Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.
Company | Current Parent | Current Parent Industry | Primary Offense Type | Year | Agency | Penalty Amount |
---|---|---|---|---|---|---|
Hill International, Inc. | accounting fraud or deficiencies | 2020 | SEC | $500,000 | ||
Ahmed & Associates CPA P.C. | accounting fraud or deficiencies | 2020 | PCAOB | $10,000 | ||
Liggett & Webb, P.A. | accounting fraud or deficiencies | 2020 | PCAOB | $20,000 | ||
BorgWarner Inc. | BorgWarner | automotive parts | accounting fraud or deficiencies | 2020 | SEC | $950,000 |
Super Micro Computer, Inc. | Super Micro Computer Inc. | electrical and electronic equipment | accounting fraud or deficiencies | 2020 | SEC | $17,500,000 |
Bausch Health | Bausch Health | pharmaceuticals | accounting fraud or deficiencies | 2020 | SEC | $45,000,000 |
Grant Thornton LLP | Grant Thornton | business services | accounting fraud or deficiencies | 2020 | PCAOB | $750,000 |
Da Hua CPAs | accounting fraud or deficiencies | 2020 | PCAOB | $10,000 | ||
East Asia Sentinel Limited | accounting fraud or deficiencies | 2020 | PCAOB | $10,000 | ||
Ruihua Certified Public Accountants | accounting fraud or deficiencies | 2020 | PCAOB | $10,000 | ||
Zhonghua Certified Public Accountants LLP | accounting fraud or deficiencies | 2020 | PCAOB | $10,000 | ||
Marcum LLP | accounting fraud or deficiencies | 2020 | PCAOB | $250,000 | ||
Jones Simkins LLC | accounting fraud or deficiencies | 2020 | PCAOB | $10,000 | ||
The Cheesecake Factory Incorporated | Cheesecake Factory | restaurants and foodservice | accounting fraud or deficiencies | 2020 | SEC | $125,000 |
Andeavor LLC | Marathon Petroleum | oil and gas | accounting fraud or deficiencies | 2020 | SEC | $20,000,000 |
Hilton Worldwide Holdings Inc. | Hilton Worldwide | hotels | accounting fraud or deficiencies | 2020 | SEC | $600,000 |
HP Inc. | HP Inc. | electrical and electronic equipment | accounting fraud or deficiencies | 2020 | SEC | $6,000,000 |
Interface Inc. | accounting fraud or deficiencies | 2020 | SEC | $5,000,000 | ||
BMW AG | BMW | motor vehicles | accounting fraud or deficiencies | 2020 | SEC | $18,000,000 |
Power Solutions International Inc. | accounting fraud or deficiencies | 2020 | SEC | $1,700,000 | ||
Revolution Lighting Technologies Inc. | accounting fraud or deficiencies | 2020 | SEC | $1,250,000 | ||
RPM International Inc. | RPM International | chemicals | accounting fraud or deficiencies | 2020 | SEC | $2,022,500 |
Luckin Coffee Inc. | accounting fraud or deficiencies | 2020 | SEC | $180,000,000 | ||
General Electric Co. | General Electric | diversified | accounting fraud or deficiencies | 2020 | SEC | $200,000,000 |
ADD Enterprises Inc. | agribusiness violation | 2020 | AMS | $10,000 | ||
MCCS Livestock Inc. dba Leflore County Livestock Auction | agribusiness violation | 2020 | AMS | $11,000 | ||
Jerry Stokes Cattle | agribusiness violation | 2020 | AMS | $5,000 | ||
Sugarcreek Livestock Auction Inc. | agribusiness violation | 2020 | AMS | $15,000 | ||
Ashville Stockyard Inc. | agribusiness violation | 2020 | AMS | $20,000 | ||
Sisseton Livestock Inc. | agribusiness violation | 2020 | AMS | $10,000 | ||
Cecil Sellers Cattle Company Ltd. and Sellers-CSCC Inc. | agribusiness violation | 2020 | AMS | $94,422 | ||
Hatch Auction Inc. dba Cow House | agribusiness violation | 2020 | AMS | $20,000 | ||
Larson Livestock, Inc. | agribusiness violation | 2020 | AMS | $50,000 | ||
Euclid Stockyards Inc. | agribusiness violation | 2020 | AMS | $7,500 | ||
Riata Cattle Company Inc. | agribusiness violation | 2020 | AMS | $9,000 | ||
The Hain Celestial Group Inc. | Hain Celestial Group | food products | agribusiness violation | 2020 | AMS | $50,000 |
Beken Livestock Inc. | agribusiness violation | 2020 | AMS | $7,900 | ||
Robinson Livestock | agribusiness violation | 2020 | AMS | $17,000 | ||
Scott Deters Livestock Company | agribusiness violation | 2020 | AMS | $17,600 | ||
Olson Cattle Co. | agribusiness violation | 2020 | AMS | $40,000 | ||
Lewiston Sales Inc. dba Arcadia Stockyards | agribusiness violation | 2020 | AMS | $5,050 | ||
Rock'n M Cattle | agribusiness violation | 2020 | AMS | $5,000 | ||
Frey Cattle Company Inc. | agribusiness violation | 2020 | AMS | $7,500 | ||
Ganaderos Borges Inc. | agribusiness violation | 2020 | AMS | $11,000 | ||
Jones Potato Chip Co. | agribusiness violation | 2020 | AMS | $5,000 | ||
Urban Stockyards | agribusiness violation | 2020 | GIPSA | $8,000 | ||
Frey Cattle Company, Inc. | agribusiness violation | 2020 | GIPSA | $7,500 | ||
Barton Cattle Company | agribusiness violation | 2020 | GIPSA | $95,183 | ||
7 S Packing, LLC, dba Texas Packing Company | agribusiness violation | 2020 | AMS | $797,975 | ||
Abe's Kosher Meats LLC | agribusiness violation | 2020 | GIPSA | $255,317 | ||
Academy Express, LLC | Americans with Disabilities Act | 2020 | USAO | $20,000 | ||
Lil' Einstein's Learning Academy | Americans with Disabilities Act | 2020 | DOJ_RIGHTS | $27,500 | ||
Community First School Corporation | Americans with Disabilities Act | 2020 | DOJ_RIGHTS | $17,500 | ||
Obrigis LLC, d/b/a O'Brien's Sports Bar | Americans with Disabilities Act | 2020 | AZ-AG | $10,000 | ||
Valley Gardens, LLC | Americans with Disabilities Act | 2020 | NJ-AG | $6,125 | ||
Riverside Medical Clinic | Americans with Disabilities Act | 2020 | USAO | $6,000 | ||
Miller-Valentine Operations Inc. | Americans with Disabilities Act | 2020 | DOJ_RIGHTS | $475,000 | ||
Bank of America, N.A. | Bank of America | financial services | Americans with Disabilities Act | 2020 | DOJ_RIGHTS | $300,000 |
LaFrance Hospitality | Americans with Disabilities Act | 2020 | USAO | $20,000 | ||
Massachusetts General Hospital | Mass General Brigham | healthcare services | Americans with Disabilities Act | 2020 | USAO | $250,000 |
Springfield Medical Aesthetic P.C. D/B/A Advanced Cosmetic Surgery Of New York | Americans with Disabilities Act | 2020 | USAO | $390,000 | ||
Tender Care Learning Centers | Americans with Disabilities Act | 2020 | USAO | $20,000 | ||
Lyft, Inc. | Lyft Inc. | miscellaneous services | Americans with Disabilities Act | 2020 | USAO | $40,000 |
Swedish Medical Center First Hill | Providence | healthcare services | Americans with Disabilities Act | 2020 | USAO | $140,000 |
Atlantic Development Group LLC | Americans with Disabilities Act | 2020 | USAO | $600,000 | ||
Bank Hapoalim B.M. | Bank Hapoalim | financial services | anti-money-laundering deficiencies | 2020 | DOJ_CRIMINAL | $30,063,317 |
Industrial Bank of Korea | Industrial Bank of Korea | financial services | anti-money-laundering deficiencies | 2020 | USAO | $51,000,000 |
Industrial Bank of Korea | Industrial Bank of Korea | financial services | anti-money-laundering deficiencies | 2020 | NY-DFS | $35,000,000 |
Interactive Brokers LLC | Interactive Brokers Group | financial services | anti-money-laundering deficiencies | 2020 | CFTC | $12,206,214 |
Apple Bank for Savings | anti-money-laundering deficiencies | 2020 | FDIC | $12,500,000 | ||
Interactive Brokers LLC | Interactive Brokers Group | financial services | anti-money-laundering deficiencies | 2020 | FINRA | $15,000,000 |
Concesionaria Vuela Compania de Aviacion, S.A.P.I. de C.V. d/b/a Volaris | aviation consumer protection violation | 2020 | ACPD | $70,000 | ||
Spirit Airlines, Inc. | Spirit Airlines | airlines | aviation consumer protection violation | 2020 | ACPD | $350,000 |
Compania Panamena de Aviacion, S.A. | aviation consumer protection violation | 2020 | ACPD | $450,000 | ||
Aerolineas Argentinas | aviation consumer protection violation | 2020 | ACPD | $300,000 | ||
Emirates | aviation consumer protection violation | 2020 | ACPD | $400,000 | ||
UPS Inc. | United Parcel Service | freight and logistics | aviation safety violation | 2020 | FAA | $120,000 |
Alaska Airlines | Alaska Air | airlines | aviation safety violation | 2020 | FAA | $57,400 |
Southwest Airlines | Southwest Airlines | airlines | aviation safety violation | 2020 | FAA | $3,920,000 |
Boeing Co. | Boeing | aerospace and military contracting | aviation safety violation | 2020 | FAA | $5,400,000 |
Wing Over L.A. | aviation safety violation | 2020 | FAA | $67,050 | ||
Delta Air Lines, Inc. | Delta Air Lines | airlines | aviation safety violation | 2020 | FAA | $156,000 |
B E L Aviation | aviation safety violation | 2020 | FAA | $1,504,800 | ||
Blue Hawaiian Helicopters | aviation safety violation | 2020 | FAA | $110,000 | ||
King Salmon Airport | aviation safety violation | 2020 | FAA | $79,500 | ||
Boeing Co. | Boeing | aerospace and military contracting | aviation safety violation | 2020 | FAA | $19,680,000 |
Visco Flying Company | aviation safety violation | 2020 | FAA | $10,000 | ||
Hutt Aviation Inc. | aviation safety violation | 2020 | FAA | $7,699 | ||
Seaborne Virgin Island Inc. | aviation safety violation | 2020 | FAA | $5,000 | ||
Plasma Technology Inc. | aviation safety violation | 2020 | FAA | $16,000 | ||
Clay Lacy Aviation Inc. | Clay Lacy Aviation Inc. | airlines | aviation safety violation | 2020 | FAA | $21,000 |
American Flying Academy | aviation safety violation | 2020 | FAA | $7,149 | ||
Molokai Lanai Air Shuttle Inc. | aviation safety violation | 2020 | FAA | $25,000 | ||
Rochester Air Center LLC | aviation safety violation | 2020 | FAA | $15,000 | ||
Rhoades Aviation Inc. | aviation safety violation | 2020 | FAA | $31,000 | ||
Aviation Repair Solutions Inc. | aviation safety violation | 2020 | FAA | $9,075 | ||
Champlain Enterprises Inc. | Champlain Enterprises LLC | airlines | aviation safety violation | 2020 | FAA | $15,000 |
Seawind Aviation Inc. | aviation safety violation | 2020 | FAA | $6,750 | ||
Balloon Ranch | aviation safety violation | 2020 | FAA | $18,000 | ||
Regency Air LLC | aviation safety violation | 2020 | FAA | $6,000 | ||
Valence Surface Technologies | aviation safety violation | 2020 | FAA | $6,750 |