AmeriSave Mortgage Corp. |
AmeriSave Mortgage |
consumer protection violation |
2009 |
KY-FIN |
$18,000 |
AmeriSave Mortgage Corp. |
AmeriSave Mortgage |
consumer protection violation |
2019 |
KY-FIN |
$5,000 |
AmeriSave Mortgage Corp. |
AmeriSave Mortgage |
consumer protection violation |
2010 |
MA-BKG |
$25,000 |
Amerisave Mortgage Corporation |
AmeriSave Mortgage |
consumer protection violation |
2009 |
PA-BKG |
$50,000 |
Amerisave Mortgage Corporation |
AmeriSave Mortgage |
investor protection violation |
2013 |
MULTI-FIN |
$2,300,000 |
AmeriSave Mortgage Corporation |
AmeriSave Mortgage |
privacy violation |
2020 |
private lawsuit-federal |
$6,250,000 |
Ameritas Investment Corp. |
Ameritas Mutual Holding Company |
investor protection violation |
2015 |
SEC |
$200,000 |
Ameritas Life Insurance Corp |
Ameritas Mutual Holding Company |
wage and hour violation |
2017 |
WHD |
$9,019 |
Ameritas Investment Corp. |
Ameritas Mutual Holding Company |
investor protection violation |
2019 |
SEC |
$3,389,174 |
Ameritas Investment Corp. |
Ameritas Mutual Holding Company |
insurance violation |
2019 |
CA-INS |
$15,000 |
Ameritas Life Insurance Corp. |
Ameritas Mutual Holding Company |
insurance violation |
2019 |
CT-INS |
$5,000 |
Ameritas Investment Corp. |
Ameritas Mutual Holding Company |
investor protection violation |
2014 |
IA-INS |
$10,000 |
Ameritas Investment Corp. |
Ameritas Mutual Holding Company |
investor protection violation |
2008 |
NE-DBF |
$11,000 |
Ameritas Life Insurance Corp. |
Ameritas Mutual Holding Company |
insurance violation |
2015 |
NJ-DBI |
$2,524,290 |
Ameritas Life Insurance Corp. of New York |
Ameritas Mutual Holding Company |
insurance violation |
2015 |
NY-DFS |
$72,975 |
Ameritas Life Insurance Corp. |
Ameritas Mutual Holding Company |
insurance violation |
2006 |
OR-FIN |
$5,000 |
Ameritas Investment Corporation |
Ameritas Mutual Holding Company |
investor protection violation |
2003 |
TX-SEC |
$25,000 |
AMERITAS LIFE INSURANCE CORP |
Ameritas Mutual Holding Company |
insurance violation |
2001 |
VA-INS |
$9,000 |
Ameritas Life Insurance Corp |
Ameritas Mutual Holding Company |
insurance violation |
2017 |
WA-INS |
$10,000 |
Ameritas Life Insurance Corp |
Ameritas Mutual Holding Company |
insurance violation |
2019 |
WA-INS |
$50,000 |
Ameritas Investment Company LLC |
Ameritas Mutual Holding Company |
investor protection violation |
2020 |
PA-BKG |
$100,000 |
Amica Mutual Insurance Co. |
Amica Mutual Insurance |
consumer protection violation |
2012 |
MA-AG |
$837,384 |
Amica Mutual Insurance Co. |
Amica Mutual Insurance |
insurance violation |
2007 |
MA-INS |
$12,000 |
Amica Mutual Insurance Co. |
Amica Mutual Insurance |
insurance violation |
2016 |
MD-INS |
$7,500 |
Amica Mutual Insurance Company |
Amica Mutual Insurance |
insurance violation |
2018 |
NY-DFS |
$20,000 |
Amica Mutual Insurance Company |
Amica Mutual Insurance |
insurance violation |
2018 |
TX-INS |
$10,000 |
AMICA MUTUAL INSURANCE COMPANY |
Amica Mutual Insurance |
insurance violation |
2002 |
VA-INS |
$14,000 |
Amica Mutual Insurance Company |
Amica Mutual Insurance |
insurance violation |
2018 |
WA-INS |
$20,000 |
Amica Mutual Insurance Co. |
Amica Mutual Insurance |
insurance violation |
2020 |
TX-INS |
$120,000 |
AmTrust Financial Services Inc. |
AmTrust Financial Services |
investor protection violation |
2020 |
SEC |
$10,300,000 |
Aon Corporation |
Aon |
Foreign Corrupt Practices Act |
2011 |
DOJ_CRIMINAL |
$1,760,000 |
Aon Corporation |
Aon |
Foreign Corrupt Practices Act |
2011 |
SEC |
$14,545,020 |
Hewitt Associates LLC |
Aon |
wage and hour violation |
2010 |
WHD |
$48,103 |
AON Consulting Corporation Inc |
Aon |
wage and hour violation |
2004 |
WHD |
$47,131 |
Aon |
Aon |
wage and hour violation |
2011 |
private lawsuit-state |
$10,500,000 |
Hewitt Associates |
Aon |
wage and hour violation |
2009 |
private lawsuit-federal |
$4,900,000 |
Aon Corporation |
Aon |
benefit plan administrator violation |
2010 |
private lawsuit-federal |
$1,800,000 |
Aon Corp. |
Aon |
consumer protection violation |
2008 |
FL-AG |
$4,000,000 |
Aon Corporation |
Aon |
price-fixing or anti-competitive practices |
2005 |
MULTI-AG |
$190,000,000 |
AON SERVICE CORPORATION |
Aon |
wage and hour violation |
2017 |
WHD |
$7,406 |
Aon Risk Services Inc. of Washington |
Aon |
insurance violation |
2002 |
AK-INS |
$5,000 |
Aon Risk Services Inc. of Pennsylvania |
Aon |
insurance violation |
2005 |
MA-INS |
$19,000 |
Aon Risk Services Northeast |
Aon |
insurance violation |
2014 |
MA-INS |
$15,000 |
AON Risk Services Inc |
Aon |
insurance violation |
2004 |
NJ-DBI |
$10,000 |
Affinity Insurance Services Inc. |
Aon |
insurance violation |
2004 |
PA-INS |
$5,000 |
Affinity Insurance Services Inc. |
Aon |
insurance violation |
2006 |
PA-INS |
$40,000 |
Aon Risk Services Central Inc. |
Aon |
insurance violation |
2008 |
PA-INS |
$5,000 |
Arab Banking Corp. |
Arab Banking Corp. |
economic sanction violation |
2004 |
OFAC |
$5,500 |
Arch Insurance Company |
Arch Capital |
consumer protection violation |
2010 |
MD-AG |
$460,000 |
Arch Insurance Co. |
Arch Capital |
insurance violation |
2019 |
ID-INS |
$5,000 |
Arch Insurance Co. |
Arch Capital |
insurance violation |
2016 |
MO-INS |
$145,000 |
Arch Insurance Co. |
Arch Capital |
insurance violation |
2013 |
MT-INS |
$29,075 |
Arch Insurance Company |
Arch Capital |
insurance violation |
2019 |
NY-DFS |
$5,000,000 |
Arch Insurance Company |
Arch Capital |
insurance violation |
2010 |
TX-INS |
$14,000 |
Arch Insurance Company |
Arch Capital |
insurance violation |
2012 |
TX-INS |
$26,500 |
Arch Insurance Company |
Arch Capital |
insurance violation |
2014 |
TX-INS |
$40,143 |
Arch Insurance Company |
Arch Capital |
insurance violation |
2014 |
TX-INS |
$10,000 |
Arch Insurance Company |
Arch Capital |
insurance violation |
2015 |
TX-INS |
$19,000 |
Arch Insurance Company |
Arch Capital |
insurance violation |
2016 |
TX-INS |
$32,500 |
Arch Insurance Company |
Arch Capital |
insurance violation |
2017 |
TX-INS |
$5,000 |
Arch Insurance Company |
Arch Capital |
insurance violation |
2018 |
TX-INS |
$7,000 |
Arch Indemnity Insurance Company |
Arch Capital |
insurance violation |
2019 |
TX-INS |
$10,250 |
Arch Insurance Company |
Arch Capital |
insurance violation |
2019 |
VA-INS |
$26,447 |
Arch Insurance Company |
Arch Capital |
insurance violation |
2011 |
WA-INS |
$20,000 |
Arch Insurance Company |
Arch Capital |
insurance violation |
2017 |
MULTI-FIN |
$1,017,000 |
Arch Insurance Co. |
Arch Capital |
insurance violation |
2020 |
WA-INS |
$10,000 |
Friedman, Billings, Ramsey & Co., Inc. |
Arlington Asset Investment Corp. |
insider trading |
2006 |
SEC |
$3,755,839 |
Friedman, Billings, Ramsey & Co., Inc. |
Arlington Asset Investment Corp. |
investor protection violation |
2004 |
SEC |
$125,000 |
First NLC |
Arlington Asset Investment Corp. |
wage and hour violation |
2007 |
private lawsuit-federal |
$14,000,000 |
Arthur J. Gallagher |
Arthur J. Gallagher & Co. |
wage and hour violation |
2011 |
private lawsuit-federal |
$3,900,000 |
Arthur J. Gallagher & Co. |
Arthur J. Gallagher & Co. |
consumer protection violation |
2005 |
IL-AG |
$27,000,000 |
Gallagher Benefit Services, Inc. |
Arthur J. Gallagher & Co. |
insurance violation |
2014 |
NJ-DBI |
$5,000 |
Arthur J. Gallagher Risk Management Services, Inc. |
Arthur J. Gallagher & Co. |
insurance violation |
2018 |
TX-INS |
$6,300 |
Arthur J. Gallagher Risk Management Services, Inc. |
Arthur J. Gallagher & Co. |
insurance violation |
2020 |
TX-INS |
$7,025 |
Arthur J. Gallagher Risk Management Services, Inc. |
Arthur J. Gallagher & Co. |
insurance violation |
2020 |
TX-INS |
$9,675 |
Generali U.S. Branch |
Assicurazioni Generali |
insurance violation |
2017 |
MULTI-FIN |
$492,000 |
Associated Bank, N.A. |
Associated Banc-Corp |
discriminatory practices (non-employment) |
2015 |
HUD |
$200,000,000 |
Associated Banc-Corp |
Associated Banc-Corp |
wage and hour violation |
2012 |
private lawsuit-federal |
$1,275,000 |
Assurant Inc. |
Assurant |
accounting fraud or deficiencies |
2010 |
SEC |
$3,500,000 |
American Bankers Insurance Co. |
Assurant |
consumer protection violation |
2006 |
MA-AG |
$20,000 |
American Security Insurance Co. |
Assurant |
consumer protection violation |
2017 |
MA-AG |
$6,300,000 |
American Security Insurance Co. |
Assurant |
consumer protection violation |
2015 |
MA-AG |
$565,000 |
American Security Insurance Co. |
Assurant |
consumer protection violation |
2019 |
MS-AG |
$767,394 |
Union Security Insurance Company |
Assurant |
consumer protection violation |
2007 |
MA-AG |
$28,000 |
Union Security Life Insurance Co |
Assurant |
consumer protection violation |
2000 |
MA-AG |
$1,000,000 |
American Security Insurance Company |
Assurant |
employment discrimination |
2020 |
EEOC |
$49,000 |
American Bankers Insurance Company of Florida |
Assurant |
insurance violation |
2011 |
AZ-INS |
$36,000 |
John Alden Life Insurance Co. |
Assurant |
insurance violation |
2013 |
AZ-INS |
$90,000 |
Union Security Insurance Co. |
Assurant |
insurance violation |
2013 |
AZ-INS |
$40,000 |
American Bankers Insurance Company of Florida et al. |
Assurant |
insurance violation |
2004 |
CA-INS |
$150,000 |
American Bankers Insurance Company of Florida et al. |
Assurant |
insurance violation |
2005 |
CA-INS |
$250,000 |
American Bankers Life Assurance Company of Florida et al. |
Assurant |
insurance violation |
2008 |
CA-INS |
$750,000 |
John Alden Life Insurance Co. |
Assurant |
insurance violation |
2012 |
CO-INS |
$86,500 |
Assurant Health |
Assurant |
insurance violation |
2008 |
CT-INS |
$2,100,000 |
American Bankers Insurance Company of Florida |
Assurant |
insurance violation |
2020 |
CT-INS |
$198,000 |
STANDARD GUARANTY INSURANCE COMPANY |
Assurant |
insurance violation |
2001 |
FL-OFR |
$6,000 |
Fortis Insurance Co. |
Assurant |
insurance violation |
2007 |
FL-OFR |
$11,000 |
American Bankers Life Assurance Company of Florida |
Assurant |
insurance violation |
2011 |
IL-INS |
$15,000 |
American Bankers Insurance Company of Florida |
Assurant |
insurance violation |
2007 |
IN-INS |
$87,500 |
American Bankers Insurance Company of Florida |
Assurant |
insurance violation |
2001 |
MA-INS |
$65,000 |
American Security Insurance Co. et al. |
Assurant |
insurance violation |
2017 |
MD-INS |
$25,000 |