Violation Tracker Industry Summary Page

Industry: 
financial services
Penalty Total since 2000: 
$336,354,784,532
Number of Records: 
7,048
Note: 
The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.

Top 10 Parent CompaniesTotal Penalty $Number of Records
Bank of America$82,901,469,908264
JPMorgan Chase$36,060,746,133196
Citigroup$25,540,645,217156
Wells Fargo$21,874,892,841221
Deutsche Bank$18,341,457,30276
UBS$16,854,236,33499
Goldman Sachs$16,386,580,99666
NatWest Group PLC$13,516,771,85733
BNP Paribas$12,147,863,95019
Credit Suisse$10,732,400,12649


Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.
Download results as CSV or XML (maximum 10,000; for access to larger downloads contact Phil Mattera)
Company Parent Primary Offense Typesort icon Year Agency Penalty Amount
PNC Financial Services Group, Inc. PNC Financial Services wage and hour violation 2020 private lawsuit-federal $2,750,000
Farmers Insurance Exchange Farmers Insurance Exchange wage and hour violation 2020 private lawsuit-federal $5,400,000
U.S. Bank National Association U.S. Bancorp wage and hour violation 2020 private lawsuit-federal $6,500,000
JPMorgan Chase Bank, N.A. JPMorgan Chase wage and hour violation 2020 private lawsuit-federal $3,750,000
Wells Fargo Bank Wells Fargo wage and hour violation 2020 private lawsuit-federal $10,928,870
Wells Fargo Bank, N.A. Wells Fargo wage and hour violation 2020 private lawsuit-federal $25,696,122
RR Donnelley Chatham Asset Management wage and hour violation 2020 IL-DOL $30,000
Nuveen Services LLC TIAA wage and hour violation 2018 IL-DOL $27,983
FIRST MIDWEST BANK Old National Bancorp wage and hour violation 2018 IL-DOL $15,000
ZURICH AMERICAN INS CO Zurich Insurance wage and hour violation 2018 IL-DOL $13,865
TIAA Bank, FSB TIAA wage and hour violation 2020 private lawsuit-federal $3,500,000
Aon Hewitt Health Market Insurance Solutions, Inc. Aon wage and hour violation 2021 private lawsuit-federal $1,250,000
American Express Travel Related Services Co. American Express wage and hour violation 2021 WHD $5,663
Old Republic National Title Insurance Company Old Republic International wage and hour violation 2021 NY-AG $1,000,000
Wells Fargo Bank, N.A. Wells Fargo wage and hour violation 2021 private lawsuit-federal $95,696,122
Imperial Sugar Company Louis Dreyfus workplace safety or health violation 2010 OSHA $6,050,000
Broadspire Services, Inc. Crawford & Co. workplace safety or health violation 2011 MO-AG $28,500
CITIMORTGAGE, INC. Citigroup workplace safety or health violation 2007 OSHA $5,097
R.R. DONNELLEY & SONS COMPANY Chatham Asset Management workplace safety or health violation 2002 OSHA $55,000
AMERICAN INTERNATIONAL GROUP American International Group workplace safety or health violation 2003 OSHA $5,900
R.R. DONNELLEY Chatham Asset Management workplace safety or health violation 2004 OSHA $5,000
WHEELABRATOR SHASTA ENERGY CO. Macquarie workplace safety or health violation 2000 OSHA $10,275
THE CAPITAL GROUP COMPANIES INC Capital Group workplace safety or health violation 2005 OSHA $5,000
BANK OF AMERICA Bank of America workplace safety or health violation 2003 OSHA $5,000
DEPOSITORY TRUST & CLEARING CORP. Depository Trust workplace safety or health violation 2000 OSHA $13,000
RR DONNELLEY & SONS COMPANY Chatham Asset Management workplace safety or health violation 2001 OSHA $5,000
GARNER PRINTING Chatham Asset Management workplace safety or health violation 2001 OSHA $6,000
SPENCER PRESS OF MAINE, INC. Chatham Asset Management workplace safety or health violation 2001 OSHA $10,500
ALLSTATE Allstate workplace safety or health violation 2002 OSHA $69,500
WELLS FARGO SECURITIES, LLC. Wells Fargo workplace safety or health violation 2004 OSHA $5,000
WASHINGTON MUTUAL JPMorgan Chase workplace safety or health violation 2007 OSHA $5,000
KEYBANK NATIONAL ASSOCIATION KeyCorp workplace safety or health violation 2004 OSHA $28,000
SPENCER PRESS OF MAINE INC. Chatham Asset Management workplace safety or health violation 2005 OSHA $35,000
RR DONNELLEY Chatham Asset Management workplace safety or health violation 2006 OSHA $11,000
INTERNATIONAL AUTOMOTIVE COMPONENTS GROUP N.A. INC Invesco workplace safety or health violation 2007 OSHA $5,200
BOWNE & COMPANY, INC. Chatham Asset Management workplace safety or health violation 2006 OSHA $5,250
PRO LINE PRINTING, INC. Chatham Asset Management workplace safety or health violation 2007 OSHA $5,000
LOUIS DREYFUS CITRUS INC. Louis Dreyfus workplace safety or health violation 2006 OSHA $9,800
INTERNATIONAL AUTOMOTIVE COMPONENTS Invesco workplace safety or health violation 2007 OSHA $5,625
R.R. DONNELLEY & SONS COMPANY Chatham Asset Management workplace safety or health violation 2007 OSHA $5,100
IMPERIAL SUGAR COMPANY; IMPERIAL-SAVANNAH, L.P. Louis Dreyfus workplace safety or health violation 2008 OSHA $4,050,000
IMPERIAL SUGAR COMPANY; IMPERIAL-SAVANNAH, L.P.: I Louis Dreyfus workplace safety or health violation 2008 OSHA $2,000,000
INTERNATIONAL AUTOMOTIVE COMPONENTS GROUP N.A. INC Invesco workplace safety or health violation 2008 OSHA $59,000
R R DONNELLEY Chatham Asset Management workplace safety or health violation 2009 OSHA $7,500
CITIBANK, N.A. Citigroup workplace safety or health violation 2010 OSHA $5,000
FARMERS INSURANCE EXCHANGE Farmers Insurance Exchange workplace safety or health violation 2009 OSHA $10,000
IMPERIAL SUGAR CO. Louis Dreyfus workplace safety or health violation 2010 OSHA $7,200
RR DONNELLEY INC Chatham Asset Management workplace safety or health violation 2012 OSHA $7,750
FIDELITY INVESTMENTS INSTITUTIONAL OPERATIONS, INC Fidelity Investments workplace safety or health violation 2011 OSHA $7,000
FARMERS INSURANCE EXCHANGE Farmers Insurance Exchange workplace safety or health violation 2010 OSHA $5,000
INTERNATIONAL AUTOMOTIVE COMPONENTS Invesco workplace safety or health violation 2009 OSHA $6,000
ALLO COMMUNICATIONS Nelnet workplace safety or health violation 2011 OSHA $10,500
IMPERIAL SUGAR COMPANY; IMPERIAL-SAVANNAH, L.P. Louis Dreyfus workplace safety or health violation 2011 OSHA $13,600
R.R. DONNELLEY & SONS COMPANY Chatham Asset Management workplace safety or health violation 2010 OSHA $12,600
BANK OF AMERICA Bank of America workplace safety or health violation 2011 OSHA $6,600
R.R. DONNELLEY Chatham Asset Management workplace safety or health violation 2010 OSHA $11,600
THE HARTFORD FINANCIAL SERVICES GROUP, INC. Hartford Financial Services workplace safety or health violation 2011 OSHA $5,600
WHEELABRATOR SHASTA ENERGY CO, INC Macquarie workplace safety or health violation 2010 OSHA $10,000
WHEELABRATOR PORTSMOUTH Macquarie workplace safety or health violation 2010 OSHA $6,890
INTERNATIONAL AUTOMOTIVE COMPONENTS Invesco workplace safety or health violation 2010 OSHA $8,750
R.R. DONNELLEY & SONS COMPANY Chatham Asset Management workplace safety or health violation 2012 OSHA $5,950
GS ASSET MANAGEMENT First Merchants Corp. workplace safety or health violation 2011 OSHA $23,400
RR DONNELLEY Chatham Asset Management workplace safety or health violation 2011 OSHA $6,400
RR DONNELLEY Chatham Asset Management workplace safety or health violation 2011 OSHA $12,435
IAC Invesco workplace safety or health violation 2013 OSHA $9,025
WHEELABRATOR ENERGY COMPANY, INCORPORATED Macquarie workplace safety or health violation 2011 OSHA $15,000
IAC SPARTANBURG Invesco workplace safety or health violation 2011 OSHA $7,277
IAC GROUP NORTH AMERICA ANNISTON PLANT, LLC Invesco workplace safety or health violation 2011 OSHA $5,850
PROGRESSIVE, INC. Progressive workplace safety or health violation 2012 OSHA $29,000
RR DONNELLEY RENO OFFSET Chatham Asset Management workplace safety or health violation 2011 OSHA $5,024
COMMUNICORP INC. Aflac workplace safety or health violation 2011 OSHA $9,900
UNUM GROUP CORPORATION Unum workplace safety or health violation 2011 OSHA $5,400
IAC MADISONVILLE LLC Invesco workplace safety or health violation 2014 OSHA $5,000
IAC DAYTON LLC Invesco workplace safety or health violation 2013 OSHA $5,775
THEO. DAVIS SONS, INCORPORATED Chatham Asset Management workplace safety or health violation 2013 OSHA $6,750
DITECH INC Ditech Holding Corporation workplace safety or health violation 2014 OSHA $5,880
INTERNATIONAL AUTOMOTIVE COMPONENTS Invesco workplace safety or health violation 2014 OSHA $5,000
IAC SPRINGFIELD, LLC Invesco workplace safety or health violation 2014 OSHA $9,100
IAC MADISONVILLE LLC Invesco workplace safety or health violation 2014 OSHA $7,500
IAC HURON, LLC Invesco workplace safety or health violation 2011 OSHA $20,940
AMERICAN FAMILY INSURANCE American Family Insurance workplace safety or health violation 2012 OSHA $12,500
CINCINNATI BELL TELEPHONE Macquarie workplace safety or health violation 2012 OSHA $13,500
RR DONNELLY COMPANY Chatham Asset Management workplace safety or health violation 2012 OSHA $17,000
STATE FARM INSURANCE State Farm Insurance workplace safety or health violation 2012 OSHA $8,160
THE KEMPER COMPANY Kemper workplace safety or health violation 2012 OSHA $9,800
R.R. DONNELLEY Chatham Asset Management workplace safety or health violation 2013 OSHA $15,400
THE GAS COMPANY, LLC Macquarie workplace safety or health violation 2013 OSHA $7,000
THE GAS COMPANY, LLC Macquarie workplace safety or health violation 2013 OSHA $10,500
R. R. DONNELLEY AND SONS COMPANY Chatham Asset Management workplace safety or health violation 2013 OSHA $7,000
DEUTSCHE BANK USA Deutsche Bank workplace safety or health violation 2013 OSHA $5,250
WELLS FARGO BANK #1692 Wells Fargo workplace safety or health violation 2013 OSHA $12,000
RR DONNELLEY ATLANTA Chatham Asset Management workplace safety or health violation 2014 OSHA $6,352
CITICORP CREDIT CARD SERVICES, INC. (USA) Citigroup workplace safety or health violation 2014 OSHA $7,650
RR DONNELLEY & SONS COMPANY Chatham Asset Management workplace safety or health violation 2014 OSHA $6,510
IAC SPRINGFIELD LLC Invesco workplace safety or health violation 2014 OSHA $6,350
IAC GROUP NORTH AMERICA ANNISTON PLANT, LLC Invesco workplace safety or health violation 2014 OSHA $6,300
ANDERSON LA Chatham Asset Management workplace safety or health violation 2014 OSHA $19,875
RR DONNELLEY & SONS COMPANY Chatham Asset Management workplace safety or health violation 2015 OSHA $5,000
U.S. BANCORP DBA US BANK MT. VERNON IL OFFICE U.S. Bancorp workplace safety or health violation 2015 OSHA $8,775
FIDELITY NATIONAL FINANCIAL, INC. Fidelity National Financial workplace safety or health violation 2015 OSHA $5,605
GE ENERGY MANAGEMENT GRID SOLUTIONS, LLC Synchrony Financial workplace safety or health violation 2015 OSHA $22,300
Download results as CSV or XML (maximum 10,000; for access to larger downloads contact Phil Mattera)