Reliance Standard Life Insurance Company | Tokio Marine | insurance violation | 2007 | OR-FIN | $5,000 |
Safety National Casualty Corporation | Tokio Marine | insurance violation | 2014 | TX-INS | $32,109 |
Safety National Casualty Corporation | Tokio Marine | insurance violation | 2015 | TX-INS | $5,000 |
Safety National Casualty Corporation | Tokio Marine | insurance violation | 2018 | TX-INS | $23,500 |
Safety National Casualty Corporation | Tokio Marine | insurance violation | 2019 | TX-INS | $5,000 |
AVEMCO INSURANCE COMPANY | Tokio Marine | insurance violation | 2002 | VA-INS | $12,000 |
TNUS INSURANCE COMPANY ET AL. | Tokio Marine | insurance violation | 2015 | VA-INS | $120,233 |
HCC LIFE INSURANCE COMPANY | Tokio Marine | insurance violation | 2015 | VA-INS | $9,000 |
TOKIO MARINE KILN SYNDICATES, LTD. | Tokio Marine | insurance violation | 2018 | VA-INS | $7,500 |
Producers Agriculture Insurance Company | Tokio Marine | insurance violation | 2019 | WA-INS | $50,000 |
Privilege Underwriters Reciprocal Exchange | Tokio Marine | insurance violation | 2020 | WA-INS | $20,000 |
HCC Life Insurance Company et al. | Tokio Marine | insurance violation | 2018 | MULTI-FIN | $5,000,000 |
Privilege Underwriters Reciprocal Exchange | Tokio Marine | insurance violation | 2020 | WA-INS | $5,000 |
Safety National Casualty Corp. | Tokio Marine | insurance violation | 2021 | TX-INS | $9,500 |
Safety National Casualty Corp. | Tokio Marine | insurance violation | 2021 | TX-INS | $15,500 |
Safety National Casualty Corp. | Tokio Marine | insurance violation | 2021 | TX-INS | $39,000 |
Privilege Underwriters Reciprocal Exchange | Tokio Marine | insurance violation | 2021 | VA-INS | $19,295 |
Philadelphia Indemnity Insurance Company | Tokio Marine | insurance violation | 2022 | TX-INS | $40,000 |
Producers Agriculture Insurance Company | Tokio Marine | insurance violation | 2022 | ND-INS | $5,000 |
Producers Agriculture Insurance Company | Tokio Marine | insurance violation | 2022 | SD-INS | $45,000 |
Safety National Casualty Corporation | Tokio Marine | insurance violation | 2022 | TX-INS | $12,500 |
Safety National Casualty Corporation | Tokio Marine | insurance violation | 2022 | TX-INS | $9,000 |
Safety National Casualty Corporation | Tokio Marine | insurance violation | 2022 | TX-INS | $34,500 |
Safety National Casualty Corporation | Tokio Marine | insurance violation | 2022 | TX-INS | $22,000 |
Reliance Standard Life Insurance Company | Tokio Marine | insurance violation | 2022 | CT-INS | $9,000 |
Safety National Casualty Corporation | Tokio Marine | insurance violation | 2023 | TX-INS | $10,000 |
Tokio Marine America Insurance Company | Tokio Marine | insurance violation | 2023 | NY-DFS | $360,000 |
Safety National Casualty Corp. | Tokio Marine | insurance violation | 2023 | TX-INS | $19,000 |
Privilege Underwriters Reciprocal Exchange | Tokio Marine | economic sanction violation | 2023 | OFAC | $466,200 |
Safety National Casualty Corporation | Tokio Marine | insurance violation | 2023 | TX-INS | $17,000 |
TD Bank, National Association | Toronto-Dominion Bank | banking violation | 2013 | OCC | $37,500,000 |
ConvergEx Group LLC | Toronto-Dominion Bank | fraud | 2014 | DOJ_CRIMINAL | $43,800,000 |
ConvergEx Group | Toronto-Dominion Bank | investor protection violation | 2013 | SEC | $107,424,429 |
TD Bank | Toronto-Dominion Bank | investor protection violation | 2013 | SEC | $15,000,000 |
TD Waterhouse Investor Services, Inc. | Toronto-Dominion Bank | investor protection violation | 2004 | SEC | $2,000,000 |
SG Cowen & Co., LLC f/k/a SG Cowen Securities Corporation | Toronto-Dominion Bank | investor protection violation | 2004 | SEC | $125,000 |
SG Cowen Securities Corporation | Toronto-Dominion Bank | investor protection violation | 2003 | SEC | $5,000,000 |
Toronto-Dominion Bank | Toronto-Dominion Bank | economic sanction violation | 2017 | OFAC | $516,105 |
TD Waterhouse Investor Services, Inc. | Toronto-Dominion Bank | wage and hour violation | 2005 | WHD | $55,208 |
TD Banknorth | Toronto-Dominion Bank | labor relations violation | 2006 | NLRB | $5,000 |
TD Securities (USA) LLC | Toronto-Dominion Bank | investor protection violation | 2016 | SEC | $500,000 |
TD Bank | Toronto-Dominion Bank | wage and hour violation | 2015 | private lawsuit-federal | $9,900,000 |
TD Bank | Toronto-Dominion Bank | wage and hour violation | 2014 | private lawsuit-federal | $6,000,000 |
TD Bank | Toronto-Dominion Bank | wage and hour violation | 2013 | private lawsuit-federal | $975,000 |
TD Bank | Toronto-Dominion Bank | wage and hour violation | 2010 | private lawsuit-federal | $375,000 |
TD Options LLC | Toronto-Dominion Bank | investor protection violation | 2009 | SEC | $1,000,000 |
Convergex Execution Solutions LLC | Toronto-Dominion Bank | data submission deficiencies | 2018 | SEC | $2,750,000 |
TD Bank | Toronto-Dominion Bank | privacy violation | 2014 | MA-AG | $625,000 |
TD Bank, N.A. | Toronto-Dominion Bank | privacy violation | 2014 | MULTI-AG | $850,000 |
TD Bank, N.A. | Toronto-Dominion Bank | consumer protection violation | 2020 | CFPB | $122,000,000 |
Cowen and Company, LLC | Toronto-Dominion Bank | investor protection violation | 2008 | FINRA | $150,000 |
SG Cowen, LLC | Toronto-Dominion Bank | investor protection violation | 2004 | FINRA | $800,000 |
TD Waterhouse Investor Services, Inc. | Toronto-Dominion Bank | investor protection violation | 2004 | FINRA | $150,000 |
TD Bank, N.A. | Toronto-Dominion Bank | economic sanction violation | 2021 | OFAC | $115,005 |
TD Securities (USA) LLC | Toronto-Dominion Bank | investor protection violation | 2022 | SEC | $152,955 |
TD Securities (USA) LLC | Toronto-Dominion Bank | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $20,833,333 |
TD Bank N.A. | Toronto-Dominion Bank | consumer protection violation | 2023 | private lawsuit-federal | $2,250,000 |
TD Bank N.A. | Toronto-Dominion Bank | consumer protection violation | 2022 | private lawsuit-federal | $4,245,000 |
TD Bank N.A. | Toronto-Dominion Bank | consumer protection violation | 2022 | private lawsuit-federal | $41,500,000 |
TD Bank N.A. | Toronto-Dominion Bank | consumer protection violation | 2020 | private lawsuit-federal | $70,000,000 |
TD Bank N.A. | Toronto-Dominion Bank | consumer protection violation | 2013 | private lawsuit-federal | $62,000,000 |
TD Bank, N.A. | Toronto-Dominion Bank | consumer protection violation | 2017 | private lawsuit-federal | $500,000 |
TD Bank N.A. | Toronto-Dominion Bank | consumer protection violation | 2023 | private lawsuit-federal | $11,900,000 |
TD Bank N.A. | Toronto-Dominion Bank | consumer protection violation | 2023 | private lawsuit-federal | $4,900,000 |
TP ICAP PLC | TP ICAP PLC | price-fixing or anti-competitive practices | 2023 | private lawsuit-federal | $2,375,000 |
TP ICAP plc | TP ICAP PLC | price-fixing or anti-competitive practices | 2023 | private lawsuit-federal | $2,100,000 |
Nyrstar Clarksville, Inc. | Trafigura | railroad safety violation | 2010 | FRA | $5,000 |
NYRSTAR CLARKSVILLE, INC. | Trafigura | railroad safety violation | 2009 | FRA | $10,000 |
Trafigura AG | Trafigura | wage and hour violation | 2007 | WHD | $11,839 |
Trafigura Beheer B.V. Amsterdam | Trafigura | environmental violation | 2012 | CA-ARB | $10,000 |
Nyrstar Clarksville | Trafigura | environmental violation | 2019 | TN-ENV | $181,482 |
Nyrstar Clarksville | Trafigura | environmental violation | 2019 | TN-ENV | $622,389 |
Nyrstar Tennessee Mines - Gordonsville, LLC | Trafigura | environmental violation | 2017 | TN-ENV | $41,760 |
Nyrstar Gordonsville LLC | Trafigura | environmental violation | 2013 | TN-ENV | $5,000 |
Nyrstar Clarksville Inc. | Trafigura | environmental violation | 2023 | TN-ENV | $17,500 |
NYRSTAR CLARKSVILLE, INC. | Trafigura | workplace safety or health violation | 2020 | OSHA | $28,916 |
NYRSTAR CLARKSVILLE INC. | Trafigura | workplace safety or health violation | 2022 | OSHA | $14,400 |
NYRSTAR CLARKSVILLE, INC. | Trafigura | environmental violation | 2010 | EPA | $45,524 |
Trafigura AG | Trafigura | environmental violation | 2012 | EPA | $73,465 |
Trafigura AG | Trafigura | environmental violation | 2015 | EPA | $21,450 |
Nyrstar Tennessee Mines, Strawberry Plains LLC | Trafigura | workplace safety or health violation | 2020 | MSHA | $6,159 |
Nyrstar Tennessee Mines, Strawberry Plains LLC | Trafigura | workplace safety or health violation | 2014 | MSHA | $8,600 |
Nyrstar Tennessee Mines, Strawberry Plains LLC | Trafigura | workplace safety or health violation | 2010 | MSHA | $5,080 |
Nyrstar Tennessee Mines, Strawberry Plains LLC | Trafigura | workplace safety or health violation | 2010 | MSHA | $5,080 |
Nyrstar Tennessee Mines, Strawberry Plains LLC | Trafigura | workplace safety or health violation | 2010 | MSHA | $18,271 |
Nyrstar Tennessee Mines, Strawberry Plains LLC | Trafigura | workplace safety or health violation | 2019 | MSHA | $5,776 |
Nyrstar Tennessee Mines, Strawberry Plains LLC | Trafigura | workplace safety or health violation | 2009 | MSHA | $25,000 |
Nyrstar Tennessee Mines, Strawberry Plains LLC | Trafigura | workplace safety or health violation | 2021 | MSHA | $6,232 |
Nyrstar Tennessee Mines, Strawberry Plains LLC | Trafigura | workplace safety or health violation | 2022 | MSHA | $11,500 |
Nyrstar Tennessee Mines, Strawberry Plains LLC | Trafigura | workplace safety or health violation | 2022 | MSHA | $41,474 |
Nyrstar Tennessee Mines, Strawberry Plains LLC | Trafigura | workplace safety or health violation | 2022 | MSHA | $6,725 |
Nyrstar Tennessee Mines, Strawberry Plains LLC | Trafigura | workplace safety or health violation | 2022 | MSHA | $6,725 |
Nyrstar Tennessee Mines, Strawberry Plains LLC | Trafigura | workplace safety or health violation | 2018 | MSHA | $5,903 |
Nyrstar Tennessee Mines, Strawberry Plains LLC | Trafigura | workplace safety or health violation | 2022 | MSHA | $18,926 |
Nyrstar Tennessee Mines, Strawberry Plains LLC | Trafigura | workplace safety or health violation | 2022 | MSHA | $21,029 |
Nyrstar Tennessee Mines, Strawberry Plains LLC | Trafigura | workplace safety or health violation | 2014 | MSHA | $5,000 |
Nyrstar Tennessee Mines, Strawberry Plains LLC | Trafigura | workplace safety or health violation | 2011 | MSHA | $12,790 |
Nyrstar Tennessee Mines, Strawberry Plains LLC | Trafigura | workplace safety or health violation | 2009 | MSHA | $16,830 |
Nyrstar Tennessee Mines, Strawberry Plains LLC | Trafigura | workplace safety or health violation | 2009 | MSHA | $9,951 |
Nyrstar Tennessee Mines - Gordonsville, LLC | Trafigura | workplace safety or health violation | 2012 | MSHA | $7,115 |
Nyrstar Tennessee Mines - Gordonsville, LLC | Trafigura | workplace safety or health violation | 2014 | MSHA | $8,209 |