Violation Tracker Industry Summary Page

Industry: 
financial services
Penalty Total since 2000: 
$331,558,339,161
Number of Records: 
6,166
Note: 
The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.

Top 10 Parent CompaniesTotal Penalty $Number of Records
Bank of America$82,764,013,078219
JPMorgan Chase$35,819,302,225162
Citigroup$25,454,366,764125
Wells Fargo$21,358,750,745184
Deutsche Bank$18,286,625,30261
UBS$16,792,860,91083
Goldman Sachs$16,365,468,98744
Royal Bank of Scotland$13,473,904,00028
BNP Paribas$12,132,582,95017
Credit Suisse$10,410,557,62632


Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.
Download results as CSV or XML (maximum 10,000; for access to larger downloads contact Phil Mattera)
Companysort icon Parent Primary Offense Type Year Agency Penalty Amount
Allstate Insurance Company Allstate insurance violation 2017 RI-FIN $103,414
Allstate Insurance Company Allstate insurance violation 2010 TX-INS $879,510
ALLSTATE INSURANCE COMPANY Allstate insurance violation 2002 VA-INS $10,000
ALLSTATE INSURANCE COMPANY Allstate insurance violation 2010 VA-INS $15,000
ALLSTATE INSURANCE COMPANY Allstate insurance violation 2013 VA-INS $5,000
ALLSTATE INSURANCE COMPANY Allstate insurance violation 2015 VA-INS $197,201
Allstate Insurance Company Allstate insurance violation 2011 WA-INS $50,000
Allstate Insurance Company Allstate insurance violation 2020 OR-FIN $50,000
ALLSTATE INSURANCE CO., ET AL. Allstate insurance violation 2003 VA-INS $50,000
Allstate Insurance Co. et al. Allstate insurance violation 2019 DE-INS $12,500
Allstate Insurance Co. et al. Allstate insurance violation 2008 MO-INS $9,483
Allstate Insurance Co. and Encompass Indemnity Co. et al. Allstate insurance violation 2019 MN-FIN $75,000
Allstate Insurance Co. and Allstate Indemnity Co. Allstate insurance violation 2011 MD-INS $40,000
Allstate Insurance Co. and Allstate Indemnity Co. Allstate insurance violation 2011 MD-INS $40,000
Allstate Insurance Co. Allstate privacy violation 2003 PA-AG $10,000
Allstate Insurance Co. Allstate insurance violation 2016 CA-MULTI $600,000
Allstate Insurance Co. Allstate insurance violation 2005 CA-INS $34,000,000
Allstate Insurance Co. Allstate insurance violation 2005 CO-INS $10,500
Allstate Insurance Co. Allstate insurance violation 2011 DE-INS $25,000
Allstate Insurance Co. Allstate insurance violation 2013 MD-INS $17,954
Allstate Insurance Co. Allstate insurance violation 2015 MD-INS $5,000
Allstate Insurance Co. Allstate insurance violation 2017 MD-INS $18,000
Allstate Insurance Co. Allstate insurance violation 2018 MD-INS $32,500
Allstate Insurance Co. Allstate insurance violation 2001 MN-FIN $10,000
Allstate Insurance Co. Allstate insurance violation 2012 MN-FIN $5,000
Allstate Insurance Co. Allstate insurance violation 2014 MN-FIN $10,000
Allstate Insurance Co. Allstate insurance violation 2016 MN-FIN $5,000
Allstate Insurance Co. Allstate insurance violation 2006 MO-INS $60,000
ALLSTATE INSURANCE & ALLSTATE INDEMNITY CO Allstate insurance violation 2003 VA-INS $31,300
Allstate Insurance Allstate wage and hour violation 2017 private lawsuit-state $2,000,000
Allstate Insurance Allstate wage and hour violation 2005 private lawsuit-state $120,000,000
Allstate Indemnity Insurance Co. Allstate insurance violation 2010 MN-FIN $9,000
Allstate Indemnity Company et al. Allstate insurance violation 2015 WA-INS $10,000
Allstate Indemnity Company Allstate insurance violation 2018 UT-INS $5,000
Allstate Indemnity Co. et al. Allstate insurance violation 2010 MD-INS $10,000
Allstate Indemnity Co. et al. Allstate insurance violation 2013 MD-INS $18,000
Allstate Indemnity Co. Allstate insurance violation 2020 CT-INS $7,500
Allstate Indemnity Co. Allstate insurance violation 2014 MD-INS $5,000
Allstate Indemnity Co. Allstate insurance violation 2017 MD-INS $25,000
Allstate Fire and Casualty Insurance Company Allstate insurance violation 2016 NY-DFS $50,000
Allstate Fire and Casualty Insurance Co. et al. Allstate insurance violation 2017 MT-INS $10,000
Allstate Fire and Casualty Co. Allstate insurance violation 2014 KS-INS $10,000
Allstate Fire & Casualty Insurance Company Allstate insurance violation 2018 RI-FIN $60,000
Allstate Fire & Casualty Insurance Company Allstate insurance violation 2013 WA-INS $15,000
ALLSTATE FIRE & CASUALTY ET AL Allstate insurance violation 2009 VA-INS $36,000
Allstate Financial Services, LLC Allstate investor protection violation 2002 FL-OFR $21,300
Allstate Financial Services, Inc. Allstate consumer protection violation 2003 WA-FIN $58,988
Allstate Corporation Allstate discriminatory practices (non-employment) 2007 private lawsuit-federal $11,720,000
Allstate Company, Inc. Allstate wage and hour violation 2007 MA-AG $125,000
Allstate Allstate consumer protection violation 2003 TX-AG $3,440,000
Allstate Allstate insurance violation 2010 MULTI-FIN $10,000,000
ALLSTATE Allstate workplace safety or health violation 2002 OSHA $69,500
ALLO COMMUNICATIONS Nelnet workplace safety or health violation 2011 OSHA $10,500
Allied Property And Casualty Insurance Co. et al. Nationwide insurance violation 2016 MD-INS $20,000
Allied Property And Casualty Insurance Co. et al. Nationwide insurance violation 2017 MD-INS $5,000
Allied Property and Casualty Insurance Co. Nationwide insurance violation 2008 MN-FIN $7,000
Allied Property & Casualty Insurance Company et al. Nationwide insurance violation 2020 VA-INS $17,500
Allied Property & Casualty Insurance Company et al. Nationwide insurance violation 2020 VA-INS $20,000
Allied Property & Casualty Insurance Company Nationwide insurance violation 2011 VA-INS $27,911
Allied Property & Casualty Insurance Co. et al. Nationwide insurance violation 2006 MO-INS $65,000
ALLIED PROPERTY & CASUALTY INSURANCE CO. Nationwide insurance violation 2016 VA-INS $68,669
ALLIED PROPERTY & CASUALTY INSURANCE CO. Nationwide insurance violation 2017 VA-INS $678,398
ALLIED PROPERTY & CASUALTY INSURANCE Nationwide insurance violation 2014 VA-INS $16,201
ALLIED PROPERTY & CASUALTY INSURANCE Nationwide insurance violation 2014 VA-INS $5,530
ALLIED INSURANCE COMPANY OF AMERICA Nationwide insurance violation 2016 VA-INS $8,000
Allied Home Mortgage Corporation et al. Americus Mortgage consumer protection violation 2012 PA-BKG $10,000
Allied Home Mortgage Corp. Americus Mortgage consumer protection violation 2012 IL-BKG $7,500
Allied Home Mortgage Capital Corporation Americus Mortgage consumer protection violation 2003 HUD $370,000
Allied Home Mortgage Capital Corporation Americus Mortgage wage and hour violation 2006 WHD $14,479
Allied Home Mortgage Capital Corporation Americus Mortgage wage and hour violation 2006 WHD $1,800,282
Allied Home Mortgage Capital Corporation Americus Mortgage wage and hour violation 2006 WHD $30,928
Allied Home Mortgage Capital Corporation Americus Mortgage wage and hour violation 2005 WHD $9,830
Allied Home Mortgage Capital Corporation Americus Mortgage consumer protection violation 2009 NY-DFS $10,000
Allied Home Mortgage Capital Corporation Americus Mortgage consumer protection violation 2009 PA-BKG $8,000
Allied Home Mortgage Capital Corp. Americus Mortgage investor protection violation 2009 AR-SEC $10,000
Allied Home Mortgage Capital Corp. Americus Mortgage consumer protection violation 2009 KY-FIN $5,740
ALLIED HOME MORTGAGE CAPITAL Americus Mortgage consumer protection violation 2008 VA-FIN $5,000
ALLIED HOME MORTGAGE CAPITAL Americus Mortgage consumer protection violation 2010 VA-FIN $25,000
Allied Home Mortgage Americus Mortgage wage and hour violation 2004 WHD $14,037
Allied Home Mortgage Americus Mortgage fraud 2017 USAO $296,298,325
ALLIED CASH ADVANCE VIRGINIA CNG Financial consumer protection violation 2008 VA-FIN $38,000
Allied Cash Advance California, LLC CNG Financial payday lending violation 2011 CA-DFPI $103,709
Allianz SE Allianz Foreign Corrupt Practices Act 2012 SEC $12,396,423
Allianz Life Insurance Company of North America et al. Allianz insurance violation 2016 MN-FIN $550,000
Allianz Life Insurance Company of North America Allianz investor protection violation 2007 MN-AG $500,000
Allianz Life Insurance Company of North America Allianz insurance violation 2015 MULTI-AG $4,700,000
Allianz Life Insurance Company of North America Allianz insurance violation 2012 MULTI-AG $10,000,000
Allianz Life Insurance Company of North America Allianz insurance violation 2005 CA-INS $425,000
Allianz Life Insurance Company of North America Allianz insurance violation 2008 CA-INS $10,050,000
Allianz Life Insurance Company of North America Allianz insurance violation 2006 CO-INS $34,800
Allianz Life Insurance Company of North America Allianz insurance violation 2019 DE-INS $13,500
Allianz Life Insurance Company of North America Allianz insurance violation 2000 FL-OFR $14,000
Allianz Life Insurance Company of North America Allianz insurance violation 2019 KS-INS $60,000
Allianz Life Insurance Company of North America Allianz insurance violation 2017 MD-INS $9,850
Allianz Life Insurance Company of North America Allianz insurance violation 2011 UT-INS $50,000
Allianz Life Insurance Company of North America Allianz insurance violation 2011 UT-INS $29,500
Allianz Life Insurance Company Of North America Allianz insurance violation 2013 WA-INS $150,000
Allianz Life Insurance Company of New York Allianz insurance violation 2013 NY-DFS $135,000
Allianz Global Risks U.S. Insurance Compan Allianz economic sanction violation 2019 OFAC $170,535
Allianz Dresdner Asset Management of America LP Allianz investor protection violation 2004 NJ-AG $18,000,000
Allianz Asset Management of America, L.P. Allianz benefit plan administrator violation 2018 private lawsuit-federal $12,000,000
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