Violation Tracker Industry Summary Page

Industry: 
financial services
Penalty Total since 2000: 
$333,568,388,571
Number of Records: 
6,826
Note: 
The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.

Top 10 Parent CompaniesTotal Penalty $Number of Records
Bank of America$82,896,776,051261
JPMorgan Chase$35,851,437,155191
Citigroup$25,535,002,360154
Wells Fargo$21,678,596,719218
Deutsche Bank$18,341,457,30276
UBS$16,853,736,33498
Goldman Sachs$16,381,931,83964
NatWest Group PLC$13,477,129,00031
BNP Paribas$12,147,863,95019
Credit Suisse$10,448,892,62645


Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.
Download results as CSV or XML (maximum 10,000; for access to larger downloads contact Phil Mattera)
Company Parent Primary Offense Type Year Agency Penalty Amountsort icon
First Horizon National Corporation First Horizon National wage and hour violation 2004 WHD $9,344
Wheelabrator Lisbon, Inc. Macquarie environmental violation 2013 CT-ENV $9,350
Royal Bank of Canada (USA) Royal Bank of Canada environmental violation 2010 GA-ENV $9,375
Atlantic Credit and Finance, Inc. Encore Capital Group wage and hour violation 2006 WHD $9,422
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2021 MSHA $9,446
WHEELABRATOR MILLBURY INC. Macquarie workplace safety or health violation 2018 OSHA $9,472
Allstate Insurance Co. et al. Allstate insurance violation 2008 MO-INS $9,483
INTERNATIONAL MATEX TANK TERMINALS Macquarie railroad safety violation 2008 FRA $9,500
Twin City Fire Insurance Company Hartford Financial Services insurance violation 2016 TX-INS $9,500
American Zurich Insurance Company Zurich Insurance insurance violation 2017 TX-INS $9,500
Chubb Indemnity Insurance Company Chubb Limited insurance violation 2019 TX-INS $9,500
Citigroup Global Markets Inc. Citigroup investor protection violation 2014 VA-SEC $9,500
Hartford Insurance Company of the Midwest Hartford Financial Services insurance violation 2005 WI-INS $9,500
New Hampshire Insurance Co. American International Group insurance violation 2020 TX-INS $9,500
Indemnity Insurance Company of North America Chubb Limited insurance violation 2020 TX-INS $9,500
Safety National Casualty Corp. Tokio Marine insurance violation 2021 TX-INS $9,500
Bowie Resources LLC Trafigura workplace safety or health violation 2009 MSHA $9,500
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2018 MSHA $9,500
JPMorgan Chase Bank, N.A. JPMorgan Chase wage and hour violation 2008 WHD $9,622
Moneygram Payment Systems, Inc. MoneyGram International consumer protection violation 2021 FL-OFR $9,625
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2007 MSHA $9,625
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2007 MSHA $9,625
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2007 MSHA $9,634
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2009 MSHA $9,634
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2009 MSHA $9,634
Bowie Resources LLC Trafigura workplace safety or health violation 2009 MSHA $9,634
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2009 MSHA $9,634
Bowie Resources LLC Trafigura workplace safety or health violation 2008 MSHA $9,634
Bowie Resources LLC Trafigura workplace safety or health violation 2008 MSHA $9,634
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2013 MSHA $9,634
Sherwin Alumina Company, LLC Glencore workplace safety or health violation 2013 MSHA $9,634
MASS MUTUAL INSTITUTIONAL FUNDS Massachusetts Mutual Life Insurance workplace safety or health violation 2020 OSHA $9,639
Arthur J. Gallagher Risk Management Services, Inc. Arthur J. Gallagher & Co. insurance violation 2020 TX-INS $9,675
Teachers Insurance & Annuity Assoc of America TIAA wage and hour violation 2017 WHD $9,678
Great Plains Specialty Finance, Inc. dba Check 'n Go CNG Financial consumer protection violation 2020 NE-DBF $9,700
Barclays Capital Inc. Barclays wage and hour violation 2009 WHD $9,707
Canyon Fuel Company LLC Trafigura workplace safety or health violation 2012 MSHA $9,732
JP Morgan Chase Bank JPMorgan Chase economic sanction violation 2004 OFAC $9,748
International Matex Tank Terminals Macquarie railroad safety violation 2002 FRA $9,750
Combined Insurance Company of America Chubb Limited insurance violation 2006 FL-OFR $9,750
The Standard Fire Insurance Company Travelers insurance violation 2014 TX-INS $9,795
Metropolitan Life Insurance Co. MetLife insurance violation 2015 MD-INS $9,800
American Family Home Insurance Co. Munich Re insurance violation 2011 SC-INS $9,800
LOUIS DREYFUS CITRUS INC. Louis Dreyfus workplace safety or health violation 2006 OSHA $9,800
THE KEMPER COMPANY Kemper workplace safety or health violation 2012 OSHA $9,800
Bowie Resources LLC Trafigura workplace safety or health violation 2013 MSHA $9,800
Vitol Inc. Vitol environmental violation 2016 EPA $9,814
Allied Home Mortgage Capital Corporation Americus Mortgage wage and hour violation 2005 WHD $9,830
GAS COMPANY LLC Macquarie workplace safety or health violation 2020 OSHA $9,832
Allianz Life Insurance Company of North America Allianz insurance violation 2017 MD-INS $9,850
Solium Financial Services Morgan Stanley investor protection violation 2021 DC-DISB $9,879
Bowie Resources LLC Trafigura workplace safety or health violation 2009 MSHA $9,882
Bowie Resources LLC Trafigura workplace safety or health violation 2009 MSHA $9,882
Bowie Resources LLC Trafigura workplace safety or health violation 2009 MSHA $9,882
Ace American Insurance Company Chubb Limited insurance violation 2015 TX-INS $9,900
Indemnity Insurance Company of North America Chubb Limited insurance violation 2019 TX-INS $9,900
COMMUNICORP INC. Aflac workplace safety or health violation 2011 OSHA $9,900
Solium Financial Services LLC Morgan Stanley investor protection violation 2020 OK-SEC $9,968
First Niagara Bank, National Association KeyCorp banking violation 2011 OCC $10,000
BB&T Truist Financial economic sanction violation 2007 OFAC $10,000
Bank of China Bank of China economic sanction violation 2004 OFAC $10,000
Allstate Insurance Co. Allstate privacy violation 2003 PA-AG $10,000
Metropolitan Life Insurance Co. MetLife privacy violation 2012 CT-AG $10,000
Mutual of Omaha Mutual of Omaha consumer protection violation 2002 NY-AG $10,000
Marsh & McLennan Agency LLC Marsh & McLennan insurance violation 2016 AK-INS $10,000
Securian Financial Services, Inc. Securian Financial investor protection violation 2020 AK-DBS $10,000
Stewart Title Guaranty Co. Stewart Information Services insurance violation 2013 AR-INS $10,000
Allied Home Mortgage Capital Corp. Americus Mortgage investor protection violation 2009 AR-SEC $10,000
Chicago Title Insurance Co. Fidelity National Financial insurance violation 2010 AZ-INS $10,000
Farmers Insurance Exchange Farmers Insurance Exchange insurance violation 2011 AZ-INS $10,000
MoneyGram Payment Systems, Inc. MoneyGram International consumer protection violation 2014 AZ-DFS $10,000
California Physicians' Service dba Blue Shield of California California Physicians' Service insurance violation 2007 CA-MHC $10,000
California Physicians' Service dba Blue Shield of California California Physicians' Service insurance violation 2010 CA-MHC $10,000
California Physicians' Service dba Blue Shield of California California Physicians' Service insurance violation 2011 CA-MHC $10,000
California Physicians' Service dba Blue Shield of California California Physicians' Service insurance violation 2013 CA-MHC $10,000
California Physicians' Service dba Blue Shield of California California Physicians' Service insurance violation 2013 CA-MHC $10,000
California Physicians' Service dba Blue Shield of California California Physicians' Service insurance violation 2014 CA-MHC $10,000
California Physicians' Service dba Blue Shield of California California Physicians' Service insurance violation 2014 CA-MHC $10,000
California Physicians' Service dba Blue Shield of California California Physicians' Service insurance violation 2014 CA-MHC $10,000
California Physicians' Service dba Blue Shield of California California Physicians' Service insurance violation 2014 CA-MHC $10,000
California Physicians' Service dba Blue Shield of California California Physicians' Service insurance violation 2014 CA-MHC $10,000
California Physicians' Service dba Blue Shield of California California Physicians' Service insurance violation 2014 CA-MHC $10,000
California Physicians' Service dba Blue Shield of California California Physicians' Service insurance violation 2015 CA-MHC $10,000
California Physicians' Service dba Blue Shield of California California Physicians' Service insurance violation 2015 CA-MHC $10,000
California Physicians' Service dba Blue Shield of California California Physicians' Service insurance violation 2015 CA-MHC $10,000
California Physicians' Service dba Blue Shield of California California Physicians' Service insurance violation 2015 CA-MHC $10,000
California Physicians' Service dba Blue Shield of California California Physicians' Service insurance violation 2015 CA-MHC $10,000
California Physicians' Service dba Blue Shield of California California Physicians' Service insurance violation 2015 CA-MHC $10,000
California Physicians' Service dba Blue Shield of California California Physicians' Service insurance violation 2015 CA-MHC $10,000
California Physicians' Service dba Blue Shield of California California Physicians' Service insurance violation 2016 CA-MHC $10,000
California Physicians' Service dba Blue Shield of California California Physicians' Service insurance violation 2016 CA-MHC $10,000
California Physicians' Service dba Blue Shield of California California Physicians' Service insurance violation 2017 CA-MHC $10,000
California Physicians' Service dba Blue Shield of California California Physicians' Service insurance violation 2017 CA-MHC $10,000
California Physicians' Service dba Blue Shield of California California Physicians' Service insurance violation 2017 CA-MHC $10,000
California Physicians' Service dba Blue Shield of California California Physicians' Service insurance violation 2017 CA-MHC $10,000
California Physicians' Service dba Blue Shield of California California Physicians' Service insurance violation 2018 CA-MHC $10,000
California Physicians' Service dba Blue Shield of California California Physicians' Service insurance violation 2018 CA-MHC $10,000
California Physicians' Service dba Blue Shield of California California Physicians' Service insurance violation 2018 CA-MHC $10,000
California Physicians' Service dba Blue Shield of California California Physicians' Service insurance violation 2018 CA-MHC $10,000
Oscar Health Plan of California Mulberry Health insurance violation 2018 CA-MHC $10,000
Cash America Advance, Inc. FirstCash payday lending violation 2019 CA-DFPI $10,000
Download results as CSV or XML (maximum 10,000; for access to larger downloads contact Phil Mattera)