Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.
Company | Current Parent | Current Parent Industry | Primary Offense Type | Year | Agency | Penalty Amount |
---|---|---|---|---|---|---|
Eonsmoke, LLC | consumer protection violation | 2020 | AZ-AG | $22,535,136 | ||
Bumble Trading Inc. | consumer protection violation | 2020 | private lawsuit-federal | $22,500,000 | ||
Linde GmbH | Linde | industrial services | False Claims Act and related | 2020 | DOJ_CIVIL | $22,200,000 |
Biogen, Inc. | Biogen | pharmaceuticals | False Claims Act and related | 2020 | DOJ_CIVIL | $22,000,000 |
Hyundai Motor America | Hyundai Motor | motor vehicles | product safety violation | 2020 | private lawsuit-federal | $22,000,000 |
World Acceptance Corporation | World Acceptance Corporation | financial services | Foreign Corrupt Practices Act | 2020 | SEC | $21,700,000 |
Nichicon Corporation | Nichicon Corporation | electrical and electronic equipment | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $21,500,000 |
Alexion Pharmaceuticals Inc. | AstraZeneca | pharmaceuticals | Foreign Corrupt Practices Act | 2020 | SEC | $21,000,000 |
BNP Paribas Securities Corp. | BNP Paribas | financial services | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $20,833,333 |
Cantor Fitzgerald & Co. | Cantor Fitzgerald | financial services | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $20,833,333 |
Citigroup Global Markets Inc. | Citigroup | financial services | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $20,833,333 |
Credit Suisse Securities (USA) LLC | UBS | financial services | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $20,833,333 |
HSBC Securities (USA) Inc. | HSBC | financial services | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $20,833,333 |
J.P. Morgan Securities LLC | JPMorgan Chase | financial services | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $20,833,333 |
Merrill Lynch Pierce Fenner & Smith Inc. | Bank of America | financial services | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $20,833,333 |
Morgan Stanley & Co. LLC | Morgan Stanley | financial services | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $20,833,333 |
Nomura Securities International Inc. | Nomura | financial services | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $20,833,333 |
SG Americas Securities LLC | Societe Generale | financial services | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $20,833,333 |
TD Securities (USA) LLC | Toronto-Dominion Bank | financial services | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $20,833,333 |
UBS Securities LLC | UBS | financial services | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $20,833,333 |
DUSA Pharmaceuticals, Inc. | Sun Pharmaceuticals | pharmaceuticals | False Claims Act and related | 2020 | DOJ_CIVIL | $20,750,000 |
Home Depot U.S.A. Inc. | Home Depot | retailing | environmental violation | 2020 | EPA | $20,750,000 |
Jackson National Life Insurance Company | Jackson Financial | financial services | employment discrimination | 2020 | EEOC | $20,500,000 |
Kohler Co. | Kohler | building materials | environmental violation | 2020 | EPA | $20,000,000 |
Florida Cancer Specialists & Research Institute LLC | Florida Cancer Specialists | healthcare services | False Claims Act and related | 2020 | FL-AG | $20,000,000 |
Wells Fargo & Co. | Wells Fargo | financial services | investor protection violation | 2020 | MD-AG | $20,000,000 |
Walmart, Inc. | Walmart | retailing | employment discrimination | 2020 | EEOC | $20,000,000 |
Andeavor LLC | Marathon Petroleum | oil and gas | accounting fraud or deficiencies | 2020 | SEC | $20,000,000 |
Goldman Sachs | Goldman Sachs | financial services | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $20,000,000 |
Kohler Co. | Kohler | building materials | environmental violation | 2020 | EPA | $20,000,000 |
Barclays Bank PLC | Barclays | financial services | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $19,975,000 |
Actavis Elizabeth LLC | Teva Pharmaceutical Industries | pharmaceuticals | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $19,900,000 |
Boeing Co. | Boeing | aerospace and military contracting | aviation safety violation | 2020 | FAA | $19,680,000 |
Burlington Coat Factory Warehouse Corporation | Burlington Stores | retailing | wage and hour violation | 2020 | private lawsuit-federal | $19,613,900 |
Beam Suntory Inc. | Suntory | beverages | Foreign Corrupt Practices Act | 2020 | DOJ_CRIMINAL | $19,572,885 |
Equifax Inc. | Equifax | miscellaneous services | privacy violation | 2020 | IN-AG | $19,500,000 |
Cognosante LLC | False Claims Act and related | 2020 | DOJ_CIVIL | $18,987,789 | ||
Memorial Health Services | False Claims Act and related | 2020 | CA-AG | $18,919,607 | ||
CITGO Petroleum Corporation | PDVSA (Petroleos de Venezuela S.A.) | oil and gas | product safety violation | 2020 | private lawsuit-federal | $18,825,000 |
Time Warner Cable LLC | Charter Communications | telecommunications | consumer protection violation | 2020 | CA-MULTI | $18,800,000 |
C.R. England, Inc. | C.R. England | freight and logistics | wage and hour violation | 2020 | private lawsuit-federal | $18,600,000 |
Telegram Group Inc. | investor protection violation | 2020 | SEC | $18,500,000 | ||
HSBC Bank PLC | HSBC | financial services | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $18,500,000 |
KOA Corporation | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $18,500,000 | ||
Wells Fargo Bank, N.A. | Wells Fargo | financial services | consumer protection violation | 2020 | private lawsuit-federal | $18,500,000 |
Chou Team Realty, LLC dba Monster Loans | consumer protection violation | 2020 | CFPB | $18,450,001 | ||
Pruco Securities, LLC | Prudential Financial | financial services | investor protection violation | 2020 | SEC | $18,252,341 |
Kerr-McGee Oil & Gas Onshore LP | Occidental Petroleum | oil and gas | environmental violation | 2020 | CO-OIL | $18,250,000 |
Equifax Inc. | Equifax | miscellaneous services | privacy violation | 2020 | MA-AG | $18,200,000 |
Massachusetts Institute of Technology | Massachusetts Institute of Technology | miscellaneous services | benefit plan administrator violation | 2020 | private lawsuit-federal | $18,100,000 |
Grocery Manufacturer's Association | campaign finance violation | 2020 | WA-AG | $18,000,000 | ||
Merit Medical Systems Inc. | Merit Medical Systems | medical equipment and supplies | False Claims Act and related | 2020 | DOJ_CIVIL | $18,000,000 |
Merit Medical Systems Inc. | Merit Medical Systems | medical equipment and supplies | False Claims Act and related | 2020 | MULTI-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $18,000,000 |
BMW AG | BMW | motor vehicles | accounting fraud or deficiencies | 2020 | SEC | $18,000,000 |
RBS Financial Products, Inc. | NatWest Group PLC | financial services | toxic securities abuses | 2020 | MD-AG | $18,000,000 |
Citibank, N.A. | Citigroup | financial services | banking violation | 2020 | OCC | $17,998,510 |
UBS AG | UBS | financial services | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $17,900,000 |
Super Micro Computer, Inc. | Super Micro Computer Inc. | electrical and electronic equipment | accounting fraud or deficiencies | 2020 | SEC | $17,500,000 |
Home Depot | Home Depot | retailing | privacy violation | 2020 | MULTI-AG | $17,500,000 |
Blue Bell Creameries L.P. | Blue Bell Creameries | food products | food safety violation | 2020 | DOJ_CIVIL | $17,250,000 |
Christie's Inc. | tax violations | 2020 | NY-MANDA | $16,700,000 | ||
Longwood Management Corporation | False Claims Act and related | 2020 | DOJ_CIVIL | $16,700,000 | ||
Sargeant Marine Inc. | Foreign Corrupt Practices Act | 2020 | DOJ_CRIMINAL | $16,600,000 | ||
PAM Transport Inc. | wage and hour violation | 2020 | private lawsuit-federal | $16,500,000 | ||
ICOBox | investor protection violation | 2020 | SEC | $16,059,428 | ||
U.S. Bancorp Investments, Inc. | U.S. Bancorp | financial services | investor protection violation | 2020 | SEC | $15,992,441 |
Guardian Elder Care Holdings Inc. | Guardian Elder Care | healthcare services | False Claims Act and related | 2020 | DOJ_CIVIL | $15,466,278 |
Omnicare Inc. | CVS Health | retailing | Controlled Substances Act violation | 2020 | DEA | $15,300,000 |
Tesoro Refining & Marketing Company LLC | Marathon Petroleum | oil and gas | wage and hour violation | 2020 | private lawsuit-federal | $15,250,000 |
1-800 Contacts Inc. | KKR & Co. | private equity (including portfolio companies) | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $15,100,000 |
Encore Capital Group, Inc. | Encore Capital Group | financial services | consumer protection violation | 2020 | CFPB | $15,079,308 |
Guaranteed Rate Inc. | Guaranteed Rate Inc. | financial services | False Claims Act and related | 2020 | DOJ_CIVIL | $15,060,000 |
T-Mobile | T-Mobile US | telecommunications | consumer protection violation | 2020 | MULTI-AG | $15,000,000 |
Daimler Trucks North America | Daimler Truck AG | motor vehicles | motor vehicle safety violation | 2020 | NHTSA | $15,000,000 |
Interactive Brokers LLC | Interactive Brokers Group | financial services | anti-money-laundering deficiencies | 2020 | FINRA | $15,000,000 |
CMS Energy Resource Management | CMS Energy | utilities and power generation | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $15,000,000 |
Deutsche Bank | Deutsche Bank | financial services | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $15,000,000 |
Hitachi Automotive Systems Limited | Hitachi | diversified | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $15,000,000 |
Worldpay US, Inc. | consumer protection violation | 2020 | private lawsuit-federal | $15,000,000 | ||
First Tennessee Bank NA | First Horizon National | financial services | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $14,500,000 |
Mylan Inc. | Viatris | pharmaceuticals | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $14,377,600 |
Toyoda Gosei Co. Ltd. | Toyoda Gosei | automotive parts | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $14,160,000 |
Showa Corp. | Hitachi | diversified | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $14,060,000 |
Union Bancaire Privee, UBP SA | Union Bancaire Privee | financial services | tax violations | 2020 | DOJ_TAX | $14,000,000 |
Wal-Mart Stores Inc. | Walmart | retailing | employment discrimination | 2020 | private lawsuit-federal | $14,000,000 |
Lakeway Regional Medical Center LLC | False Claims Act and related | 2020 | DOJ_CIVIL | $13,580,822 | ||
Flowers Foods, Inc. | Flowers Foods | food products | wage and hour violation | 2020 | private lawsuit-federal | $13,250,000 |
Progenity Inc. | False Claims Act and related | 2020 | MULTI-AG | $13,150,684 | ||
Technicolor SA | Technicolor | miscellaneous services | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $13,013,960 |
Royal Bank of Scotland Group | NatWest Group PLC | financial services | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $13,000,000 |
Rent-A-Center Inc. | Rent-A-Center | retailing | consumer protection violation | 2020 | private lawsuit-federal | $13,000,000 |
UCXtra Umbrella, LLC | False Claims Act and related | 2020 | USAO | $12,500,000 | ||
Apple Bank for Savings | anti-money-laundering deficiencies | 2020 | FDIC | $12,500,000 | ||
Sprint Corporation | T-Mobile US | telecommunications | telecommunications violation | 2020 | FCC | $12,240,000 |
Interactive Brokers LLC | Interactive Brokers Group | financial services | anti-money-laundering deficiencies | 2020 | CFTC | $12,206,214 |
Trinity Containers LLC | motor vehicle safety violation | 2020 | FMCSA | $12,173,000 | ||
Advanced Micro Devices Inc. | Advanced Micro Devices | electrical and electronic equipment | consumer protection violation | 2020 | private lawsuit-federal | $12,100,000 |
Pacific Carriers Limited | environmental violation | 2020 | EPA | $12,000,000 | ||
Knorr-Bremse AG | Knorr-Bremse | automotive parts | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $12,000,000 |
Panasonic Corp. | Panasonic | electrical and electronic equipment | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $12,000,000 |
Walgreens/Direct Vision | Walgreens Boots Alliance | retailing | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $12,000,000 |