Credit Suisse First Boston Corp. | UBS | investor protection violation | 2002 | MULTI-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $200,000,000 |
Deutsche Bank | Deutsche Bank | economic sanction violation | 2015 | NY-DFS | $200,000,000 |
Santander Consumer USA Inc. | Banco Santander | consumer protection violation | 2015 | private lawsuit-federal | $199,407,884 |
Och-Ziff Capital Management Group | Sculptor Capital Management | Foreign Corrupt Practices Act | 2016 | SEC | $199,045,167 |
Navient Solutions LLC | Navient | consumer protection violation | 2023 | private lawsuit-federal | $198,400,000 |
Credit Suisse Group AG | UBS | investor protection violation | 2014 | SEC | $196,000,000 |
Transamerica Life Insurance Company | Aegon | consumer protection violation | 2019 | private lawsuit-federal | $195,000,000 |
HSBC Private Bank (Suisse) SA | HSBC | tax violations | 2019 | USAO | $192,350,000 |
Regions Bank | Regions Financial | consumer protection violation | 2022 | CFPB | $191,000,000 |
Aon Corporation | Aon | price-fixing or anti-competitive practices | 2005 | MULTI-AG | $190,000,000 |
Deutsche Bank AG | Deutsche Bank | price-fixing or anti-competitive practices | 2018 | private lawsuit-federal | $190,000,000 |
HSBC Holdings plc | HSBC | economic sanction violation | 2012 | NY-MANDA | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $187,500,000 |
Bank of America N.A. | Bank of America | price-fixing or anti-competitive practices | 2018 | private lawsuit-federal | $187,500,000 |
Union Bancaire Privee | Union Bancaire Privee | tax violations | 2016 | DOJ_TAX | $187,000,000 |
Charles Schwab & Co., Inc. et al. | Charles Schwab Corp. | investor protection violation | 2022 | SEC | $187,000,000 |
JPMorgan Chase | JPMorgan Chase | consumer protection violation | 2015 | CFPB | $186,000,000 |
Deutsche Bank AG | Deutsche Bank | anti-money-laundering deficiencies | 2023 | FED | $186,000,000 |
PNC Bank N.A. | PNC Financial Services | banking violation | 2013 | OCC | $180,526,382 |
Citigroup Global Markets Inc. and Citigroup Alternative Investments LLC | Citigroup | investor protection violation | 2015 | SEC | $180,000,000 |
Standard Chartered Bank | Standard Chartered | economic sanction violation | 2019 | NY-DFS | $180,000,000 |
Bank of America Corporation | Bank of America | banking violation | 2012 | FED | $175,500,000 |
Credit Suisse Group AG | UBS | fraud | 2021 | DOJ_CRIMINAL | $175,500,000 |
Citigroup | Citigroup | price-fixing or anti-competitive practices | 2016 | CFTC | $175,000,000 |
Lloyds TSB Bank PLC | Lloyds Banking Group | economic sanction violation | 2009 | DOJ_CRIMINAL | $175,000,000 |
HSBC Holdings | HSBC | banking violation | 2017 | FED | $175,000,000 |
Lloyds TSB Bank plc | Lloyds Banking Group | economic sanction violation | 2009 | NY-MANDA | $175,000,000 |
Zurich American Insurance Company | Zurich Insurance | price-fixing or anti-competitive practices | 2006 | MULTI-AG | $171,700,000 |
Commerzbank AG | Commerzbank | economic sanction violation | 2015 | NY-MANDA | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $171,000,000 |
Deutsche Bank AG | Deutsche Bank | price-fixing or anti-competitive practices | 2018 | private lawsuit-federal | $170,000,000 |
Wachovia Bank, National Association | Wells Fargo | banking violation | 2008 | OCC | $168,900,000 |
Bank of New York Mellon | Bank of New York Mellon | banking violation | 2015 | NY-AG | $167,500,000 |
Capital One Bank (U.S.A.), N.A. | Capital One Financial | consumer protection violation | 2012 | CFPB | $165,000,000 |
HSBC HOLDINGS PLC | HSBC | banking violation | 2012 | FED | $165,000,000 |
Bank of America | Bank of America | toxic securities abuses | 2013 | NCUA | $165,000,000 |
Standard Chartered plc | Standard Chartered | banking violation | 2019 | FED | $164,000,000 |
Societe Generale | Societe Generale | economic sanction violation | 2018 | NY-MANDA | $162,800,000 |
UBS AG | UBS | price-fixing or anti-competitive practices | 2011 | DOJ_ANTITRUST | $160,000,000 |
SunTrust Banks, Inc. | Truist Financial | banking violation | 2014 | FED | $160,000,000 |
Barclays Bank PLC | Barclays | price-fixing or anti-competitive practices | 2012 | DOJ_CRIMINAL | $160,000,000 |
Merrill Lynch | Bank of America | employment discrimination | 2013 | private lawsuit-federal | $160,000,000 |
MetLife | MetLife | discriminatory practices (non-employment) | 2002 | NY-DFS | $160,000,000 |
Citimortgage Inc. | Citigroup | mortgage abuses | 2012 | USAO | $158,300,000 |
UniCredit, S.p.A. | UniCredit | banking violation | 2019 | FED | $158,000,000 |
Deutsche Bank AG | Deutsche Bank | price-fixing or anti-competitive practices | 2017 | FED | $156,600,000 |
Credit Agricole Corporate and Investment Bank (CACIB) | Credit Agricole | economic sanction violation | 2015 | USAO | $156,000,000 |
Credit Agricole Corporate and Investment Bank | Credit Agricole | economic sanction violation | 2015 | NY-MANDA | $156,000,000 |
Bank of AmericaCorp. | Bank of America | price-fixing or anti-competitive practices | 2016 | private lawsuit-federal | $155,333,333 |
BarclaysPLC | Barclays | price-fixing or anti-competitive practices | 2016 | private lawsuit-federal | $155,333,333 |
BNP ParibasSA | BNP Paribas | price-fixing or anti-competitive practices | 2016 | private lawsuit-federal | $155,333,333 |
CitigroupInc. | Citigroup | price-fixing or anti-competitive practices | 2016 | private lawsuit-federal | $155,333,333 |
Credit Suisse GroupAG | UBS | price-fixing or anti-competitive practices | 2016 | private lawsuit-federal | $155,333,333 |
Deutsche BankAG | Deutsche Bank | price-fixing or anti-competitive practices | 2016 | private lawsuit-federal | $155,333,333 |
Goldman Sachs GroupInc. | Goldman Sachs | price-fixing or anti-competitive practices | 2016 | private lawsuit-federal | $155,333,333 |
HSBC HoldingsPLC | HSBC | price-fixing or anti-competitive practices | 2016 | private lawsuit-federal | $155,333,333 |
J.P. Morgan Chase& Co. | JPMorgan Chase | price-fixing or anti-competitive practices | 2016 | private lawsuit-federal | $155,333,333 |
Morgan Stanley | Morgan Stanley | price-fixing or anti-competitive practices | 2016 | private lawsuit-federal | $155,333,333 |
Royal Bank of Scotland GroupPLC | NatWest Group PLC | price-fixing or anti-competitive practices | 2016 | private lawsuit-federal | $155,333,333 |
UBS Group AG | UBS | price-fixing or anti-competitive practices | 2016 | private lawsuit-federal | $155,333,333 |
Goldman Sachs Group, Inc. | Goldman Sachs | banking violation | 2020 | FED | $154,000,000 |
RBS Securities Inc. | NatWest Group PLC | toxic securities abuses | 2013 | SEC | $153,700,000 |
J.P. Morgan Securities LLC | JPMorgan Chase | toxic securities abuses | 2011 | SEC | $153,600,000 |
Morgan Stanley & Co. LLC | Morgan Stanley | investor protection violation | 2024 | USAO | $153,431,223 |
Clearstream Banking SA | Deutsche Borse | economic sanction violation | 2014 | OFAC | $152,000,000 |
RBS PLC and RBS Securities Japan | NatWest Group PLC | price-fixing or anti-competitive practices | 2014 | DOJ_ANTITRUST | $150,000,000 |
Bank of America | Bank of America | investor protection violation | 2010 | SEC | $150,000,000 |
DB Group Services (UK) Limited | Deutsche Bank | price-fixing or anti-competitive practices | 2017 | DOJ_ANTITRUST | $150,000,000 |
JPMorgan Chase Bank, N.A. | JPMorgan Chase | benefit plan administrator violation | 2012 | private lawsuit-federal | $150,000,000 |
Countrywide Financial Corporation | Bank of America | mortgage abuses | 2009 | PA-AG | $150,000,000 |
JPMorgan Chase | JPMorgan Chase | investor protection violation | 2015 | MULTI-AG | $150,000,000 |
Morgan Stanley | Morgan Stanley | investor protection violation | 2019 | CA-AG | $150,000,000 |
Barclays Bank PLC | Barclays | price-fixing or anti-competitive practices | 2015 | NY-DFS | $150,000,000 |
Citigroup Global Markets Inc. | Citigroup | investor protection violation | 2003 | MULTI-FIN | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $150,000,000 |
UBS Securities LLC and UBS Financial Services Inc. | UBS | investor protection violation | 2008 | MULTI-FIN | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $150,000,000 |
Deutsche Bank AG and Deutsche Bank Trust Co. America | Deutsche Bank | banking violation | 2020 | NY-DFS | $150,000,000 |
Goldman Sachs Group | Goldman Sachs | investor protection violation | 2020 | NY-DFS | $150,000,000 |
Barclays plc | Barclays | economic sanction violation | 2010 | NY-MANDA | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $149,000,000 |
Wachovia Bank N.A. | Wells Fargo | price-fixing or anti-competitive practices | 2011 | DOJ_ANTITRUST | $148,000,000 |
American International Group | American International Group | insurance violation | 2010 | MULTI-FIN | $146,500,000 |
Deutsche Bank Securities | Deutsche Bank | toxic securities abuses | 2011 | NCUA | $145,000,000 |
Wells Fargo and Company | Wells Fargo | benefit plan administrator violation | 2022 | EBSA | $145,000,000 |
Wells Fargo & Co. | Wells Fargo | consumer protection violation | 2018 | private lawsuit-federal | $142,000,000 |
UBS AG | UBS | price-fixing or anti-competitive practices | 2018 | private lawsuit-federal | $141,075,000 |
Assurant Inc. | Assurant | consumer protection violation | 2014 | private lawsuit-federal | $140,500,000 |
Wells Fargo Bank N.A. | Wells Fargo | consumer protection violation | 2014 | private lawsuit-federal | $140,500,000 |
Banamex USA | Citigroup | banking violation | 2015 | FDIC | $140,000,000 |
Columbia Management Advisors Inc. and Columbia Funds Distributor Inc. | Ameriprise Financial | investor protection violation | 2005 | SEC | $140,000,000 |
FleetBoston Financial Corporation | Bank of America | investor protection violation | 2004 | SEC | $140,000,000 |
Nationwide Life Insurance | Nationwide | benefit plan administrator violation | 2015 | private lawsuit-federal | $140,000,000 |
Citizens Financial | Citizens Financial Group | consumer protection violation | 2013 | private lawsuit-federal | $137,500,000 |
Bank of America | Bank of America | price-fixing or anti-competitive practices | 2010 | DOJ_ANTITRUST | $137,300,000 |
JPMorgan Chase Bank N.A. | JPMorgan Chase | investor protection violation | 2018 | SEC | $135,100,000 |
J.P. Morgan Chase & Co. | JPMorgan Chase | accounting fraud or deficiencies | 2003 | SEC | $135,000,000 |
State Farm | State Farm Insurance | wage and hour violation | 2005 | private lawsuit-state | $135,000,000 |
Credit Suisse AG | UBS | price-fixing or anti-competitive practices | 2017 | NY-DFS | $135,000,000 |
Vitol Inc. | Vitol | Foreign Corrupt Practices Act | 2020 | DOJ_CRIMINAL | $135,000,000 |
Goldman Sachs Group Inc. | Goldman Sachs | price-fixing or anti-competitive practices | 2018 | private lawsuit-federal | $135,000,000 |
Western Union Co. | Western Union | consumer protection violation | 2016 | private lawsuit-federal | $133,000,000 |
Flagstar Bank | New York Community Bancorp | mortgage abuses | 2012 | USAO | $132,800,000 |
Standard Chartered Bank | Standard Chartered | economic sanction violation | 2012 | OFAC | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $132,000,000 |
Merrill Lynch | Bank of America | toxic securities abuses | 2013 | SEC | $131,800,000 |
HSBC North America Holdings, Inc. | HSBC | banking violation | 2016 | FED | $131,000,000 |