Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.
| Company | Current Parent | Current Parent Industry | Primary Offense Type | Year | Agency | Penalty Amount  |
|---|---|---|---|---|---|---|
| HSBC Bank PLC | HSBC | financial services | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $4,750,000 |
| Northern Air Cargo LLC | False Claims Act and related | 2020 | DOJ_CIVIL | $4,700,000 | ||
| Pine Tree Meat & Produce Inc. et al. | tax violations | 2020 | NY-AG | $4,700,000 | ||
| Panasonic Corp. | Panasonic | electrical and electronic equipment | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $4,700,000 |
| Craft Brew Alliance, Inc. | Anheuser-Busch InBev | beverages | consumer protection violation | 2020 | private lawsuit-federal | $4,700,000 |
| NaviHealth, Inc. | UnitedHealth Group | healthcare services | wage and hour violation | 2020 | private lawsuit-federal | $4,690,000 |
| Business Owners Tax Relief LLC | investor protection violation | 2020 | AZ-CC | $4,674,873 | ||
| Covelli Enterprises, Inc. | wage and hour violation | 2020 | private lawsuit-federal | $4,625,000 | ||
| Valero Energy Corporation | Valero Energy | oil and gas | environmental violation | 2020 | EPA | $4,625,000 |
| Valero Energy Corporation | Valero Energy | oil and gas | environmental violation | 2020 | EPA | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $4,625,000 |
| University of North Carolina at Chapel Hill | False Claims Act and related | 2020 | USAO | $4,552,058 | ||
| Doctor's Choice Home Care, Inc. | False Claims Act and related | 2020 | DOJ_CIVIL | $4,531,000 | ||
| Omnicare Inc. et al. | CVS Health | retailing | wage and hour violation | 2020 | private lawsuit-federal | $4,500,000 |
| Citibank N.A. | Citigroup | financial services | investor protection violation | 2020 | CFTC | $4,500,000 |
| Concept Schools, NFP | False Claims Act and related | 2020 | DOJ_CIVIL | $4,500,000 | ||
| ResMed Corp. | ResMed Inc. | medical equipment and supplies | kickbacks and bribery | 2020 | MULTI-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $4,470,000 |
| Northland Associates, Inc. and The Diverse Construction Group, LLC | False Claims Act and related | 2020 | USAO | $4,470,000 | ||
| Toyo Denso | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $4,408,000 | ||
| Ecotrust and Ecotrust Forest Management | False Claims Act and related | 2020 | OR-AG | $4,400,000 | ||
| Trickling Springs Creamery, LLC | investor protection violation | 2020 | PA-BKG | $4,375,000 | ||
| Lake Erie Tobacco Company | tax violations | 2020 | ATTTB | $4,333,129 | ||
| Heller Family Medicine, LLC | False Claims Act and related | 2020 | USAO | $4,300,000 | ||
| Amerihealth Caritas Services, LLC | wage and hour violation | 2020 | private lawsuit-federal | $4,250,000 | ||
| Dave O'Mara Contractor Inc. | False Claims Act and related | 2020 | DOJ_CIVIL | $4,250,000 | ||
| AppFolio, Inc. | consumer protection violation | 2020 | FTC | $4,250,000 | ||
| George's Farms, Inc. | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $4,250,000 | ||
| Mitsubishi Heavy Industries | Mitsubishi Heavy Industries | diversified | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $4,200,000 |
| Keystone Biofuels Inc. | environmental violation | 2020 | EPA | $4,149,383 | ||
| Berkshire Hathaway Inc. | Berkshire Hathaway | diversified | economic sanction violation | 2020 | OFAC | $4,144,651 |
| Cookeville Regional Medical Center Authority | Cookeville Regional Medical Center | healthcare services | False Claims Act and related | 2020 | USAO | $4,100,000 |
| Encore Rehabilitation Services LLC | False Claims Act and related | 2020 | DOJ_CIVIL | $4,030,000 | ||
| ETC Texas Pipeline, LTD | Energy Transfer | pipelines | environmental violation | 2020 | NM-ENV | $4,023,779 |
| NeuroMetrix, Inc. | consumer protection violation | 2020 | FTC | $4,000,000 | ||
| Mazzone Management Group | wage and hour violation | 2020 | private lawsuit-federal | $4,000,000 | ||
| Asurion Insurance Services, Inc. and Asurion Protection Services LLC | Asurion | financial services | insurance violation | 2020 | NY-DFS | $4,000,000 |
| Pacific Gas & Electric | PG&E Corp. | utilities and power generation | environmental violation | 2020 | CA-MULTI | $4,000,000 |
| New York Mercantile Exchange (NYMEX) | investor protection violation | 2020 | CFTC | $4,000,000 | ||
| HollyFrontier El Dorado Refining LLC | HF Sinclair Corporation | oil and gas | environmental violation | 2020 | EPA | $4,000,000 |
| VMware | Broadcom | electrical and electronic equipment | False Claims Act and related | 2020 | CA-AG | $4,000,000 |
| Williamsburg Physical Therapy, P.C. and Euro Physical Therapy, P.C. | False Claims Act and related | 2020 | USAO | $4,000,000 | ||
| HOLLYFRONTIER EL DORADO REFINING LLC | HF Sinclair Corporation | oil and gas | environmental violation | 2020 | EPA | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $4,000,000 |
| Amick Farms LLC | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $3,950,000 | ||
| Southwest Airlines | Southwest Airlines | airlines | aviation safety violation | 2020 | FAA | $3,920,000 |
| Johnson & Johnson | Johnson & Johnson | pharmaceuticals | drug or medical equipment safety violation | 2020 | WV-AG | $3,900,000 |
| Ashland Global Holdings Inc. | Ashland Global Holdings | chemicals | wage and hour violation | 2020 | private lawsuit-federal | $3,900,000 |
| RBC Capital Markets LLC | Royal Bank of Canada | financial services | investor protection violation | 2020 | SEC | $3,889,007 |
| Component Assembly Systems Inc | wage and hour violation | 2020 | PA-DLI | $3,875,009 | ||
| Bouchard Transportation Co. | Bouchard Transportation | miscellaneous services | wage and hour violation | 2020 | WHD | $3,872,895 |
| Espar Inc. | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $3,850,000 | ||
| Webasto Products North America, Inc. | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $3,850,000 | ||
| Zander Group Holdings Inc. | benefit plan administrator violation | 2020 | EBSA | $3,818,181 | ||
| VOS Capital Management, LLC | investor protection violation | 2020 | CFTC | $3,813,875 | ||
| H&M Hennes & Mauritz, L.P. | H&M Hennes & Mauritz | retailing | wage and hour violation | 2020 | private lawsuit-federal | $3,800,000 |
| JPMorgan Chase Bank, N.A. | JPMorgan Chase | financial services | wage and hour violation | 2020 | private lawsuit-federal | $3,750,000 |
| Munger Bros. LLC | wage and hour violation | 2020 | private lawsuit-federal | $3,750,000 | ||
| AT&T | AT&T | telecommunications | utility administrative violation | 2020 | CA-PUC | $3,750,000 |
| Gulfport Energy Corp. | Gulfport Energy | oil and gas | environmental violation | 2020 | EPA | $3,700,000 |
| William Marsh Rice University | False Claims Act and related | 2020 | USAO | $3,700,000 | ||
| Sherwin-Williams Company | Sherwin-Williams | paints and coatings | wage and hour violation | 2020 | private lawsuit-federal | $3,650,000 |
| Stifel, Nicolaus & Company, Incorporated | Stifel Financial | financial services | investor protection violation | 2020 | FINRA | $3,650,000 |
| Sanden Holdings Corporation | Sanden Corp. | automotive parts | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $3,650,000 |
| Ambit Energy Holdings LLC | consumer protection violation | 2020 | private lawsuit-federal | $3,650,000 | ||
| Gerber Life Insurance Co. | Western & Southern Financial Group | financial services | insurance violation | 2020 | NC-INS | $3,635,665 |
| Freedom Debt Relief, LLC and Freedom Financial Network, LLC | consumer protection violation | 2020 | NY-AG | $3,600,000 | ||
| Delta Air Lines, Inc. | Delta Air Lines | airlines | wage and hour violation | 2020 | private lawsuit-federal | $3,500,000 |
| Management & Training Corporation | Management & Training Corporation | miscellaneous services | wage and hour violation | 2020 | private lawsuit-federal | $3,500,000 |
| Morningstar Credit Ratings, LLC | Morningstar Inc. | miscellaneous services | investor protection violation | 2020 | SEC | $3,500,000 |
| Berkshire Capital Management Company, Inc. and Eat at Joe's, Ltd. (n/k/a SPYR, Inc.) | investor protection violation | 2020 | SEC | $3,500,000 | ||
| Vista Ridge LP, et al. | housing code violation | 2020 | DC-AG | $3,500,000 | ||
| Alimentation Couche-Tard Inc. | Couche-Tard | retailing | price-fixing or anti-competitive practices | 2020 | FTC | $3,500,000 |
| Pacira Pharmaceuticals, Inc. | Pacira BioSciences | pharmaceuticals | kickbacks and bribery | 2020 | MULTI-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $3,500,000 |
| Advanced Care Scripts, Inc. | kickbacks and bribery | 2020 | USAO | $3,500,000 | ||
| Pacira Pharmaceuticals Inc. | Pacira BioSciences | pharmaceuticals | False Claims Act and related | 2020 | USAO | $3,500,000 |
| Newport News Shipbuilding | Huntington Ingalls Industries | aerospace and military contracting | employment discrimination | 2020 | OFCCP | $3,500,000 |
| Macy's West Stores, Inc. | Macy's | retailing | wage and hour violation | 2020 | private lawsuit-federal | $3,500,000 |
| Walgreen Co. | Walgreens Boots Alliance | retailing | environmental violation | 2020 | CA-MULTI | $3,500,000 |
| Southern California Edison Company | Edison International | utilities and power generation | environmental violation | 2020 | CA-SBCDA | $3,500,000 |
| TIAA Bank, FSB | TIAA | financial services | wage and hour violation | 2020 | private lawsuit-federal | $3,500,000 |
| Ranbaxy Laboratories Ltd. | Sun Pharmaceuticals | pharmaceuticals | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $3,500,000 |
| Hitachi Maxell Ltd. | Hitachi | diversified | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $3,450,000 |
| E.I. du Pont de Nemours and Company | DuPont de Nemours | chemicals | environmental violation | 2020 | EPA | $3,420,000 |
| PacifiCorp | Berkshire Hathaway | diversified | environmental violation | 2020 | USAO | $3,400,000 |
| Papa John's International, Inc. | Papa John's International | restaurants and foodservice | wage and hour violation | 2020 | private lawsuit-federal | $3,400,000 |
| The Lighthouse Events, LLC | investor protection violation | 2020 | SEC | $3,381,686 | ||
| Bridgeport Health Care Center Inc. | Communicare Health | healthcare services | benefit plan administrator violation | 2020 | EBSA | $3,366,957 |
| Ross Stores, Inc. | Ross Stores | retailing | environmental violation | 2020 | CA-MULTI | $3,335,000 |
| DCP Operating Company, LP | Phillips 66 | oil and gas | environmental violation | 2020 | NM-ENV | $3,325,423 |
| FedEx Ground Package System, Inc. | FedEx | freight and logistics | employment discrimination | 2020 | EEOC | $3,300,000 |
| Penn-Ridge Transportation, Inc. | wage and hour violation | 2020 | private lawsuit-federal | $3,250,000 | ||
| Fedex Freight, Inc. | FedEx | freight and logistics | wage and hour violation | 2020 | private lawsuit-federal | $3,250,000 |
| Younique LLC | consumer protection violation | 2020 | private lawsuit-federal | $3,250,000 | ||
| Everest Capital LLC | investor protection violation | 2020 | SEC | $3,208,226 | ||
| Cantor Fitzgerald & Co. | Cantor Fitzgerald | financial services | investor protection violation | 2020 | SEC | $3,200,000 |
| United Healthcare of New England Inc. | UnitedHealth Group | healthcare services | insurance violation | 2020 | RI-OHIC | $3,200,000 |
| Hope Hospice | False Claims Act and related | 2020 | USAO | $3,200,000 | ||
| CoreCivic Inc. | CoreCivic | miscellaneous services | wage and hour violation | 2020 | private lawsuit-federal | $3,200,000 |
| Advantage RN LLC | wage and hour violation | 2020 | private lawsuit-federal | $3,200,000 | ||
| Corteva | Corteva | agribusiness | environmental violation | 2020 | EPA | $3,195,000 |
| Luxma Corp. | insurance violation | 2020 | CA-INS | $3,190,000 | ||
| Porsche AG | Volkswagen | motor vehicles | environmental violation | 2020 | CA-ARB | $3,151,540 |
| VJ Associates | False Claims Act and related | 2020 | USAO | $3,130,000 |
