assurance Co., known as Aflac Aflac Family and Medical Leave Act 2012 WHD $16,882
U.S. Bank U.S. Bancorp wage and hour violation 2008 WHD $140,787
Univest Corporation of Pennsylvania Univest Financial Family and Medical Leave Act 2016 WHD $5,076
Wells Fargo Bank, N. A. Wells Fargo Family and Medical Leave Act 2016 WHD $11,874
H & R Block H&R Block wage and hour violation 2015 WHD $257,577
BMO Harris Bank N.A. Bank of Montreal Family and Medical Leave Act 2015 WHD $11,304
IAC Springfield, LLC Invesco Family and Medical Leave Act 2015 WHD $5,377
TitleMax of Missouri, Inc. TMX Finance Family and Medical Leave Act 2015 WHD $11,648
Huntington Bancshares Incorporated Huntington Bancshares Family and Medical Leave Act 2015 WHD $7,788
Transamerica Life Insurance Company Aegon wage and hour violation 2015 WHD $70,143
GUARANTEED RATE, INC. Guaranteed Rate Inc. wage and hour violation 2015 WHD $12,548
Prospect Mortgage Homebridge Financial Services wage and hour violation 2015 WHD $211,237
Bank of the West BNP Paribas wage and hour violation 2015 WHD $33,750
BancFirst Insurance Services, Inc. BancFirst wage and hour violation 2014 WHD $20,229
H & R Block H&R Block wage and hour violation 2014 WHD $128,872
H&R Block Eastern Enterprises Inc H&R Block wage and hour violation 2014 WHD $24,928
Asset Acceptance, LLC Encore Capital Group Family and Medical Leave Act 2014 WHD $7,450
National Life Insurance Company National Life Group wage and hour violation 2014 WHD $32,087
TMX Finance, LLC TMX Finance wage and hour violation 2014 WHD $10,057
Highmark, Inc Highmark Inc. wage and hour violation 2014 WHD $120,900
The Huntington National Bank Huntington Bancshares wage and hour violation 2013 WHD $32,553
Chemoil Corporation Glencore wage and hour violation 2013 WHD $16,594
UBS, Inc. UBS wage and hour violation 2013 WHD $90,902
MetLife, Inc. MetLife wage and hour violation 2013 WHD $24,296
TMX Finance LLC TMX Finance Family and Medical Leave Act 2012 WHD $36,596
United American Insurance Company Globe Life Inc. wage and hour violation 2012 WHD $19,791
Ace Cash Express, Inc. ACE Cash Express wage and hour violation 2012 WHD $18,852
First Republic Bank First Republic Bank wage and hour violation 2012 WHD $1,009,644
SunTrust Mortgage Inc. Truist Financial wage and hour violation 2012 WHD $51,518
Popular Mortgage, Inc. Popular Inc. wage and hour violation 2011 WHD $153,736
Popular Mortgage, Inc. Popular Inc. wage and hour violation 2011 WHD $122,762
Branch Banking and Trust Company Truist Financial wage and hour violation 2011 WHD $12,314
BB&T Truist Financial wage and hour violation 2011 WHD $43,662
The Federal Home Loan Mortgage Corporation Freddie Mac (Federal Home Loan Mortgage Corporation) wage and hour violation 2011 WHD $24,153
Nationwide Insurance Nationwide wage and hour violation 2011 WHD $13,331
Wells Fargo Bank NA Wells Fargo wage and hour violation 2011 WHD $31,770
Farmer's Group, Inc. Zurich Insurance wage and hour violation 2010 WHD $565,065
State Farm Mutual Automobile Insurance Compan State Farm Insurance Family and Medical Leave Act 2010 WHD $27,787
Prospect Mortgage LLC Homebridge Financial Services wage and hour violation 2010 WHD $13,728
CNO Services, LLC CNO Financial wage and hour violation 2010 WHD $69,610
Farmer's Group, Inc. Zurich Insurance wage and hour violation 2010 WHD $754,148
Farmer's Group, Inc. Zurich Insurance wage and hour violation 2010 WHD $20,122
Farmer's Group, Inc. Zurich Insurance wage and hour violation 2010 WHD $209,170
Bank of America, NA Bank of America wage and hour violation 2010 WHD $5,827
Hewitt Associates LLC Aon wage and hour violation 2010 WHD $48,103
Nationwide Insurance Nationwide wage and hour violation 2010 WHD $9,109
Bank of America, N.A. Bank of America wage and hour violation 2010 WHD $18,654
Hartford Fire Insurance Company Hartford Financial Services wage and hour violation 2010 WHD $25,448
Huntington National Bank Huntington Bancshares wage and hour violation 2010 WHD $10,007
Nationwide Nationwide wage and hour violation 2009 WHD $28,290
JPMorgan Chase Bank, NA JPMorgan Chase wage and hour violation 2009 WHD $6,996
Zions Bancorporation Zions Bancorporation wage and hour violation 2009 WHD $15,347
The Travelers Indemnity Company Travelers wage and hour violation 2009 WHD $21,283
Sun Life Assurance Company of Canada (U.S.) Sun Life Financial wage and hour violation 2009 WHD $6,366
Gerber Life Insurance Company Western & Southern Financial Group wage and hour violation 2009 WHD $172,799
Sun Life Assurance Company of Canada (U.S.) Sun Life Financial wage and hour violation 2009 WHD $25,744
Barclays Capital Inc. Barclays wage and hour violation 2009 WHD $9,707
Download results as CSV or XML (maximum 10,000; for access to larger downloads contact Phil Mattera)