Louis Dreyfus Company LLC |
Louis Dreyfus |
railroad safety violation |
2017 |
FRA |
$8,250 |
Canyon Fuel Company LLC |
Trafigura |
workplace safety or health violation |
2018 |
MSHA |
$8,260 |
Canyon Fuel Company LLC |
Trafigura |
workplace safety or health violation |
2018 |
MSHA |
$8,260 |
HSBC North America Inc. |
HSBC |
wage and hour violation |
2006 |
WHD |
$8,273 |
Transamerica Life Insurance Co. |
Aegon |
insurance violation |
2017 |
MD-INS |
$8,300 |
Conseco Life Insurance Company |
CNO Financial |
insurance violation |
2003 |
OR-FIN |
$8,300 |
ACE American Reinsurance Company |
Chubb Limited |
insurance violation |
2006 |
OR-FIN |
$8,300 |
BROADRIDGE FINANCIAL SOLUTIONS, INC. |
Broadridge Financial Solutions |
workplace safety or health violation |
2019 |
OSHA |
$8,335 |
Canyon Fuel Company LLC |
Trafigura |
workplace safety or health violation |
2012 |
MSHA |
$8,349 |
HSBC Bank USA |
HSBC |
economic sanction violation |
2004 |
OFAC |
$8,375 |
The Insurance Company of the State of Pennsylvania |
American International Group |
insurance violation |
2014 |
TX-INS |
$8,397 |
The Insurance Company of the State of Pennsylvania |
American International Group |
insurance violation |
2018 |
TX-INS |
$8,400 |
Canyon Fuel Company LLC |
Trafigura |
workplace safety or health violation |
2007 |
MSHA |
$8,421 |
Sherwin Alumina Company, LLC |
Glencore |
workplace safety or health violation |
2015 |
MSHA |
$8,421 |
Provident Funding Associates, LP |
Provident Funding Associates |
wage and hour violation |
2008 |
WHD |
$8,453 |
Wells Fargo Advisors, LLC |
Wells Fargo |
investor protection violation |
2010 |
IN-SEC |
$8,495 |
Capmark Bank |
Capmark Bank |
banking violation |
2012 |
FDIC |
$8,500 |
California Physicians' Service dba Blue Shield of California |
California Physicians' Service |
insurance violation |
2018 |
CA-MHC |
$8,500 |
Nationwide Mutual Insurance Co. |
Nationwide |
insurance violation |
2007 |
CO-INS |
$8,500 |
Fifth Third Securities, Inc. |
Fifth Third Bancorp |
investor protection violation |
2013 |
IN-SEC |
$8,500 |
Ragen Mackenzie Investment Services LLC |
Wells Fargo |
investor protection violation |
2004 |
OR-FIN |
$8,500 |
Ace American Insurance Company |
Chubb Limited |
insurance violation |
2012 |
TX-INS |
$8,500 |
XL Specialty Insurance Company |
AXA |
insurance violation |
2014 |
TX-INS |
$8,500 |
AIG Property Casualty Company |
American International Group |
insurance violation |
2015 |
TX-INS |
$8,500 |
New Hampshire Insurance Company |
American International Group |
insurance violation |
2015 |
TX-INS |
$8,500 |
Twin City Fire Insurance Company |
Hartford Financial Services |
insurance violation |
2017 |
TX-INS |
$8,500 |
Zurich American Insurance Company |
Zurich Insurance |
insurance violation |
2017 |
TX-INS |
$8,500 |
Insurance Company of the State of Pennsylvania |
American International Group |
insurance violation |
2018 |
TX-INS |
$8,500 |
DAIRYLAND INSURANCE CO |
Sentry Insurance |
insurance violation |
2001 |
VA-INS |
$8,500 |
Regent Insurance Co. |
QBE Insurance |
insurance violation |
2003 |
WI-INS |
$8,500 |
Foremost Insurance Co. |
Zurich Insurance |
insurance violation |
2003 |
WI-INS |
$8,500 |
CASH AMERICA |
FirstCash |
workplace safety or health violation |
2016 |
OSHA |
$8,500 |
American Family Life Assurance Company of Columbus |
Aflac |
insurance violation |
2020 |
CT-INS |
$8,500 |
Ace Cash Express, Inc. |
ACE Cash Express |
consumer protection violation |
2010 |
NE-DBF |
$8,550 |
Canyon Fuel Company LLC |
Trafigura |
workplace safety or health violation |
2008 |
MSHA |
$8,574 |
Travelers Insurance Company |
Travelers |
insurance violation |
2002 |
MA-INS |
$8,600 |
Hartford Underwriters Insurance Company |
Hartford Financial Services |
insurance violation |
2014 |
NY-DFS |
$8,600 |
Bowie Resources LLC |
Trafigura |
workplace safety or health violation |
2011 |
MSHA |
$8,600 |
CLECO CORPORATION |
Macquarie |
workplace safety or health violation |
2017 |
OSHA |
$8,626 |
LIBERTY INSURANCE CORP et al. |
Liberty Mutual Insurance |
insurance violation |
2017 |
VA-INS |
$8,652 |
LOUIS DREYFUS COMPANY RIVER ELEVATORS, LLC |
Louis Dreyfus |
workplace safety or health violation |
2017 |
OSHA |
$8,665 |
Discover Financial Services |
Discover Financial Services |
economic sanction violation |
2010 |
OFAC |
$8,720 |
Protective Life Insurance Co. |
Dai-ichi Life |
insurance violation |
2000 |
FL-OFR |
$8,750 |
Carefirst of Maryland, Inc. |
CareFirst of Maryland |
insurance violation |
2012 |
MD-INS |
$8,750 |
Indemnity Insurance Company of North America |
Chubb Limited |
insurance violation |
2017 |
TX-INS |
$8,750 |
INTERNATIONAL AUTOMOTIVE COMPONENTS |
Invesco |
workplace safety or health violation |
2010 |
OSHA |
$8,750 |
Waddell & Reed, Inc. |
Waddell & Reed Financial Inc. |
investor protection violation |
2003 |
FL-OFR |
$8,800 |
Hanmi Bank |
Hanmi Financial Corp. |
banking violation |
2007 |
FED |
$8,835 |
Canyon Fuel Company LLC |
Trafigura |
workplace safety or health violation |
2007 |
MSHA |
$8,893 |
Canyon Fuel Company LLC |
Trafigura |
workplace safety or health violation |
2009 |
MSHA |
$8,893 |
Bowie Resources LLC |
Trafigura |
workplace safety or health violation |
2012 |
MSHA |
$8,893 |
Illinois National Insurance Company |
American International Group |
insurance violation |
2012 |
TX-INS |
$8,900 |
Unitrin Direct Insurance Co. |
Kemper |
insurance violation |
2013 |
AZ-INS |
$9,000 |
Mercury Insurance Co. |
Mercury General Corporation |
insurance violation |
2006 |
CA-INS |
$9,000 |
Blue Shield of California Promise Health Plan |
California Physicians' Service |
insurance violation |
2014 |
CA-MHC |
$9,000 |
American Express Travel Related Services Co, Inc. |
American Express |
consumer protection violation |
2015 |
FL-OFR |
$9,000 |
Sentinel Insurance Company Ltd. |
Hartford Financial Services |
insurance violation |
2011 |
IL-INS |
$9,000 |
Lawyers Title Insurance Corp. |
Fidelity National Financial |
insurance violation |
2007 |
IN-INS |
$9,000 |
ProEquities, Inc. |
Dai-ichi Life |
investor protection violation |
2010 |
IN-SEC |
$9,000 |
American Automobile Insurance Company |
Allianz |
insurance violation |
2005 |
MA-INS |
$9,000 |
Monumental Life Insurance Co. |
Aegon |
insurance violation |
2011 |
MD-INS |
$9,000 |
USAA Life Insurance Co. |
USAA |
insurance violation |
2014 |
MD-INS |
$9,000 |
Pacific Life Insurance Co. |
Pacific Life |
insurance violation |
2017 |
MD-INS |
$9,000 |
Allstate Indemnity Insurance Co. |
Allstate |
insurance violation |
2010 |
MN-FIN |
$9,000 |
Great Plains Specialty Finance, Inc., d/b/a Check 'n Go |
CNG Financial |
consumer protection violation |
2018 |
NE-DBF |
$9,000 |
PHH Mortgage Corporation |
Ocwen Financial |
consumer protection violation |
2011 |
NJ-DBI |
$9,000 |
21st Century Centennial Insurance Company |
Zurich Insurance |
insurance violation |
2014 |
NY-DFS |
$9,000 |
Erie Insurance Company of New York |
Erie Indemnity |
insurance violation |
2014 |
NY-DFS |
$9,000 |
Combined Insurance Company of America |
Chubb Limited |
insurance violation |
2006 |
OR-FIN |
$9,000 |
American Express Financial Advisors Inc. |
Ameriprise Financial |
investor protection violation |
2000 |
TX-SEC |
$9,000 |
Fidelity and Guaranty Insurance Company |
Fidelity National Financial |
insurance violation |
2009 |
TX-INS |
$9,000 |
American Zurich Insurance Company |
Zurich Insurance |
insurance violation |
2011 |
TX-INS |
$9,000 |
America First Lloyds Insurance Company |
Liberty Mutual Insurance |
insurance violation |
2011 |
TX-INS |
$9,000 |
Liberty Insurance Corporation |
Liberty Mutual Insurance |
insurance violation |
2014 |
TX-INS |
$9,000 |
Protective Insurance Company |
Protective Insurance Corp. |
insurance violation |
2014 |
TX-INS |
$9,000 |
Chubb Indemnity Insurance Company |
Chubb Limited |
insurance violation |
2014 |
TX-INS |
$9,000 |
Indemnity Insurance Company of North America |
Chubb Limited |
insurance violation |
2015 |
TX-INS |
$9,000 |
American Zurich Insurance Company |
Zurich Insurance |
insurance violation |
2015 |
TX-INS |
$9,000 |
The Travelers Indemnity Company |
Travelers |
insurance violation |
2016 |
TX-INS |
$9,000 |
American Home Assurance Company |
American International Group |
insurance violation |
2016 |
TX-INS |
$9,000 |
Trumbull Insurance Company |
Hartford Financial Services |
insurance violation |
2017 |
TX-INS |
$9,000 |
Hartford Underwriters Insurance Company |
Hartford Financial Services |
insurance violation |
2018 |
TX-INS |
$9,000 |
Ace American Insurance Company |
Chubb Limited |
insurance violation |
2018 |
TX-INS |
$9,000 |
Sentry Insurance |
Sentry Insurance |
insurance violation |
2019 |
TX-INS |
$9,000 |
The Insurance Company of the State of Pennsylvania |
American International Group |
insurance violation |
2019 |
TX-INS |
$9,000 |
AMERITAS LIFE INSURANCE CORP |
Ameritas Mutual Holding Company |
insurance violation |
2001 |
VA-INS |
$9,000 |
PACIFIC LIFE & ANNUITY COMPANY |
Pacific Life |
insurance violation |
2001 |
VA-INS |
$9,000 |
RELIASTAR LIFE INSURANCE CO |
Voya Financial |
insurance violation |
2001 |
VA-INS |
$9,000 |
NEW ENGLAND LIFE INSURANCE CO. |
Brighthouse Financial |
insurance violation |
2002 |
VA-INS |
$9,000 |
HCC LIFE INSURANCE COMPANY |
Tokio Marine |
insurance violation |
2015 |
VA-INS |
$9,000 |
National Casualty Company |
Nationwide |
insurance violation |
2016 |
WA-INS |
$9,000 |
Bowie Resources LLC |
Trafigura |
workplace safety or health violation |
2010 |
MSHA |
$9,000 |
Minnesota Life Insurance Co. |
Securian Financial |
insurance violation |
2020 |
CT-INS |
$9,000 |
Ameritas Life Insurance Corp |
Ameritas Mutual Holding Company |
wage and hour violation |
2017 |
WHD |
$9,019 |
IAC |
Invesco |
workplace safety or health violation |
2013 |
OSHA |
$9,025 |
Fifth Third Bancorp |
Fifth Third Bancorp |
wage and hour violation |
2007 |
WHD |
$9,038 |
Great Plains Specialty Finance, Inc., d/b/a Check 'n Go |
CNG Financial |
consumer protection violation |
2015 |
NE-DBF |
$9,050 |
IAC SPRINGFIELD, LLC |
Invesco |
workplace safety or health violation |
2014 |
OSHA |
$9,100 |
Nationwide Insurance |
Nationwide |
wage and hour violation |
2010 |
WHD |
$9,109 |
First Union Bank |
Wells Fargo |
labor relations violation |
2000 |
NLRB |
$9,116 |
Bowie Resources LLC |
Trafigura |
workplace safety or health violation |
2010 |
MSHA |
$9,122 |