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Violation Tracker Industry Summary Page

Industry: financial services
Penalty Total since 2000$339,976,074,213
Number of Records: 6,952
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Bank of America$82,898,016,192264
JPMorgan Chase$36,107,446,133199
Citigroup$25,540,645,217156
Wells Fargo$21,881,892,841222
Deutsche Bank$18,341,457,30276
UBS$16,879,318,334102
Goldman Sachs$16,399,485,79387
NatWest Group PLC$13,515,546,85731
BNP Paribas$12,148,363,95019
Credit Suisse$10,732,400,12649

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyCurrent ParentPrimary Offense TypeYearAgency sort iconPenalty Amount
FIDELITY & GUARANTY LIFE INSURANCEFidelity National Financialinsurance violation2002VA-INS$15,000
AVEMCO INSURANCE COMPANYTokio Marineinsurance violation2002VA-INS$12,000
FORTIS INSURANCE CO., ET AL.Assurantinsurance violation2002VA-INS$27,000
NEW ENGLAND LIFE INSURANCE CO.Brighthouse Financialinsurance violation2002VA-INS$9,000
Combined Insurance Company of AmericaChubb Limitedinsurance violation2002VA-INS$27,000
PRINCIPAL LIFE INSURANCE CO.Principal Financialinsurance violation2002VA-INS$12,000
SAFECO INSURANCE CO. ET AL.Liberty Mutual Insuranceinsurance violation2002VA-INS$28,200
ALLSTATE INSURANCE COMPANYAllstateinsurance violation2002VA-INS$10,000
MUTUAL OF OMAHA INSURANCE CO.Mutual of Omahainsurance violation2002VA-INS$25,800
AMERICAN HERITAGE LIFE INSURANCE COAllstateinsurance violation2002VA-INS$15,000
AMICA MUTUAL INSURANCE COMPANYAmica Mutual Insuranceinsurance violation2002VA-INS$14,000
PRUDENTIAL INSURANCE COMPANYPrudential Financialinsurance violation2002VA-INS$15,000
AMERICAN FAMILY LIFE ASSURANCEAflacinsurance violation2003VA-INS$7,500
UNUM LIFE INSURANCE COMPANYUnuminsurance violation2003VA-INS$14,000
NATIONWIDE MUTUAL INSURANCE CO ET ALNationwideinsurance violation2003VA-INS$64,080
PEERLESS INSURANCE COMPANYLiberty Mutual Insuranceinsurance violation2003VA-INS$28,100
ERIE INSURANCE EXCHANGEErie Indemnityinsurance violation2003VA-INS$6,200
FIDELITY & GUARANTY LIFE INSURANCEFidelity National Financialinsurance violation2003VA-INS$20,000
VICTORIA FIRE & CASUALTY ET ALNationwideinsurance violation2003VA-INS$29,000
THE CINCINNATI INSURANCE CO. ET AL.Cincinnati Financialinsurance violation2003VA-INS$30,000
PRINCIPAL LIFE INSURANCE COPrincipal Financialinsurance violation2003VA-INS$10,000
ALLSTATE INSURANCE & ALLSTATE INDEMNITY COAllstateinsurance violation2003VA-INS$31,300
FARMERS INSURANCE EXCHANGEFarmers Insurance Exchangeinsurance violation2003VA-INS$42,000
ALLSTATE INSURANCE CO., ET AL.Allstateinsurance violation2003VA-INS$50,000
Group Hospitalization and Medical Services, Inc.CareFirst of Marylandinsurance violation2003VA-INS$15,000
MASSACHUSETTS MUTUAL LIFE INSURANCEMassachusetts Mutual Life Insuranceinsurance violation2003VA-INS$15,000
UNITED AMERICAN INSURANCE CO.Globe Life Inc.insurance violation2003VA-INS$15,000
PRUDENTIAL INSURANCE COMPANYPrudential Financialinsurance violation2004VA-INS$7,500
PRUCO LIFE INSURANCE COPrudential Financialinsurance violation2004VA-INS$7,500
AMERICAN ZURICH INSURANCE COZurich Insuranceinsurance violation2004VA-INS$5,000
CAREFIRST BLUECHOICE, INC.CareFirst of Marylandinsurance violation2004VA-INS$118,000
THE GUARDIAN LIFE INSURANCE COGuardian Life Insuranceinsurance violation2004VA-INS$27,000
FEDERAL INSURANCE CO., ET AL.Chubb Limitedinsurance violation2004VA-INS$65,000
PROTECTIVE LIFE INSURANCE CO.Dai-ichi Lifeinsurance violation2004VA-INS$10,000
LIBERTY MUTUAL INSURANCE CO., ET ALLiberty Mutual Insuranceinsurance violation2004VA-INS$37,000
ALLSTATE LIFE INSURANCE CO.Allstateinsurance violation2005VA-INS$5,000
LIBERTY MUTUAL INSURANCE CO. ET AL.Liberty Mutual Insuranceinsurance violation2005VA-INS$30,000
CUNA MUTUAL INSURANCE SOCIETYCUNA Mutualinsurance violation2005VA-INS$40,000
UNITED AMERICAN INSURANCE CO.Globe Life Inc.insurance violation2005VA-INS$5,000
CONSECO SENIOR HEALTH INS.CNO Financialinsurance violation2005VA-INS$7,500
AMERICAN HEALTH & LIFE INSURANCE COOneMain Holdingsinsurance violation2005VA-INS$7,000
LIFE INVESTORS INSURANCE COMPANY OF AMERICAAegoninsurance violation2006VA-INS$29,000
United Services Automobile AssociationUSAAinsurance violation2006VA-INS$5,000
COMMONWEALTH LAND TITLE INSURANCE CO. ET AL.Fidelity National Financialinsurance violation2006VA-INS$300,000
MINNESOTA LIFE INSURANCE CO.Securian Financialinsurance violation2006VA-INS$18,000
RESOURCE LIFE INSURANCE CO.Assurantinsurance violation2006VA-INS$18,000
NATIONWIDE MUTUAL INSURANCE ET AL.Nationwideinsurance violation2006VA-INS$45,000
GREAT AMERICAN INSURANCE COMPANY ET ALAmerican Financial Groupinsurance violation2006VA-INS$7,200
GREAT AMERICAN INSURANCE COMPANY ET ALAmerican Financial Groupinsurance violation2006VA-INS$7,200
HARTFORD INSURANCE COMPANY OF THE MIDWESTHartford Financial Servicesinsurance violation2006VA-INS$42,800
BRISTOL WEST INSURANCE COMPANYZurich Insuranceinsurance violation2006VA-INS$20,000
Universal Underwriters Life Insurance CompanyZurich Insuranceinsurance violation2006VA-INS$24,000
MARSH USA, INC.Marsh & McLennaninsurance violation2006VA-INS$150,000
AMERICAN BANKERS INSURANCEAssurantinsurance violation2006VA-INS$45,000
AMERICAN SECURITY INSURANCE COAssurantinsurance violation2006VA-INS$45,000
STANDARD GUARANTY INSURANCE COAssurantinsurance violation2006VA-INS$45,000
Brown & Brown Insurance Agency of Virginia, Inc.Brown & Browninsurance violation2006VA-INS$5,000
AMERICAN HERITAGE LIFE INSURANCE COAllstateinsurance violation2006VA-INS$18,000
GENWORTH LIFE AND ANNUITY INSURANCE COGenworth Financialinsurance violation2006VA-INS$12,000
Life Insurance Company of the SouthwestNational Life Groupinsurance violation2006VA-INS$5,000
GENERAL AMERICAN LIFE INSURANCEMetLifeinsurance violation2006VA-INS$10,000
NATIONWIDE LIFE INSURANCE CO.Nationwideinsurance violation2006VA-INS$40,000
Property & Casualty Insurance Company of HartfordHartford Financial Servicesinsurance violation2006VA-INS$5,000
XL LIFE INSURANCE AND ANNUITYAXAinsurance violation2006VA-INS$10,000
AMERICAN BANKERS LIFEAssurantinsurance violation2007VA-INS$97,000
LIBERTY INSURANCE CORP. ET AL.Liberty Mutual Insuranceinsurance violation2007VA-INS$15,000
RELIASTAR LIFE INSURANCE CO.Voya Financialinsurance violation2007VA-INS$8,000
UNION SECURITY LIFE INSURANCEAssurantinsurance violation2007VA-INS$27,000
State Farm Mutual Automobile Insurance CompanyState Farm Insuranceinsurance violation2007VA-INS$6,000
AMEX ASSURANCE CO.American Expressinsurance violation2007VA-INS$26,400
Group Hospitalization and Medical Services, Inc.CareFirst of Marylandinsurance violation2007VA-INS$15,000
United Services Automobile AssociationUSAAinsurance violation2007VA-INS$6,000
CAREFIRST BLUECHOICE, INC.CareFirst of Marylandinsurance violation2007VA-INS$120,000
UNITED AMERICAN INSURANCE CO.Globe Life Inc.insurance violation2007VA-INS$15,000
CUNA MUTUAL INSURANCE SOCIETYCUNA Mutualinsurance violation2007VA-INS$30,000
BANNER LIFE INSURANCE COMPANYLegal & General Group PLCinsurance violation2007VA-INS$5,000
AMERICAN HOME ASSURANCE ET AL.American International Groupinsurance violation2007VA-INS$5,000
Metropolitan Property and CasualtyZurich Insuranceinsurance violation2007VA-INS$5,000
SENTINEL INSURANCE COMPANYHartford Financial Servicesinsurance violation2007VA-INS$5,000
HORACE MANN INSURANCE CO. ET AL.Horace Mann Educators Corp.insurance violation2007VA-INS$42,400
Allstate Insurance Company and Allstate Indemnity CompanyAllstateinsurance violation2007VA-INS$8,000
CHUBB INDEMNITY INSURANCE, ET AL.Chubb Limitedinsurance violation2007VA-INS$5,000
MERCURY CASUALTY COMPANYMercury General Corporationinsurance violation2007VA-INS$25,600
AIU INSURANCE COMPANY ET AL.American International Groupinsurance violation2008VA-INS$100,000
AIG CASUALTY INSURANCE CO., ET AL.American International Groupinsurance violation2008VA-INS$10,000
Group Hospitalization and Medical Services, Inc.CareFirst of Marylandinsurance violation2008VA-INS$10,000
CAREFIRST BLUECHOICE, INC.CareFirst of Marylandinsurance violation2008VA-INS$5,000
HARTFORD LIFE AND ANNUITY INSURANCEHartford Financial Servicesinsurance violation2008VA-INS$5,000
STATE FARM FIRE, ET AL.State Farm Insuranceinsurance violation2008VA-INS$35,000
ALLSTATE FIRE & CASUALTY ET ALAllstateinsurance violation2009VA-INS$36,000
THE TRAVELERS INDEMNITY CO. et al.Travelersinsurance violation2009VA-INS$7,000
ESURANCE INSURANCE COMPANYAllstateinsurance violation2009VA-INS$20,000
THE NORTH RIVER INSURANCE CO.Fairfax Financial Holdingsinsurance violation2009VA-INS$28,916
LIBERTY INSURANCE CORP., ET ALLiberty Mutual Insuranceinsurance violation2009VA-INS$6,000
American Economy Insurance CompanyLiberty Mutual Insuranceinsurance violation2009VA-INS$8,000
VICTORIA FIRE AND CASUALTY INSURANCENationwideinsurance violation2009VA-INS$7,500
Travelers Property Casualty Co. of AmericaTravelersinsurance violation2009VA-INS$6,000
METROPOLITAN LIFE INSURANCEMetLifeinsurance violation2010VA-INS$8,000
THE GUARDIAN LIFE INSURANCE COGuardian Life Insuranceinsurance violation2010VA-INS$62,000
Victoria Fire & Casualty Insurance CompanyNationwideinsurance violation2010VA-INS$23,558
HOMESITE INSURANCE COMPANYAmerican Family Insuranceinsurance violation2010VA-INS$126,252
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.