| Morgan Stanley & Co. LLC | Morgan Stanley | price-fixing or anti-competitive practices | 2011 | private lawsuit-federal | $6,500,000 |
| Morgan Stanley Smith Barney LLC | Morgan Stanley | privacy violation | 2023 | MULTI-AG | $6,500,000 |
| BNY Mellon | Bank of New York Mellon | investor protection violation | 2017 | SEC | $6,600,000 |
| Bank of America | Bank of America | wage and hour violation | 2017 | private lawsuit-federal | $6,600,000 |
| John Nuveen & Co., Inc. | TIAA | investor protection violation | 2000 | FINRA | $6,630,000 |
| UBS Securities LLC | UBS | investor protection violation | 2010 | TX-SEC | $6,640,432 |
| Wells Fargo | Wells Fargo | wage and hour violation | 2011 | private lawsuit-federal | $6,660,000 |
| Warburg Dillon Read LLC | UBS | investor protection violation | 2000 | SEC | $6,680,000 |
| Bank One, KY, N.A. | JPMorgan Chase | discriminatory practices (non-employment) | 2005 | private lawsuit-federal | $6,715,000 |
| Wells Fargo | Wells Fargo | wage and hour violation | 2011 | private lawsuit-federal | $6,720,000 |
| Wells Fargo Bank N.A. | Wells Fargo | consumer protection violation | 2012 | private lawsuit-federal | $6,778,000 |
| Mizuho Capital Markets LLC | Mizuho Financial | investor protection violation | 2023 | CFTC | $6,847,182 |
| Farmers Group, Inc. | Zurich Insurance | benefit plan administrator violation | 2012 | private lawsuit-federal | $6,850,000 |
| Raymond James Financial Services Advisors, Inc. | Raymond James Financial | investor protection violation | 2019 | SEC | $6,877,048 |
| Merrill Lynch | Bank of America | wage and hour violation | 2014 | private lawsuit-federal | $6,900,000 |
| Wells Fargo | Wells Fargo | wage and hour violation | 2011 | private lawsuit-federal | $6,900,000 |
| Citigroup, Inc. | Citigroup | benefit plan administrator violation | 2019 | private lawsuit-federal | $6,900,000 |
| Morgan Stanley & Co. LLC | Morgan Stanley | toxic securities abuses | 2016 | VA-AG | $6,900,000 |
| Wells Fargo Bank N.A. | Wells Fargo | consumer protection violation | 2021 | private lawsuit-federal | $6,945,095 |
| HSBC | HSBC | wage and hour violation | 2016 | private lawsuit-federal | $6,982,000 |
| Goldman Sachs & Co. | Goldman Sachs | investor protection violation | 2015 | SEC | $7,000,000 |
| Goldman Sachs Execution & Clearing LP | Goldman Sachs | investor protection violation | 2012 | CFTC | $7,000,000 |
| Citigroup Global Markets | Citigroup | data submission deficiencies | 2016 | SEC | $7,000,000 |
| Merrill Lynch, Pierce, Fenner & Smith Inc. | Bank of America | investor protection violation | 2009 | SEC | $7,000,000 |
| U.S. Bancorp | U.S. Bancorp | wage and hour violation | 2017 | private lawsuit-federal | $7,000,000 |
| Bank of America | Bank of America | wage and hour violation | 2017 | private lawsuit-federal | $7,000,000 |
| PNC Bank | PNC Financial Services | wage and hour violation | 2014 | private lawsuit-federal | $7,000,000 |
| First American Title Insurance Company | First American Financial | consumer protection violation | 2002 | CA-AG | $7,000,000 |
| Marsh and McLennan | Marsh & McLennan | price-fixing or anti-competitive practices | 2009 | MULTI-AG | $7,000,000 |
| Zurich American Insurance Company | Zurich Insurance | price-fixing or anti-competitive practices | 2006 | OH-AG | $7,000,000 |
| HSBC | HSBC | False Claims Act and related | 2020 | CA-AG | $7,000,000 |
| ING America Insurance Holdings Inc. | Voya Financial | investor protection violation | 2006 | FINRA | $7,000,000 |
| Wells Fargo Advisors | Wells Fargo | anti-money-laundering deficiencies | 2022 | SEC | $7,000,000 |
| T. Rowe Price Group, Inc. | T. Rowe Price | benefit plan administrator violation | 2022 | private lawsuit-federal | $7,000,000 |
| Australia and New Zealand Banking Group, Ltd. | Australia and New Zealand Banking Group | price-fixing or anti-competitive practices | 2022 | private lawsuit-federal | $7,000,000 |
| Bank of America, N.A. | Bank of America | price-fixing or anti-competitive practices | 2022 | private lawsuit-federal | $7,000,000 |
| Barclays Bank PLC | Barclays | price-fixing or anti-competitive practices | 2022 | private lawsuit-federal | $7,000,000 |
| BNP Paribas, S.A. | BNP Paribas | price-fixing or anti-competitive practices | 2022 | private lawsuit-federal | $7,000,000 |
| Commerzbank AG | Commerzbank | price-fixing or anti-competitive practices | 2022 | private lawsuit-federal | $7,000,000 |
| Credit Agricole Corporate and Investment Bank | Credit Agricole | price-fixing or anti-competitive practices | 2022 | private lawsuit-federal | $7,000,000 |
| JPMorgan Chase & Co. | JPMorgan Chase | price-fixing or anti-competitive practices | 2022 | private lawsuit-federal | $7,000,000 |
| Morgan Stanley & Co. LLC | Morgan Stanley | price-fixing or anti-competitive practices | 2022 | private lawsuit-federal | $7,000,000 |
| MUFG Bank, Ltd. | U.S. Bancorp | price-fixing or anti-competitive practices | 2022 | private lawsuit-federal | $7,000,000 |
| OverseaChinese Banking Corporation Limited | Oversea-Chinese Banking | price-fixing or anti-competitive practices | 2022 | private lawsuit-federal | $7,000,000 |
| Royal Bank of Scotland plc | NatWest Group PLC | price-fixing or anti-competitive practices | 2022 | private lawsuit-federal | $7,000,000 |
| Standard Chartered Bank | Standard Chartered | price-fixing or anti-competitive practices | 2022 | private lawsuit-federal | $7,000,000 |
| UBS AG | UBS | price-fixing or anti-competitive practices | 2022 | private lawsuit-federal | $7,000,000 |
| Seterus Inc. | Mr. Cooper Group | consumer protection violation | 2021 | private lawsuit-federal | $7,000,000 |
| Citibank N.A. | Citigroup | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $7,025,000 |
| Merrill Lynch, Pierce, Fenner & Smith Inc. | Bank of America | investor protection violation | 2016 | FINRA | $7,030,000 |
| Prospect Mortgage LLC | Homebridge Financial Services | mortgage abuses | 2015 | MULTI-FIN | $7,035,300 |
| PNC Bank N.A | PNC Financial Services | False Claims Act and related | 2013 | DOJ_CIVIL | $7,100,000 |
| Barclays Bank PLC | Barclays | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $7,100,000 |
| Goldman Sachs Execution & Clearing, L.P. and SLK-Hull Derivatives LLC | Goldman Sachs | investor protection violation | 2009 | SEC | $7,200,000 |
| Banc of America Investment Services | Bank of America | employment discrimination | 2009 | private lawsuit-federal | $7,200,000 |
| National City Commercial Capital Company LLC | PNC Financial Services | consumer protection violation | 2008 | MULTI-AG | $7,200,000 |
| Nationwide Mutual Insurance Company | Nationwide | insurance violation | 2012 | MULTI-AG | $7,200,000 |
| Merrill Lynch, Pierce, Fenner & Smith Inc. | Bank of America | investor protection violation | 2020 | FINRA | $7,200,000 |
| Morgan Stanley & Co. | Morgan Stanley | investor protection violation | 2009 | FINRA | $7,200,000 |
| Fannie Mae | Fannie Mae | benefit plan administrator violation | 2010 | private lawsuit-federal | $7,250,000 |
| Conseco Finance Servicing Corp. | CNO Financial | consumer protection violation | 2002 | KS-BKG | $7,275,000 |
| CIT Group, Inc., and CIT Bank, N.A., dba OneWest Bank | First Citizens BancShares | discriminatory practices (non-employment) | 2019 | HUD | $7,300,000 |
| Cantor Fitzgerald & Co. | Cantor Fitzgerald | investor protection violation | 2015 | FINRA | $7,300,000 |
| PNC Investments LLC | PNC Financial Services | investor protection violation | 2018 | SEC | $7,307,770 |
| Capital One N.A. | Capital One Financial | consumer protection violation | 2015 | private lawsuit-federal | $7,334,000 |
| Travelers Personal Insurance Company et al. | Travelers | insurance violation | 2022 | TX-INS | $7,344,048 |
| American Express Financial Advisors Inc. | Ameriprise Financial | investor protection violation | 2005 | NH-BSR | $7,375,000 |
| CashCall, Inc., WS Funding, LLC, and Delbert Services Corporation | CashCall Inc. | consumer protection violation | 2016 | CO-AG | $7,384,005 |
| MetLife | MetLife | wage and hour violation | 2009 | private lawsuit-federal | $7,400,000 |
| Louis Dreyfus Energy Service | Louis Dreyfus | energy market violation | 2014 | FERC | $7,406,257 |
| Wells Fargo & Company | Wells Fargo | benefit plan administrator violation | 2015 | private lawsuit-federal | $7,420,000 |
| Regions Bank | Regions Financial | consumer protection violation | 2015 | CFPB | $7,500,000 |
| American Express Bank, FSB | American Express | banking violation | 2013 | OCC | $7,500,000 |
| RBS Citizens, National Association | Citizens Financial Group | banking violation | 2013 | OCC | $7,500,000 |
| Huntington Bancshares, Inc. | Huntington Bancshares | accounting fraud or deficiencies | 2005 | SEC | $7,500,000 |
| Morgan Stanley & Co. LLC | Morgan Stanley | investor protection violation | 2016 | SEC | $7,500,000 |
| H&R Block | H&R Block | wage and hour violation | 2012 | private lawsuit-state | $7,500,000 |
| Morgan Stanley & Co. Incorporated | Morgan Stanley | investor protection violation | 2007 | SEC | $7,500,000 |
| Edward Jones & Co. | Jones Financial | investor protection violation | 2008 | CA-AG | $7,500,000 |
| Old Second Bancorp, Inc. | Old Second Bancorp | benefit plan administrator violation | 2013 | private lawsuit-federal | $7,500,000 |
| Wheelabrator Saugus, Wheelabrator Andover and Wheelabrator Millbury | Macquarie | environmental violation | 2011 | MA-AG | $7,500,000 |
| BGC Financial LP | BGC Partners | price-fixing or anti-competitive practices | 2019 | NY-AG | $7,500,000 |
| Bank of America Corp. | Bank of America | anti-money-laundering deficiencies | 2006 | NY-MANDA | $7,500,000 |
| American General | American International Group | insurance violation | 2000 | MULTI-FIN | $7,500,000 |
| Wells Fargo | Wells Fargo | discriminatory practices (non-employment) | 2012 | private lawsuit-federal | $7,500,000 |
| Wells Fargo Bank, N.A. | Wells Fargo | discriminatory practices (non-employment) | 2012 | private lawsuit-federal | $7,500,000 |
| Deutsche Bank Securities Inc. | Deutsche Bank | investor protection violation | 2010 | FINRA | $7,500,000 |
| Highmark Inc. | Highmark Inc. | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $7,500,000 |
| Scotia Capital (USA) Inc. | Scotiabank | investor protection violation | 2023 | SEC | $7,500,000 |
| National General Insurance Company | Allstate | consumer protection violation | 2019 | private lawsuit-federal | $7,500,000 |
| Citibank N.A. | Citigroup | consumer protection violation | 2013 | private lawsuit-federal | $7,500,000 |
| PNC Bank N.A. | PNC Financial Services | consumer protection violation | 2020 | private lawsuit-federal | $7,500,000 |
| Robinhood Financial LLC | Robinhood Markets | investor protection violation | 2024 | MA-SEC | $7,500,000 |
| Bank of America Corporation | Bank of America | investor protection violation | 2014 | SEC | $7,650,000 |
| PayPal Inc. | PayPal Holdings | economic sanction violation | 2015 | OFAC | $7,658,300 |
| Globe Life Insurance Company of New York | Globe Life Inc. | insurance violation | 2019 | NY-DFS | $7,769,000 |
| CitiMortgage, Inc. | Citigroup | consumer protection violation | 2019 | CA-DFPI | $7,800,000 |
| Deutsche Bank Securities Inc. | Deutsche Bank | investor protection violation | 2010 | NC-SEC | $7,800,000 |
| Wells Fargo Bank, N.A. | Wells Fargo | employment discrimination | 2020 | OFCCP | $7,800,000 |
| Chase Bank USA, N.A. | JPMorgan Chase | consumer protection violation | 2011 | private lawsuit-federal | $7,800,000 |
| Citibank | Citigroup | consumer protection violation | 2016 | CFPB | $7,890,000 |
