Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.
| Company | Current Parent | Current Parent Industry | Primary Offense Type  | Year | Agency | Penalty Amount |
|---|---|---|---|---|---|---|
| Hill International, Inc. | accounting fraud or deficiencies | 2020 | SEC | $500,000 | ||
| Ahmed & Associates CPA P.C. | accounting fraud or deficiencies | 2020 | PCAOB | $10,000 | ||
| Liggett & Webb, P.A. | accounting fraud or deficiencies | 2020 | PCAOB | $20,000 | ||
| BorgWarner Inc. | BorgWarner | automotive parts | accounting fraud or deficiencies | 2020 | SEC | $950,000 |
| Super Micro Computer, Inc. | Super Micro Computer Inc. | electrical and electronic equipment | accounting fraud or deficiencies | 2020 | SEC | $17,500,000 |
| Bausch Health | Bausch Health | pharmaceuticals | accounting fraud or deficiencies | 2020 | SEC | $45,000,000 |
| Grant Thornton LLP | Grant Thornton | business services | accounting fraud or deficiencies | 2020 | PCAOB | $750,000 |
| Da Hua CPAs | accounting fraud or deficiencies | 2020 | PCAOB | $10,000 | ||
| East Asia Sentinel Limited | accounting fraud or deficiencies | 2020 | PCAOB | $10,000 | ||
| Ruihua Certified Public Accountants | accounting fraud or deficiencies | 2020 | PCAOB | $10,000 | ||
| Zhonghua Certified Public Accountants LLP | accounting fraud or deficiencies | 2020 | PCAOB | $10,000 | ||
| Marcum LLP | accounting fraud or deficiencies | 2020 | PCAOB | $250,000 | ||
| Jones Simkins LLC | accounting fraud or deficiencies | 2020 | PCAOB | $10,000 | ||
| The Cheesecake Factory Incorporated | Cheesecake Factory | restaurants and foodservice | accounting fraud or deficiencies | 2020 | SEC | $125,000 |
| Andeavor LLC | Marathon Petroleum | oil and gas | accounting fraud or deficiencies | 2020 | SEC | $20,000,000 |
| Hilton Worldwide Holdings Inc. | Hilton Worldwide | hotels | accounting fraud or deficiencies | 2020 | SEC | $600,000 |
| HP Inc. | HP Inc. | electrical and electronic equipment | accounting fraud or deficiencies | 2020 | SEC | $6,000,000 |
| Interface Inc. | accounting fraud or deficiencies | 2020 | SEC | $5,000,000 | ||
| BMW AG | BMW | motor vehicles | accounting fraud or deficiencies | 2020 | SEC | $18,000,000 |
| Power Solutions International Inc. | accounting fraud or deficiencies | 2020 | SEC | $1,700,000 | ||
| Revolution Lighting Technologies Inc. | accounting fraud or deficiencies | 2020 | SEC | $1,250,000 | ||
| RPM International Inc. | RPM International | chemicals | accounting fraud or deficiencies | 2020 | SEC | $2,022,500 |
| Luckin Coffee Inc. | accounting fraud or deficiencies | 2020 | SEC | $180,000,000 | ||
| General Electric Co. | General Electric | diversified | accounting fraud or deficiencies | 2020 | SEC | $200,000,000 |
| ADD Enterprises Inc. | agribusiness violation | 2020 | AMS | $10,000 | ||
| MCCS Livestock Inc. dba Leflore County Livestock Auction | agribusiness violation | 2020 | AMS | $11,000 | ||
| Jerry Stokes Cattle | agribusiness violation | 2020 | AMS | $5,000 | ||
| Sugarcreek Livestock Auction Inc. | agribusiness violation | 2020 | AMS | $15,000 | ||
| Ashville Stockyard Inc. | agribusiness violation | 2020 | AMS | $20,000 | ||
| Sisseton Livestock Inc. | agribusiness violation | 2020 | AMS | $10,000 | ||
| Cecil Sellers Cattle Company Ltd. and Sellers-CSCC Inc. | agribusiness violation | 2020 | AMS | $94,422 | ||
| Hatch Auction Inc. dba Cow House | agribusiness violation | 2020 | AMS | $20,000 | ||
| Larson Livestock, Inc. | agribusiness violation | 2020 | AMS | $50,000 | ||
| Euclid Stockyards Inc. | agribusiness violation | 2020 | AMS | $7,500 | ||
| Riata Cattle Company Inc. | agribusiness violation | 2020 | AMS | $9,000 | ||
| The Hain Celestial Group Inc. | Hain Celestial Group | food products | agribusiness violation | 2020 | AMS | $50,000 |
| Beken Livestock Inc. | agribusiness violation | 2020 | AMS | $7,900 | ||
| Robinson Livestock | agribusiness violation | 2020 | AMS | $17,000 | ||
| Scott Deters Livestock Company | agribusiness violation | 2020 | AMS | $17,600 | ||
| Olson Cattle Co. | agribusiness violation | 2020 | AMS | $40,000 | ||
| Lewiston Sales Inc. dba Arcadia Stockyards | agribusiness violation | 2020 | AMS | $5,050 | ||
| Rock'n M Cattle | agribusiness violation | 2020 | AMS | $5,000 | ||
| Frey Cattle Company Inc. | agribusiness violation | 2020 | AMS | $7,500 | ||
| Ganaderos Borges Inc. | agribusiness violation | 2020 | AMS | $11,000 | ||
| Jones Potato Chip Co. | agribusiness violation | 2020 | AMS | $5,000 | ||
| Urban Stockyards | agribusiness violation | 2020 | GIPSA | $8,000 | ||
| Frey Cattle Company, Inc. | agribusiness violation | 2020 | GIPSA | $7,500 | ||
| Barton Cattle Company | agribusiness violation | 2020 | GIPSA | $95,183 | ||
| 7 S Packing, LLC, dba Texas Packing Company | agribusiness violation | 2020 | AMS | $797,975 | ||
| Abe's Kosher Meats LLC | agribusiness violation | 2020 | GIPSA | $255,317 | ||
| Academy Express, LLC | Americans with Disabilities Act | 2020 | USAO | $20,000 | ||
| Lil' Einstein's Learning Academy | Americans with Disabilities Act | 2020 | DOJ_RIGHTS | $27,500 | ||
| Community First School Corporation | Americans with Disabilities Act | 2020 | DOJ_RIGHTS | $17,500 | ||
| Obrigis LLC, d/b/a O'Brien's Sports Bar | Americans with Disabilities Act | 2020 | AZ-AG | $10,000 | ||
| Valley Gardens, LLC | Americans with Disabilities Act | 2020 | NJ-AG | $6,125 | ||
| Riverside Medical Clinic | Americans with Disabilities Act | 2020 | USAO | $6,000 | ||
| Miller-Valentine Operations Inc. | Americans with Disabilities Act | 2020 | DOJ_RIGHTS | $475,000 | ||
| Bank of America, N.A. | Bank of America | financial services | Americans with Disabilities Act | 2020 | DOJ_RIGHTS | $300,000 |
| LaFrance Hospitality | Americans with Disabilities Act | 2020 | USAO | $20,000 | ||
| Massachusetts General Hospital | Mass General Brigham | healthcare services | Americans with Disabilities Act | 2020 | USAO | $250,000 |
| Springfield Medical Aesthetic P.C. D/B/A Advanced Cosmetic Surgery Of New York | Americans with Disabilities Act | 2020 | USAO | $390,000 | ||
| Tender Care Learning Centers | Americans with Disabilities Act | 2020 | USAO | $20,000 | ||
| Lyft, Inc. | Lyft Inc. | miscellaneous services | Americans with Disabilities Act | 2020 | USAO | $40,000 |
| Swedish Medical Center First Hill | Providence | healthcare services | Americans with Disabilities Act | 2020 | USAO | $140,000 |
| Atlantic Development Group LLC | Americans with Disabilities Act | 2020 | USAO | $600,000 | ||
| Bank Hapoalim B.M. | Bank Hapoalim | financial services | anti-money-laundering deficiencies | 2020 | DOJ_CRIMINAL | $30,063,317 |
| Industrial Bank of Korea | Industrial Bank of Korea | financial services | anti-money-laundering deficiencies | 2020 | USAO | $51,000,000 |
| Industrial Bank of Korea | Industrial Bank of Korea | financial services | anti-money-laundering deficiencies | 2020 | NY-DFS | $35,000,000 |
| Interactive Brokers LLC | Interactive Brokers Group | financial services | anti-money-laundering deficiencies | 2020 | CFTC | $12,206,214 |
| Apple Bank for Savings | anti-money-laundering deficiencies | 2020 | FDIC | $12,500,000 | ||
| Interactive Brokers LLC | Interactive Brokers Group | financial services | anti-money-laundering deficiencies | 2020 | FINRA | $15,000,000 |
| Concesionaria Vuela Compania de Aviacion, S.A.P.I. de C.V. d/b/a Volaris | aviation consumer protection violation | 2020 | ACPD | $70,000 | ||
| Spirit Airlines, Inc. | Spirit Airlines | airlines | aviation consumer protection violation | 2020 | ACPD | $350,000 |
| Compania Panamena de Aviacion, S.A. | aviation consumer protection violation | 2020 | ACPD | $450,000 | ||
| Aerolineas Argentinas | aviation consumer protection violation | 2020 | ACPD | $300,000 | ||
| Emirates | aviation consumer protection violation | 2020 | ACPD | $400,000 | ||
| UPS Inc. | United Parcel Service | freight and logistics | aviation safety violation | 2020 | FAA | $120,000 |
| Alaska Airlines | Alaska Air | airlines | aviation safety violation | 2020 | FAA | $57,400 |
| Southwest Airlines | Southwest Airlines | airlines | aviation safety violation | 2020 | FAA | $3,920,000 |
| Boeing Co. | Boeing | aerospace and military contracting | aviation safety violation | 2020 | FAA | $5,400,000 |
| Wing Over L.A. | aviation safety violation | 2020 | FAA | $67,050 | ||
| Delta Air Lines, Inc. | Delta Air Lines | airlines | aviation safety violation | 2020 | FAA | $156,000 |
| B E L Aviation | aviation safety violation | 2020 | FAA | $1,504,800 | ||
| Blue Hawaiian Helicopters | aviation safety violation | 2020 | FAA | $110,000 | ||
| King Salmon Airport | aviation safety violation | 2020 | FAA | $79,500 | ||
| Boeing Co. | Boeing | aerospace and military contracting | aviation safety violation | 2020 | FAA | $19,680,000 |
| Visco Flying Company | aviation safety violation | 2020 | FAA | $10,000 | ||
| Hutt Aviation Inc. | aviation safety violation | 2020 | FAA | $7,699 | ||
| Seaborne Virgin Island Inc. | aviation safety violation | 2020 | FAA | $5,000 | ||
| Plasma Technology Inc. | aviation safety violation | 2020 | FAA | $16,000 | ||
| Clay Lacy Aviation Inc. | Clay Lacy Aviation Inc. | airlines | aviation safety violation | 2020 | FAA | $21,000 |
| American Flying Academy | aviation safety violation | 2020 | FAA | $7,149 | ||
| Molokai Lanai Air Shuttle Inc. | aviation safety violation | 2020 | FAA | $25,000 | ||
| Rochester Air Center LLC | aviation safety violation | 2020 | FAA | $15,000 | ||
| Rhoades Aviation Inc. | aviation safety violation | 2020 | FAA | $31,000 | ||
| Aviation Repair Solutions Inc. | aviation safety violation | 2020 | FAA | $9,075 | ||
| Champlain Enterprises Inc. | Champlain Enterprises LLC | airlines | aviation safety violation | 2020 | FAA | $15,000 |
| Seawind Aviation Inc. | aviation safety violation | 2020 | FAA | $6,750 | ||
| Balloon Ranch | aviation safety violation | 2020 | FAA | $18,000 | ||
| Regency Air LLC | aviation safety violation | 2020 | FAA | $6,000 | ||
| Valence Surface Technologies | aviation safety violation | 2020 | FAA | $6,750 |
