Philadelphia Indemnity Insurance Co. |
Tokio Marine |
insurance violation |
2015 |
MN-FIN |
$5,000 |
Prudential Insurance Company of America |
Prudential Financial |
insurance violation |
2016 |
MN-FIN |
$5,000 |
AXA Equitable Life Insurance Co. |
Equitable Holdings |
insurance violation |
2016 |
MN-FIN |
$5,000 |
State Farm Mutual Automobile Insurance Co. |
State Farm Insurance |
insurance violation |
2016 |
MN-FIN |
$5,000 |
HCC Life Insurance Co. |
Tokio Marine |
insurance violation |
2016 |
MN-FIN |
$5,000 |
Allstate Insurance Co. |
Allstate |
insurance violation |
2016 |
MN-FIN |
$5,000 |
John Hancock Life & Health Insurance Co. |
Manulife Financial |
insurance violation |
2016 |
MN-FIN |
$5,000 |
American National Property and Casualty Co. |
American National Insurance |
insurance violation |
2017 |
MN-FIN |
$5,000 |
ReliaStar Insurance Co. |
Voya Financial |
insurance violation |
2017 |
MN-FIN |
$5,000 |
Homesite Insurance Co. |
American Family Insurance |
insurance violation |
2019 |
MN-FIN |
$5,000 |
Time Insurance Co. |
Haven Holdings |
insurance violation |
2019 |
MN-FIN |
$5,000 |
Progressive Casualty Insurance Company |
Progressive |
insurance violation |
2020 |
MN-FIN |
$5,000 |
Berthel Fisher & Company Financial Services, Inc. |
Berthel Fisher |
investor protection violation |
2011 |
MO-SEC |
$5,000 |
Accident Fund General Insurance Co. |
AF Group |
insurance violation |
2018 |
MO-INS |
$5,000 |
Accident Fund National Insurance Co. |
AF Group |
insurance violation |
2018 |
MO-INS |
$5,000 |
Accident Fund Insurance Company of America |
AF Group |
insurance violation |
2018 |
MO-INS |
$5,000 |
United Wisconsin Insurance Co. |
AF Group |
insurance violation |
2018 |
MO-INS |
$5,000 |
Transamerica Life Insurance Co. |
Aegon |
insurance violation |
2019 |
MO-INS |
$5,000 |
Transamerica Premier Life Insurance Co. |
Aegon |
insurance violation |
2019 |
MO-INS |
$5,000 |
Athene Annuity and Life Co. |
Athene Holding |
insurance violation |
2019 |
MO-INS |
$5,000 |
Seneca Ins Co. Inc. |
Fairfax Financial Holdings |
insurance violation |
2004 |
MS-INS |
$5,000 |
Safety National Casualty Corp. |
Tokio Marine |
insurance violation |
2004 |
MS-INS |
$5,000 |
Seneca Insurance Co. Inc. |
Fairfax Financial Holdings |
insurance violation |
2004 |
MS-INS |
$5,000 |
Trumbull Insurance Co. |
Hartford Financial Services |
insurance violation |
2002 |
MT-INS |
$5,000 |
NEXT Financial Group, Inc. |
Atria Wealth Solutions |
investor protection violation |
2010 |
MT-SEC |
$5,000 |
Genworth Life and Annuity Insurance Co. |
Genworth Financial |
insurance violation |
2011 |
MT-INS |
$5,000 |
Metlife Investors USA Insurance Co |
MetLife |
investor protection violation |
2012 |
MT-SEC |
$5,000 |
John Hancock Life Insurance Co. |
Manulife Financial |
insurance violation |
2013 |
MT-INS |
$5,000 |
Travelers Casualty and Surety Co. et al. |
Travelers |
insurance violation |
2013 |
MT-INS |
$5,000 |
The Prudential Insurance Company of America |
Prudential Financial |
insurance violation |
2015 |
MT-INS |
$5,000 |
AXA Equitable Life & Annuity Co. |
Equitable Holdings |
insurance violation |
2016 |
MT-INS |
$5,000 |
Liberty Mutual Insurance Co. |
Liberty Mutual Insurance |
insurance violation |
2016 |
MT-INS |
$5,000 |
Conseco Senior Health Insurance Company |
CNO Financial |
insurance violation |
2001 |
ND-INS |
$5,000 |
American Family Mutual Insurance Company |
American Family Insurance |
insurance violation |
2009 |
ND-INS |
$5,000 |
U.S. Bancorp Piper Jaffray Inc. |
Piper Sandler |
investor protection violation |
2002 |
NE-DBF |
$5,000 |
Berthel, Fisher & Company Financial Services, Inc. |
Berthel Fisher |
investor protection violation |
2007 |
NE-DBF |
$5,000 |
Standard Life and Accident Insurance Company |
American National Insurance |
insurance violation |
2015 |
NE-DOI |
$5,000 |
Progressive Northern Insurance Company |
Progressive |
insurance violation |
2006 |
NH-INS |
$5,000 |
Allstate New Jersey Insurance Company |
Allstate |
insurance violation |
2009 |
NJ-DBI |
$5,000 |
Gallagher Benefit Services, Inc. |
Arthur J. Gallagher & Co. |
insurance violation |
2014 |
NJ-DBI |
$5,000 |
LifeWise, A Premera Health Plan, Inc. |
Premera Blue Cross |
insurance violation |
2002 |
OR-FIN |
$5,000 |
Globe Life And Accident Insurance Compan |
Globe Life Inc. |
insurance violation |
2002 |
OR-FIN |
$5,000 |
Great American Insurance Company of New York |
American Financial Group |
insurance violation |
2005 |
OR-FIN |
$5,000 |
Ameritas Life Insurance Corp. |
Ameritas Mutual Holding Company |
insurance violation |
2006 |
OR-FIN |
$5,000 |
Granite State Insurance Company |
American International Group |
insurance violation |
2007 |
OR-FIN |
$5,000 |
Reliance Standard Life Insurance Company |
Tokio Marine |
insurance violation |
2007 |
OR-FIN |
$5,000 |
Liberty Northwest Insurance Corporation |
Liberty Mutual Insurance |
insurance violation |
2009 |
OR-FIN |
$5,000 |
Bankers Life and Casualty Company |
CNO Financial |
insurance violation |
2011 |
OR-FIN |
$5,000 |
United of Omaha Life Insurance Company |
Mutual of Omaha |
insurance violation |
2011 |
OR-FIN |
$5,000 |
Metropolitan Life Insurance Company |
MetLife |
insurance violation |
2011 |
OR-FIN |
$5,000 |
Hartford Life and Accident Insurance Company |
Hartford Financial Services |
insurance violation |
2012 |
OR-FIN |
$5,000 |
USAA General Indemnity Company |
USAA |
insurance violation |
2018 |
OR-FIN |
$5,000 |
Minnesota Life Insurance Company |
Securian Financial |
insurance violation |
2019 |
OR-FIN |
$5,000 |
Affinity Insurance Services Inc. |
Aon |
insurance violation |
2004 |
PA-INS |
$5,000 |
Bankers Life and Casualty Company |
CNO Financial |
insurance violation |
2004 |
PA-INS |
$5,000 |
Foremost Insurance Company of Grand Rapids, Michigan |
Zurich Insurance |
insurance violation |
2005 |
PA-INS |
$5,000 |
Safeco Insurance Company of America |
Liberty Mutual Insurance |
insurance violation |
2005 |
PA-INS |
$5,000 |
Selective Insurance Company of South Carolina |
Selective Insurance Group |
insurance violation |
2005 |
PA-INS |
$5,000 |
Selective Way Insurance Company |
Selective Insurance Group |
insurance violation |
2005 |
PA-INS |
$5,000 |
Aon Risk Services Central Inc. |
Aon |
insurance violation |
2008 |
PA-INS |
$5,000 |
T.H.E. Insurance Company |
AXA |
insurance violation |
2009 |
PA-INS |
$5,000 |
Scor Reinsurance Company |
SCOR |
insurance violation |
2009 |
PA-INS |
$5,000 |
MLD Mortgage Inc. dba The Money Store |
MLD Mortgage Inc. dba The Money Store |
consumer protection violation |
2009 |
PA-BKG |
$5,000 |
Jefferson National Life Insurance Company |
Nationwide |
insurance violation |
2009 |
PA-INS |
$5,000 |
MLD Mortgage Inc. dba The Money Store |
MLD Mortgage Inc. dba The Money Store |
consumer protection violation |
2010 |
PA-BKG |
$5,000 |
Lincoln Financial Advisors Corp. |
Lincoln National |
investor protection violation |
2007 |
RI-FIN |
$5,000 |
Travelers Indemnity Company of America |
Travelers |
insurance violation |
2009 |
RI-FIN |
$5,000 |
Allstate Insurance Company |
Allstate |
insurance violation |
2009 |
RI-FIN |
$5,000 |
Homesite Insurance Company |
American Family Insurance |
insurance violation |
2013 |
RI-FIN |
$5,000 |
Metropolitan Property and Casualty Company |
MetLife |
insurance violation |
2019 |
RI-FIN |
$5,000 |
Merrill Lynch Life Insurance Company |
Bank of America |
insurance violation |
2000 |
SC-INS |
$5,000 |
Dairyland Insurance Company |
Sentry Insurance |
insurance violation |
2003 |
SC-INS |
$5,000 |
New Hampshire Insurance Company |
American International Group |
insurance violation |
2013 |
SD-INS |
$5,000 |
Catlin Insurance Company Inc. |
AXA |
insurance violation |
2013 |
SD-INS |
$5,000 |
Hartford Underwriters Insurance Company |
Hartford Financial Services |
insurance violation |
2013 |
SD-INS |
$5,000 |
Hartford Insurance Company of the Midwest |
Hartford Financial Services |
insurance violation |
2013 |
SD-INS |
$5,000 |
Hartford Casualty Insurance Company |
Hartford Financial Services |
insurance violation |
2013 |
SD-INS |
$5,000 |
Hartford Accident and Indemnity |
Hartford Financial Services |
insurance violation |
2013 |
SD-INS |
$5,000 |
Hartford Fire Insurance Company |
Hartford Financial Services |
insurance violation |
2013 |
SD-INS |
$5,000 |
Hartford Accident and Indemnity |
Hartford Financial Services |
insurance violation |
2013 |
SD-INS |
$5,000 |
Hartford Fire Insurance Company |
Hartford Financial Services |
insurance violation |
2013 |
SD-INS |
$5,000 |
Sentinel Insurance Company Ltd. |
Hartford Financial Services |
insurance violation |
2013 |
SD-INS |
$5,000 |
Twin City Fire Insurance Company |
Hartford Financial Services |
insurance violation |
2013 |
SD-INS |
$5,000 |
Property & Casualty Insurance Company of Hartford |
Hartford Financial Services |
insurance violation |
2013 |
SD-INS |
$5,000 |
Protective Life Insurance Company |
Dai-ichi Life |
insurance violation |
2014 |
SD-INS |
$5,000 |
General Casualty Company of Wisconsin |
QBE Insurance |
insurance violation |
2014 |
SD-INS |
$5,000 |
New Hampshire Insurance Company |
American International Group |
insurance violation |
2014 |
SD-INS |
$5,000 |
American Memorial Life Insurance Company |
Assurant |
insurance violation |
2016 |
SD-INS |
$5,000 |
Indemnity Insurance Company of North America |
Chubb Limited |
insurance violation |
2016 |
SD-INS |
$5,000 |
Old Republic Insurance Company |
Old Republic International |
insurance violation |
2017 |
SD-INS |
$5,000 |
Genworth Life Insurance Company |
Genworth Financial |
insurance violation |
2019 |
SD-INS |
$5,000 |
Sentry Insurance |
Sentry Insurance |
insurance violation |
2008 |
TX-INS |
$5,000 |
A.G. Edwards & Sons Inc. |
Wells Fargo |
investor protection violation |
2008 |
TX-SEC |
$5,000 |
LPL Financial Corporation |
LPL Financial |
investor protection violation |
2008 |
TX-SEC |
$5,000 |
Wausau Business Insurance Company |
Liberty Mutual Insurance |
insurance violation |
2010 |
TX-INS |
$5,000 |
Safeco Lloyds Insurance Co. |
Liberty Mutual Insurance |
insurance violation |
2010 |
TX-INS |
$5,000 |
New Hampshire Insurance Company |
American International Group |
insurance violation |
2011 |
TX-INS |
$5,000 |
Hartford Underwriters Insurance Company |
Hartford Financial Services |
insurance violation |
2012 |
TX-INS |
$5,000 |
Liberty Insurance Corporation |
Liberty Mutual Insurance |
insurance violation |
2012 |
TX-INS |
$5,000 |
Wausau Underwriters Insurance Company |
Liberty Mutual Insurance |
insurance violation |
2012 |
TX-INS |
$5,000 |
Old Republic Insurance Company |
Old Republic International |
insurance violation |
2012 |
TX-INS |
$5,000 |