Violation Tracker Industry Summary Page

Industry: 
financial services
Penalty Total since 2000: 
$344,899,848,624
Number of Records: 
6,989
Note: 
The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.

Top 10 Parent CompaniesTotal Penalty $Number of Records
Bank of America$82,898,016,192264
JPMorgan Chase$36,107,446,133199
Citigroup$25,540,645,217156
Wells Fargo$21,881,892,841222
Deutsche Bank$18,341,457,30276
UBS$16,854,318,334101
Goldman Sachs$16,399,485,79387
NatWest Group PLC$13,515,546,85731
BNP Paribas$12,148,363,95019
Credit Suisse$10,732,400,12649


Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.
Download results as CSV or XML (maximum 10,000; for access to larger downloads contact Phil Mattera)
Company Parent Primary Offense Type Year Agencysort icon Penalty Amount
RELIASTAR LIFE INSURANCE CO. Voya Financial insurance violation 2007 VA-INS $8,000
UNION SECURITY LIFE INSURANCE Assurant insurance violation 2007 VA-INS $27,000
State Farm Mutual Automobile Insurance Company State Farm Insurance insurance violation 2007 VA-INS $6,000
AMEX ASSURANCE CO. American Express insurance violation 2007 VA-INS $26,400
Group Hospitalization and Medical Services, Inc. CareFirst of Maryland insurance violation 2007 VA-INS $15,000
United Services Automobile Association USAA insurance violation 2007 VA-INS $6,000
CAREFIRST BLUECHOICE, INC. CareFirst of Maryland insurance violation 2007 VA-INS $120,000
UNITED AMERICAN INSURANCE CO. Globe Life Inc. insurance violation 2007 VA-INS $15,000
CUNA MUTUAL INSURANCE SOCIETY CUNA Mutual insurance violation 2007 VA-INS $30,000
BANNER LIFE INSURANCE COMPANY Legal & General Group PLC insurance violation 2007 VA-INS $5,000
AMERICAN HOME ASSURANCE ET AL. American International Group insurance violation 2007 VA-INS $5,000
Metropolitan Property and Casualty Zurich Insurance insurance violation 2007 VA-INS $5,000
SENTINEL INSURANCE COMPANY Hartford Financial Services insurance violation 2007 VA-INS $5,000
HORACE MANN INSURANCE CO. ET AL. Horace Mann Educators Corp. insurance violation 2007 VA-INS $42,400
Allstate Insurance Company and Allstate Indemnity Company Allstate insurance violation 2007 VA-INS $8,000
CHUBB INDEMNITY INSURANCE, ET AL. Chubb Limited insurance violation 2007 VA-INS $5,000
MERCURY CASUALTY COMPANY Mercury General Corporation insurance violation 2007 VA-INS $25,600
AIU INSURANCE COMPANY ET AL. American International Group insurance violation 2008 VA-INS $100,000
AIG CASUALTY INSURANCE CO., ET AL. American International Group insurance violation 2008 VA-INS $10,000
Group Hospitalization and Medical Services, Inc. CareFirst of Maryland insurance violation 2008 VA-INS $10,000
CAREFIRST BLUECHOICE, INC. CareFirst of Maryland insurance violation 2008 VA-INS $5,000
HARTFORD LIFE AND ANNUITY INSURANCE Hartford Financial Services insurance violation 2008 VA-INS $5,000
STATE FARM FIRE, ET AL. State Farm Insurance insurance violation 2008 VA-INS $35,000
ALLSTATE FIRE & CASUALTY ET AL Allstate insurance violation 2009 VA-INS $36,000
THE TRAVELERS INDEMNITY CO. et al. Travelers insurance violation 2009 VA-INS $7,000
ESURANCE INSURANCE COMPANY Allstate insurance violation 2009 VA-INS $20,000
THE NORTH RIVER INSURANCE CO. Fairfax Financial Holdings insurance violation 2009 VA-INS $28,916
LIBERTY INSURANCE CORP., ET AL Liberty Mutual Insurance insurance violation 2009 VA-INS $6,000
American Economy Insurance Company Liberty Mutual Insurance insurance violation 2009 VA-INS $8,000
VICTORIA FIRE AND CASUALTY INSURANCE Nationwide insurance violation 2009 VA-INS $7,500
Travelers Property Casualty Co. of America Travelers insurance violation 2009 VA-INS $6,000
METROPOLITAN LIFE INSURANCE MetLife insurance violation 2010 VA-INS $8,000
THE GUARDIAN LIFE INSURANCE CO Guardian Life Insurance insurance violation 2010 VA-INS $62,000
Victoria Fire & Casualty Insurance Company Nationwide insurance violation 2010 VA-INS $23,558
HOMESITE INSURANCE COMPANY American Family Insurance insurance violation 2010 VA-INS $126,252
TRUMBULL INSURANCE COMPANY Hartford Financial Services insurance violation 2010 VA-INS $66,684
MERCURY CASUALTY COMPANY Mercury General Corporation insurance violation 2010 VA-INS $26,942
HARTFORD CASUALTY INSURANCE, ET AL. Hartford Financial Services insurance violation 2010 VA-INS $15,000
FOREMOST INSURANCE CO. Zurich Insurance insurance violation 2010 VA-INS $6,000
SELECTIVE INSURANCE CO., ET AL. Selective Insurance Group insurance violation 2010 VA-INS $66,000
American States Preferred Insurance Co. et al. Liberty Mutual Insurance insurance violation 2010 VA-INS $205,463
ALLSTATE INSURANCE COMPANY Allstate insurance violation 2010 VA-INS $15,000
Selective Insurance Company of America Selective Insurance Group insurance violation 2011 VA-INS $8,000
STATE FARM MUTUAL, ET AL. State Farm Insurance insurance violation 2011 VA-INS $60,000
HORACE MANN INSURANCE CO., ET AL. Horace Mann Educators Corp. insurance violation 2011 VA-INS $48,800
CAREFIRST BLUECHOICE, INC. CareFirst of Maryland insurance violation 2011 VA-INS $20,000
EMPIRE FIRE & MARINE INSURANCE CO Zurich Insurance insurance violation 2011 VA-INS $25,000
Property & Casualty Insurance Company of Hartford and Trumbull Insurance Company Hartford Financial Services insurance violation 2011 VA-INS $126,386
NATIONAL UNION FIRE INSURANCE American International Group insurance violation 2011 VA-INS $40,000
Auto-Owners Insurance Company and Owners Insurance Company Auto-Owners Insurance insurance violation 2011 VA-INS $10,000
CAROLINA CASUALTY INSURANCE CO W.R. Berkley insurance violation 2011 VA-INS $10,000
National Union Fire Insurance Company of Pittsburgh, PA American International Group insurance violation 2011 VA-INS $10,000
NATIONWIDE MUTUAL FIRE, ET AL. Nationwide insurance violation 2011 VA-INS $51,384
American Guarantee and Liability Insurance Company Zurich Insurance insurance violation 2011 VA-INS $5,000
Allied Property & Casualty Insurance Company Nationwide insurance violation 2011 VA-INS $27,911
American Automobile Insurance Company et al. Allianz insurance violation 2011 VA-INS $10,973
National Union Fire Insurance Company of Pittsburgh, PA American International Group insurance violation 2011 VA-INS $10,000
BRISTOL WEST INSURANCE CO. Zurich Insurance insurance violation 2011 VA-INS $75,400
CONSECO SENIOR & CONSECO LIFE CNO Financial insurance violation 2011 VA-INS $25,000
PEERLESS INDEMNITY INSURANCE CO. ET AL. Liberty Mutual Insurance insurance violation 2011 VA-INS $40,057
American Economy Insurance Co. et al. Liberty Mutual Insurance insurance violation 2011 VA-INS $12,000
GRANITE STATE INSURANCE CO. American International Group insurance violation 2012 VA-INS $19,560
ALPHA PROPERTY & CASUALTY INSURANCE Kemper insurance violation 2012 VA-INS $15,000
UNITED OF OMAHA LIFE INSURANCE Mutual of Omaha insurance violation 2012 VA-INS $7,500
Group Hospitalization and Medical Services, Inc. CareFirst of Maryland insurance violation 2012 VA-INS $53,000
Farmers Insurance Exchange and Mid-Century Insurance Company Farmers Insurance Exchange insurance violation 2012 VA-INS $555,130
COMMERCE & INDUSTRY INSURANCE American International Group insurance violation 2012 VA-INS $44,518
American Economy Insurance Co. Liberty Mutual Insurance insurance violation 2012 VA-INS $5,000
ELEPHANT INSURANCE COMPANY Admiral Group insurance violation 2012 VA-INS $29,709
CAROLINA CASUALTY INSURANCE CO W.R. Berkley insurance violation 2012 VA-INS $5,000
AMERICAN AUTOMOBILE INSURANCE CORP Allianz insurance violation 2012 VA-INS $5,000
PEERLESS INSURANCE COMPANY Liberty Mutual Insurance insurance violation 2012 VA-INS $8,000
SENTINEL INSURANCE COMPANY LTD Hartford Financial Services insurance violation 2012 VA-INS $66,735
AIU INSURANCE COMPANY American International Group insurance violation 2012 VA-INS $31,900
AMERICAN HOME ASSURANCE CO. American International Group insurance violation 2012 VA-INS $15,000
BANKERS LIFE AND CASUALTY CO. CNO Financial insurance violation 2013 VA-INS $27,000
ALLSTATE INSURANCE COMPANY Allstate insurance violation 2013 VA-INS $5,000
American Family Life Assurance Company of Columbus Aflac insurance violation 2013 VA-INS $10,000
PROGRESSIVE NORTHERN INSURANCE Progressive insurance violation 2013 VA-INS $221,905
ELEPHANT INSURANCE COMPANY Admiral Group insurance violation 2013 VA-INS $6,154
GENWORTH LIFE AND ANNUITY INS Genworth Financial insurance violation 2014 VA-INS $13,000
SENTINEL INSURANCE COMPANY LTD Hartford Financial Services insurance violation 2014 VA-INS $22,891
VICTORIA FIRE AND CASUALTY CO. Nationwide insurance violation 2014 VA-INS $72,400
ALLIED PROPERTY & CASUALTY INSURANCE Nationwide insurance violation 2014 VA-INS $16,201
ALLIED PROPERTY & CASUALTY INSURANCE Nationwide insurance violation 2014 VA-INS $5,530
PRUDENTIAL INSURANCE COMPANY Prudential Financial insurance violation 2014 VA-INS $5,000
Nationwide Property and Casualty Insurance Company Nationwide insurance violation 2014 VA-INS $225,800
CMFG LIFE INSURANCE COMPANY CUNA Mutual insurance violation 2014 VA-INS $21,000
TIME INSURANCE COMPANY Haven Holdings insurance violation 2014 VA-INS $19,000
NATIONAL UNION FIRE INSURANCE American International Group insurance violation 2014 VA-INS $8,000
LIBERTY INSURANCE CORPORATION Liberty Mutual Insurance insurance violation 2015 VA-INS $32,675
OLD REPUBLIC NATIONAL TITLE INSURANCE CO Old Republic International insurance violation 2015 VA-INS $5,000
ALLSTATE INSURANCE COMPANY Allstate insurance violation 2015 VA-INS $197,201
ESURANCE INSURANCE COMPANY Allstate insurance violation 2015 VA-INS $50,508
AUTO OWNERS INSURANCE COMPANY Auto-Owners Insurance insurance violation 2015 VA-INS $114,217
FEDERAL INSURANCE CO., Chubb Limited insurance violation 2015 VA-INS $132,761
TNUS INSURANCE COMPANY ET AL. Tokio Marine insurance violation 2015 VA-INS $120,233
PROGRESSIVE ADVANCED INSURANCE CO. Progressive insurance violation 2015 VA-INS $263,479
NATIONWIDE LIFE INSURANCE CO. Nationwide insurance violation 2015 VA-INS $16,340
HCC LIFE INSURANCE COMPANY Tokio Marine insurance violation 2015 VA-INS $9,000
COMPANION LIFE INSURANCE CO. BlueCross BlueShield of South Carolina insurance violation 2016 VA-INS $44,220
Download results as CSV or XML (maximum 10,000; for access to larger downloads contact Phil Mattera)