Violation Tracker Industry Summary Page

Industry: 
financial services
Penalty Total since 2000: 
$333,568,388,571
Number of Records: 
6,826
Note: 
The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.

Top 10 Parent CompaniesTotal Penalty $Number of Records
Bank of America$82,896,776,051261
JPMorgan Chase$35,851,437,155191
Citigroup$25,535,002,360154
Wells Fargo$21,678,596,719218
Deutsche Bank$18,341,457,30276
UBS$16,853,736,33498
Goldman Sachs$16,381,931,83964
NatWest Group PLC$13,477,129,00031
BNP Paribas$12,147,863,95019
Credit Suisse$10,448,892,62645


Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.
Download results as CSV or XML (maximum 10,000; for access to larger downloads contact Phil Mattera)
Company Parent Primary Offense Type Year Agencysort icon Penalty Amount
AIU INSURANCE COMPANY ET AL. American International Group insurance violation 2008 VA-INS $100,000
AIG CASUALTY INSURANCE CO., ET AL. American International Group insurance violation 2008 VA-INS $10,000
Group Hospitalization and Medical Services, Inc. CareFirst of Maryland insurance violation 2008 VA-INS $10,000
CAREFIRST BLUECHOICE, INC. CareFirst of Maryland insurance violation 2008 VA-INS $5,000
HARTFORD LIFE AND ANNUITY INSURANCE Hartford Financial Services insurance violation 2008 VA-INS $5,000
STATE FARM FIRE, ET AL. State Farm Insurance insurance violation 2008 VA-INS $35,000
ALLSTATE FIRE & CASUALTY ET AL Allstate insurance violation 2009 VA-INS $36,000
THE TRAVELERS INDEMNITY CO. et al. Travelers insurance violation 2009 VA-INS $7,000
ESURANCE INSURANCE COMPANY Allstate insurance violation 2009 VA-INS $20,000
THE NORTH RIVER INSURANCE CO. Fairfax Financial Holdings insurance violation 2009 VA-INS $28,916
LIBERTY INSURANCE CORP., ET AL Liberty Mutual Insurance insurance violation 2009 VA-INS $6,000
American Economy Insurance Company Liberty Mutual Insurance insurance violation 2009 VA-INS $8,000
VICTORIA FIRE AND CASUALTY INSURANCE Nationwide insurance violation 2009 VA-INS $7,500
Travelers Property Casualty Co. of America Travelers insurance violation 2009 VA-INS $6,000
METROPOLITAN LIFE INSURANCE MetLife insurance violation 2010 VA-INS $8,000
THE GUARDIAN LIFE INSURANCE CO Guardian Life Insurance insurance violation 2010 VA-INS $62,000
Victoria Fire & Casualty Insurance Company Nationwide insurance violation 2010 VA-INS $23,558
HOMESITE INSURANCE COMPANY American Family Insurance insurance violation 2010 VA-INS $126,252
TRUMBULL INSURANCE COMPANY Hartford Financial Services insurance violation 2010 VA-INS $66,684
MERCURY CASUALTY COMPANY Mercury General Corporation insurance violation 2010 VA-INS $26,942
HARTFORD CASUALTY INSURANCE, ET AL. Hartford Financial Services insurance violation 2010 VA-INS $15,000
FOREMOST INSURANCE CO. Zurich Insurance insurance violation 2010 VA-INS $6,000
SELECTIVE INSURANCE CO., ET AL. Selective Insurance Group insurance violation 2010 VA-INS $66,000
American States Preferred Insurance Co. et al. Liberty Mutual Insurance insurance violation 2010 VA-INS $205,463
ALLSTATE INSURANCE COMPANY Allstate insurance violation 2010 VA-INS $15,000
Selective Insurance Company of America Selective Insurance Group insurance violation 2011 VA-INS $8,000
STATE FARM MUTUAL, ET AL. State Farm Insurance insurance violation 2011 VA-INS $60,000
CAREFIRST BLUECHOICE, INC. CareFirst of Maryland insurance violation 2011 VA-INS $20,000
EMPIRE FIRE & MARINE INSURANCE CO Zurich Insurance insurance violation 2011 VA-INS $25,000
Property & Casualty Insurance Company of Hartford and Trumbull Insurance Company Hartford Financial Services insurance violation 2011 VA-INS $126,386
NATIONAL UNION FIRE INSURANCE American International Group insurance violation 2011 VA-INS $40,000
Auto-Owners Insurance Company and Owners Insurance Company Auto-Owners Insurance insurance violation 2011 VA-INS $10,000
CAROLINA CASUALTY INSURANCE CO W.R. Berkley insurance violation 2011 VA-INS $10,000
National Union Fire Insurance Company of Pittsburgh, PA American International Group insurance violation 2011 VA-INS $10,000
NATIONWIDE MUTUAL FIRE, ET AL. Nationwide insurance violation 2011 VA-INS $51,384
American Guarantee and Liability Insurance Company Zurich Insurance insurance violation 2011 VA-INS $5,000
Allied Property & Casualty Insurance Company Nationwide insurance violation 2011 VA-INS $27,911
American Automobile Insurance Company et al. Allianz insurance violation 2011 VA-INS $10,973
National Union Fire Insurance Company of Pittsburgh, PA American International Group insurance violation 2011 VA-INS $10,000
BRISTOL WEST INSURANCE CO. Zurich Insurance insurance violation 2011 VA-INS $75,400
CONSECO SENIOR & CONSECO LIFE CNO Financial insurance violation 2011 VA-INS $25,000
PEERLESS INDEMNITY INSURANCE CO. ET AL. Liberty Mutual Insurance insurance violation 2011 VA-INS $40,057
American Economy Insurance Co. et al. Liberty Mutual Insurance insurance violation 2011 VA-INS $12,000
GRANITE STATE INSURANCE CO. American International Group insurance violation 2012 VA-INS $19,560
ALPHA PROPERTY & CASUALTY INSURANCE Kemper insurance violation 2012 VA-INS $15,000
UNITED OF OMAHA LIFE INSURANCE Mutual of Omaha insurance violation 2012 VA-INS $7,500
Group Hospitalization and Medical Services, Inc. CareFirst of Maryland insurance violation 2012 VA-INS $53,000
Farmers Insurance Exchange and Mid-Century Insurance Company Farmers Insurance Exchange insurance violation 2012 VA-INS $555,130
COMMERCE & INDUSTRY INSURANCE American International Group insurance violation 2012 VA-INS $44,518
American Economy Insurance Co. Liberty Mutual Insurance insurance violation 2012 VA-INS $5,000
ELEPHANT INSURANCE COMPANY Admiral Group insurance violation 2012 VA-INS $29,709
CAROLINA CASUALTY INSURANCE CO W.R. Berkley insurance violation 2012 VA-INS $5,000
AMERICAN AUTOMOBILE INSURANCE CORP Allianz insurance violation 2012 VA-INS $5,000
PEERLESS INSURANCE COMPANY Liberty Mutual Insurance insurance violation 2012 VA-INS $8,000
SENTINEL INSURANCE COMPANY LTD Hartford Financial Services insurance violation 2012 VA-INS $66,735
AIU INSURANCE COMPANY American International Group insurance violation 2012 VA-INS $31,900
AMERICAN HOME ASSURANCE CO. American International Group insurance violation 2012 VA-INS $15,000
BANKERS LIFE AND CASUALTY CO. CNO Financial insurance violation 2013 VA-INS $27,000
ALLSTATE INSURANCE COMPANY Allstate insurance violation 2013 VA-INS $5,000
American Family Life Assurance Company of Columbus Aflac insurance violation 2013 VA-INS $10,000
PROGRESSIVE NORTHERN INSURANCE Progressive insurance violation 2013 VA-INS $221,905
ELEPHANT INSURANCE COMPANY Admiral Group insurance violation 2013 VA-INS $6,154
GENWORTH LIFE AND ANNUITY INS Genworth Financial insurance violation 2014 VA-INS $13,000
SENTINEL INSURANCE COMPANY LTD Hartford Financial Services insurance violation 2014 VA-INS $22,891
VICTORIA FIRE AND CASUALTY CO. Nationwide insurance violation 2014 VA-INS $72,400
ALLIED PROPERTY & CASUALTY INSURANCE Nationwide insurance violation 2014 VA-INS $16,201
ALLIED PROPERTY & CASUALTY INSURANCE Nationwide insurance violation 2014 VA-INS $5,530
PRUDENTIAL INSURANCE COMPANY Prudential Financial insurance violation 2014 VA-INS $5,000
Nationwide Property and Casualty Insurance Company Nationwide insurance violation 2014 VA-INS $225,800
CMFG LIFE INSURANCE COMPANY CUNA Mutual insurance violation 2014 VA-INS $21,000
TIME INSURANCE COMPANY Haven Holdings insurance violation 2014 VA-INS $19,000
NATIONAL UNION FIRE INSURANCE American International Group insurance violation 2014 VA-INS $8,000
LIBERTY INSURANCE CORPORATION Liberty Mutual Insurance insurance violation 2015 VA-INS $32,675
OLD REPUBLIC NATIONAL TITLE INSURANCE CO Old Republic International insurance violation 2015 VA-INS $5,000
ALLSTATE INSURANCE COMPANY Allstate insurance violation 2015 VA-INS $197,201
ESURANCE INSURANCE COMPANY Allstate insurance violation 2015 VA-INS $50,508
AUTO OWNERS INSURANCE COMPANY Auto-Owners Insurance insurance violation 2015 VA-INS $114,217
FEDERAL INSURANCE CO., Chubb Limited insurance violation 2015 VA-INS $132,761
TNUS INSURANCE COMPANY ET AL. Tokio Marine insurance violation 2015 VA-INS $120,233
PROGRESSIVE ADVANCED INSURANCE CO. Progressive insurance violation 2015 VA-INS $263,479
NATIONWIDE LIFE INSURANCE CO. Nationwide insurance violation 2015 VA-INS $16,340
HCC LIFE INSURANCE COMPANY Tokio Marine insurance violation 2015 VA-INS $9,000
COMPANION LIFE INSURANCE CO. BlueCross BlueShield of South Carolina insurance violation 2016 VA-INS $44,220
ALLIED PROPERTY & CASUALTY INSURANCE CO. Nationwide insurance violation 2016 VA-INS $68,669
HOMESITE INSURANCE COMPANY American Family Insurance insurance violation 2016 VA-INS $94,986
Hartford Accident and Indemnity Company Hartford Financial Services insurance violation 2016 VA-INS $8,131
CINCINNATI INSURANCE COMPANY Cincinnati Financial insurance violation 2016 VA-INS $54,475
Victoria Fire & Casualty Insurance Company Nationwide insurance violation 2016 VA-INS $2,236,476
ALLIED INSURANCE COMPANY OF AMERICA Nationwide insurance violation 2016 VA-INS $8,000
PROGRESSIVE NORTHERN INSURANCE Progressive insurance violation 2016 VA-INS $52,619
AMERICAN STRATEGIC INSURANCE Progressive insurance violation 2016 VA-INS $15,147
ALLIED PROPERTY & CASUALTY INSURANCE CO. Nationwide insurance violation 2017 VA-INS $678,398
SELECTIVE INSURANCE COMPANY OF AMERICA Selective Insurance Group insurance violation 2017 VA-INS $339,333
STATE FARM MUTUAL INSURANCE CO State Farm Insurance insurance violation 2017 VA-INS $50,600
AMERICAN STRATEGIC INSURANCE Progressive insurance violation 2017 VA-INS $41,962
LIBERTY INSURANCE CORP et al. Liberty Mutual Insurance insurance violation 2017 VA-INS $8,652
FEDERAL INSURANCE COMPANY Chubb Limited insurance violation 2017 VA-INS $6,261
PROGRESSIVE DIRECT INSURANCE Progressive insurance violation 2017 VA-INS $9,839,379
UNITED SERVICES AUTOMOBILE ASSOCIATION ET AL. USAA insurance violation 2017 VA-INS $182,209
HARTFORD ACCIDENT & INDEMNITY Hartford Financial Services insurance violation 2017 VA-INS $39,488
UNITED STATES FIRE INSURANCE CO Fairfax Financial Holdings insurance violation 2017 VA-INS $25,000
Download results as CSV or XML (maximum 10,000; for access to larger downloads contact Phil Mattera)