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Violation Tracker Industry Summary Page

Industry: 
financial services
Penalty Total since 2000: 
$331,558,339,161
Number of Records: 
6,166
Note: 
The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.

Top 10 Parent CompaniesTotal Penalty $Number of Records
Bank of America$82,764,013,078219
JPMorgan Chase$35,819,302,225162
Citigroup$25,454,366,764125
Wells Fargo$21,358,750,745184
Deutsche Bank$18,286,625,30261
UBS$16,792,860,91083
Goldman Sachs$16,365,468,98744
Royal Bank of Scotland$13,473,904,00028
BNP Paribas$12,132,582,95017
Credit Suisse$10,410,557,62632


Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.
Download results as CSV or XML (maximum 10,000; for access to larger downloads contact Phil Mattera)
Companysort icon Parent Primary Offense Type Year Agency Penalty Amount
Bank of America Bank of America export control violation 2017 BIS $44,625
Bank of America Bank of America Family and Medical Leave Act 2017 WHD $14,528
Bank of America Bank of America wage and hour violation 2017 private lawsuit-federal $6,000,000
Bank of America Bank of America wage and hour violation 2017 private lawsuit-federal $7,000,000
Bank of America Bank of America wage and hour violation 2017 private lawsuit-federal $1,900,000
Bank of America Bank of America wage and hour violation 2017 private lawsuit-federal $6,600,000
Bank of America Bank of America wage and hour violation 2016 private lawsuit-state $4,000,000
Bank of America Bank of America wage and hour violation 2016 private lawsuit-federal $3,250,000
Bank of America Bank of America wage and hour violation 2016 private lawsuit-federal $36,000,000
Bank of America Bank of America wage and hour violation 2016 private lawsuit-federal $2,250,000
Bank of America Bank of America wage and hour violation 2015 private lawsuit-federal $9,000,000
Bank of America Bank of America wage and hour violation 2013 private lawsuit-federal $73,000,000
Bank of America Bank of America wage and hour violation 2010 private lawsuit-state $16,650,000
Bank of America Bank of America wage and hour violation 2010 private lawsuit-federal $661,392
Bank of America Bank of America wage and hour violation 2007 private lawsuit-state $2,500,000
Bank of America Bank of America wage and hour violation 2006 private lawsuit-federal $9,000,000
Bank of America Bank of America wage and hour violation 2003 private lawsuit-state $4,100,000
Bank of America Bank of America wage and hour violation 2001 private lawsuit-state $22,000,000
Bank of America Bank of America investor protection violation 2012 MULTI-AG $2,430,000,000
Bank of America Bank of America investor protection violation 2013 MULTI-AG $500,000,000
Bank of America Bank of America mortgage abuses 2012 MULTI-AG (*) $2,382,415,075
Bank of America Bank of America price-fixing or anti-competitive practices 2010 MULTI-AG (*) $67,000,000
Bank of America Bank of America False Claims Act and related 2001 AK-AG $35,600,000
Bank of America Bank of America privacy violation 2009 CT-AG $350,000
Bank of America Bank of America fraud 2016 DC-AG $13,000,000
Bank of America Bank of America fraud 2010 DC-AG $13,502,852
Bank of America Bank of America consumer protection violation 2014 HI-AG $2,825,000
Bank of America Bank of America mortgage abuses 2015 MA-AG $675,000
Bank of America Bank of America discriminatory practices (non-employment) 2006 MA-AG $50,000
Bank of America Bank of America employment discrimination 2019 OFCCP $4,200,000
Bank of America Bank of America investor protection violation 2008 MULTI-FIN (*) $50,000,000
BANK OF AMERICA Bank of America workplace safety or health violation 2011 OSHA $6,600
BANK OF AMERICA Bank of America workplace safety or health violation 2003 OSHA $5,000
Bank of America Corp Bank of America employment discrimination 2013 OFCCP $2,181,593
Bank of America Corp Bank of America benefit plan administrator violation 2011 private lawsuit-federal $21,000,000
Bank of America Corp. Bank of America privacy violation 2010 MO-AG $195,000
Bank of America Corp. Bank of America consumer protection violation 2013 WV-AG $1,950,000
Bank of America Corp. Bank of America anti-money-laundering deficiencies 2006 NY-MANDA $7,500,000
BANK OF AMERICA CORPORATION Bank of America banking violation 2015 FED $205,000,000
Bank of America Corporation Bank of America banking violation 2012 FED $175,500,000
Bank of America Corporation Bank of America mortgage abuses 2014 DOJ $16,650,000,000
Bank of America Corporation Bank of America mortgage abuses 2012 DOJ $10,956,600,000
Bank of America Corporation Bank of America investor protection violation 2014 SEC $7,650,000
Bank of America Corporation Bank of America toxic securities abuses 2014 FHFA $9,300,000,000
Bank of America Corporation Bank of America investor protection violation 2009 SEC $33,000,000
Bank of America Corporation Bank of America wage and hour violation 2006 WHD $265,774
Bank of America Corporation Bank of America wage and hour violation 2004 WHD $5,972
Bank of America Corporation Bank of America investor protection violation 2014 SEC $20,000,000
Bank of America Corporation Bank of America mortgage abuses 2014 MULTI-AG (*) $943,000,000
Bank of America Corporation Bank of America privacy violation 2014 private lawsuit-federal $32,083,905
Bank of America Merrill Lynch Bank of America investor protection violation 2018 NY-AG $42,000,000
Bank of America N.A. Bank of America banking violation 2012 DOJ_RIGHTS $370,000,000
Bank of America N.A. Bank of America economic sanction violation 2014 OFAC $16,562,700
Bank Of America NA Bank of America environmental violation 2005 TX-ENV $12,480
Bank of America, N.A. Bank of America consumer protection violation 2014 CFPB $747,000,000
Bank of America, N.A. Bank of America wage and hour violation 2010 WHD $18,654
Bank of America, N.A. Bank of America interest rate benchmark manipulation 2018 CFTC $30,000,000
Bank of America, N.A. Bank of America consumer protection violation 2017 CA-MULTI $1,940,000
Bank of America, N.A. Bank of America Americans with Disabilities Act 2020 DOJ_RIGHTS $300,000
Bank of America, NA Bank of America wage and hour violation 2010 WHD $5,827
Bank of America, NA Bank of America discriminatory practices (non-employment) 2005 private lawsuit-federal $3,670,000
Bank of America, National Association Bank of America banking violation 2015 OCC $1,104,530
Bank of America, National Association Bank of America banking violation 2015 OCC $30,000,000
Bank of America, National Association Bank of America banking violation 2014 OCC $250,000,000
Bank of America, National Association Bank of America banking violation 2014 OCC $25,000,000
Bank of America, National Association Bank of America labor relations violation 2013 NLRB $18,634
Bank of America, National Association Bank of America environmental violation 2013 VA-ENV $27,625
Bank of China Bank of China economic sanction violation 2005 OFAC $11,000
Bank of China Bank of China economic sanction violation 2004 OFAC $10,000
Bank of China Bank of China banking violation 2002 OCC $10,000,000
Bank of China Bank of China banking violation 2018 OCC $12,500,000
Bank of Hampton Roads Union Bankshares Corp. banking violation 2011 FED $33,600
Bank of Hawaii Bank of Hawaii benefit plan administrator violation 2009 EBSA $2,500,000
Bank of Hawaii Bank of Hawaii wage and hour violation 2018 WHD $7,631
BANK OF KENTUCKY, INC., THE Truist Financial banking violation 2009 FDIC $30,415
Bank of Louisville Truist Financial investor protection violation 2002 KY-INS $27,000,000
Bank of New York Bank of New York Mellon economic sanction violation 2004 OFAC $137,500
Bank of New York Bank of New York Mellon economic sanction violation 2004 OFAC $34,623
Bank of New York Bank of New York Mellon economic sanction violation 2004 OFAC $27,500
Bank of New York Bank of New York Mellon economic sanction violation 2004 OFAC $5,500
Bank of New York Bank of New York Mellon economic sanction violation 2003 OFAC $24,750
Bank of New York Mellon Bank of New York Mellon banking violation 2015 USAO $714,000,000
Bank of New York Mellon Bank of New York Mellon benefit plan administrator violation 2015 EBSA $84,000,000
Bank of New York Mellon Bank of New York Mellon banking violation 2018 FED $16,000
Bank of New York Mellon Bank of New York Mellon investor protection violation 2018 SEC $54,000,000
Bank of New York Mellon Bank of New York Mellon investor protection violation 2013 FL-AG $28,000,000
Bank of New York Mellon Bank of New York Mellon employment discrimination 2010 NJ-AG $188,037
Bank of New York Mellon Bank of New York Mellon banking violation 2015 NY-AG $167,500,000
Bank of New York Mellon Bank of New York Mellon investor protection violation 2019 CFTC $750,000
Bank of New York Mellon (Shanghai Branch) Bank of New York Mellon export control violation 2011 BIS $30,000
Bank of New York Mellon Corp. Bank of New York Mellon investor protection violation 2011 MULTI-AG $1,300,000
Bank of New York Mellon Corporation Bank of New York Mellon banking violation 2017 FED $3,000,000
Bank of New York Mellon Corporation Bank of New York Mellon benefit plan administrator violation 2015 private lawsuit-federal $335,000,000
Bank of New York Mellon Corporation Bank of New York Mellon benefit plan administrator violation 2009 private lawsuit-federal $2,200,000
Bank of North Georgia Synovus Financial environmental violation 2011 GA-ENV $14,000
Bank of Nova Scotia Scotiabank investor protection violation 2018 CFTC $800,000
Bank of Nova Scotia Scotiabank price-fixing or anti-competitive practices 2020 DOJ_CRIMINAL $60,400,000
BANK OF THE CASCADES First Interstate Bancsystem banking violation 2008 FDIC $43,550
Bank of the West BNP Paribas employment discrimination 2011 EEOC $48,000
Bank of the West BNP Paribas wage and hour violation 2015 WHD $33,750
BANK OF THE WEST BNP Paribas banking violation 2011 FDIC $135,000
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