Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.
| Company | Current Parent | Current Parent Industry | Primary Offense Type | Year | Agency | Penalty Amount  |
|---|---|---|---|---|---|---|
| RPM International Inc. | RPM International | chemicals | accounting fraud or deficiencies | 2020 | SEC | $2,022,500 |
| Kroll Bond Rating Agency Inc. | investor protection violation | 2020 | SEC | $2,010,000 | ||
| Prestige Care, Inc. | employment discrimination | 2020 | EEOC | $2,000,000 | ||
| Walt Disney Parks And Resorts U.S., Inc. | Walt Disney | entertainment | wage and hour violation | 2020 | private lawsuit-federal | $2,000,000 |
| Jier Shin Korea Co. Ltd. | price-fixing or anti-competitive practices | 2020 | DOJ_ANTITRUST | $2,000,000 | ||
| Alaska Neurology Center LLC | False Claims Act and related | 2020 | USAO | $2,000,000 | ||
| Cisco Systems, Inc. | Cisco Systems | electrical and electronic equipment | employment discrimination | 2020 | OFCCP | $2,000,000 |
| Advanced Medical Personnel Services, Inc. | wage and hour violation | 2020 | private lawsuit-federal | $2,000,000 | ||
| Rockwater Northeast LLC | environmental violation | 2020 | USAO | $2,000,000 | ||
| Blue Apron, LLC | wage and hour violation | 2020 | private lawsuit-federal | $2,000,000 | ||
| Flagship Facility Services, Inc. | wage and hour violation | 2020 | private lawsuit-federal | $2,000,000 | ||
| HDK America, Inc. | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $2,000,000 | ||
| Kamaya Electric Co. Ltd. | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $2,000,000 | ||
| ROHM Co. Ltd. | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $2,000,000 | ||
| Progressive Specialty Insurance Company | Progressive | financial services | consumer protection violation | 2020 | private lawsuit-federal | $2,000,000 |
| MoneyMutual, LLC | consumer protection violation | 2020 | private lawsuit-federal | $2,000,000 | ||
| Del Monte Fresh Produce N.A., Inc. | Fresh Del Monte Produce | food products | environmental violation | 2020 | CA-ARB | $1,990,650 |
| Sunoco Pipeline | Energy Transfer | pipelines | environmental violation | 2020 | PA-ENV | $1,950,000 |
| Preferred Family Healthcare | False Claims Act and related | 2020 | AR-AG | $1,944,367 | ||
| Industries for the Blind and Visually Impaired Inc. | False Claims Act and related | 2020 | DOJ_CIVIL | $1,938,684 | ||
| Natural Advantage LLC | Controlled Substances Act violation | 2020 | USAO | $1,938,650 | ||
| Comoto Holdings, Inc. | environmental violation | 2020 | CA-ARB | $1,937,500 | ||
| American Honda Motor Co., Inc. | Honda | motor vehicles | environmental violation | 2020 | CA-ARB | $1,927,800 |
| Monomoy Capital Management, L.P. | Monomoy Capital Partners | private equity (including portfolio companies) | investor protection violation | 2020 | SEC | $1,926,579 |
| Globex Telecom, Inc. | consumer protection violation | 2020 | FTC | $1,900,000 | ||
| Prospect Medical Holdings, Inc. | wage and hour violation | 2020 | private lawsuit-federal | $1,900,000 | ||
| Faurecia Emissions Control Technologies USA LLC | Forvia | automotive parts | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $1,900,000 |
| Fisker Automotive Holdings Inc. | WARN Act violation | 2020 | private lawsuit-federal | $1,887,771 | ||
| Vice Media Inc. | employment discrimination | 2020 | private lawsuit-state | $1,875,000 | ||
| Converse, Inc. | Nike | apparel | wage and hour violation | 2020 | private lawsuit-federal | $1,875,000 |
| Chipotle Mexican Grill Inc. | Chipotle Mexican Grill | restaurants and foodservice | wage and hour violation | 2020 | MA-AG | $1,870,000 |
| Sterling Medical Associates Inc. | False Claims Act and related | 2020 | DOJ_CIVIL | $1,850,000 | ||
| Eberspacher Exhaust Technology GmbH & Co. KG | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $1,850,000 | ||
| Standard Security Life Insurance Company of New York | insurance violation | 2020 | MULTI-FIN | $1,829,000 | ||
| J.P. Morgan Securities LLC | JPMorgan Chase | financial services | investor protection violation | 2020 | SEC | $1,822,438 |
| Liquidation LLC | consumer protection violation | 2020 | MI-AG | $1,800,000 | ||
| Low VA Rates LLC | consumer protection violation | 2020 | CFPB | $1,800,000 | ||
| Macy's, Inc. | Macy's | retailing | Fair Credit Reporting Act violation | 2020 | private lawsuit-federal | $1,800,000 |
| Silicon Valley Growth Syndicate | employment discrimination | 2020 | CA-CRD | $1,800,000 | ||
| DETROIT EDISON | DTE Energy | utilities and power generation | environmental violation | 2020 | EPA | $1,800,000 |
| Tailor Made Compounding LLC | Controlled Substances Act violation | 2020 | USAO | $1,788,906 | ||
| The Sherwin-Williams Company | Sherwin-Williams | paints and coatings | environmental violation | 2020 | CA-SCAQMD | $1,765,417 |
| Ulta Salon, Cosmetics & Fragrance, Inc. | Ulta Beauty | retailing | wage and hour violation | 2020 | private lawsuit-federal | $1,750,000 |
| STG Healthcare of Atlanta, Inc. | STG Healthcare of Atlanta | healthcare services | False Claims Act and related | 2020 | USAO | $1,750,000 |
| Bernhard Schulte Shipmanagement (Singapore) PTE LTD. | environmental violation | 2020 | USCG | $1,750,000 | ||
| FuturesFX | investor protection violation | 2020 | CFTC | $1,750,000 | ||
| Standard Chartered Bank | Standard Chartered | financial services | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $1,720,000 |
| Maury Regional Hospital, d/b/a Maury Regional Medical Center | Maury Regional Health | healthcare services | False Claims Act and related | 2020 | USAO | $1,702,903 |
| KPMD, Inc. | fraud | 2020 | USAO | $1,700,000 | ||
| Gilder Gagnon Howe & Co. LLC | investor protection violation | 2020 | SEC | $1,700,000 | ||
| Power Solutions International Inc. | accounting fraud or deficiencies | 2020 | SEC | $1,700,000 | ||
| Power Solutions International Inc. | fraud | 2020 | USAO | $1,700,000 | ||
| GULFPORT ENERGY | Gulfport Energy | oil and gas | environmental violation | 2020 | EPA | $1,700,000 |
| Advanta Medicaid LLC | insurance violation | 2020 | NJ-AG | $1,660,000 | ||
| Tree of Life, Inc. | False Claims Act and related | 2020 | USAO | $1,650,000 | ||
| Unix Line PTE, Ltd. | environmental violation | 2020 | EPA | $1,650,000 | ||
| Trinity EMS Inc. | consumer protection violation | 2020 | MA-AG | $1,650,000 | ||
| Facebook, Inc. | Meta Platforms Inc. | information technology | wage and hour violation | 2020 | private lawsuit-federal | $1,650,000 |
| CarMax Auto Superstores California, LLC | CarMax | retailing | environmental violation | 2020 | CA-MULTI | $1,600,000 |
| Trans-Fast Remittance LLC | consumer protection violation | 2020 | CFPB | $1,600,000 | ||
| Shreveport Prosthetics, Inc. | False Claims Act and related | 2020 | USAO | $1,600,000 | ||
| MVM, Inc. | MVM Inc. | miscellaneous services | employment discrimination | 2020 | EEOC | $1,600,000 |
| Lowe's HIW Inc | Lowe's | retailing | environmental violation | 2020 | CA-SCAQMD | $1,600,000 |
| GREAT LAKES TANK & VESSEL LLC | workplace safety or health violation | 2020 | OSHA | $1,565,271 | ||
| Kentucky Bankers Association et al. | benefit plan administrator violation | 2020 | EBSA | $1,561,818 | ||
| Avant of Colorado, LLC et al. | consumer protection violation | 2020 | CO-AG | $1,550,000 | ||
| SG Americas Securities LLC | Societe Generale | financial services | investor protection violation | 2020 | SEC | $1,550,000 |
| USF Reddaway Inc. | Yellow Corporation | freight and logistics | wage and hour violation | 2020 | private lawsuit-federal | $1,550,000 |
| Worden Capital Management LLC | investor protection violation | 2020 | FINRA | $1,550,000 | ||
| SG Americas Securities, LLC | Societe Generale | financial services | investor protection violation | 2020 | FINRA | $1,550,000 |
| Specialized Loan Servicing, LLC | consumer protection violation | 2020 | CFPB | $1,525,000 | ||
| B E L Aviation | aviation safety violation | 2020 | FAA | $1,504,800 | ||
| Sterling Jewelers Inc. | Signet Jewelers | retailing | wage and hour violation | 2020 | private lawsuit-federal | $1,500,000 |
| Southeastern Retina Associates | False Claims Act and related | 2020 | USAO | $1,500,000 | ||
| DynCorp International, LLC | Amentum Government Services Holdings LLC | miscellaneous services | kickbacks and bribery | 2020 | USAO | $1,500,000 |
| Asplundh Tree Expert, Co. | Asplundh Tree Expert | miscellaneous services | wage and hour violation | 2020 | private lawsuit-federal | $1,500,000 |
| CEVA Logistics U.S., Inc. | CMA CGM | freight and logistics | wage and hour violation | 2020 | private lawsuit-federal | $1,500,000 |
| Bronx Honda | discriminatory practices (non-employment) | 2020 | FTC | $1,500,000 | ||
| Equifax Inc. | Equifax | miscellaneous services | privacy violation | 2020 | IL-CCC | $1,500,000 |
| JD Byrider | consumer protection violation | 2020 | MA-AG | $1,500,000 | ||
| Health Plan Intermediaries Holdings, LLC. | insurance violation | 2020 | WA-INS | $1,500,000 | ||
| Misuga Kaiun Co. Ltd. | environmental violation | 2020 | EPA | $1,500,000 | ||
| Trade Off, LLC and Trade Off Plus, LLC | employment discrimination | 2020 | NY-AG | $1,500,000 | ||
| Teachers Insurance and Annuity Association | TIAA | financial services | employment discrimination | 2020 | OFCCP | $1,500,000 |
| SMART Payment Plan, LLC | consumer protection violation | 2020 | CFPB | $1,500,000 | ||
| JOON LLC, d/b/a AJIN USA | workplace safety or health violation | 2020 | DOJ_CRIMINAL | $1,500,000 | ||
| Apache Nitrogen Products, Inc. | environmental violation | 2020 | EPA | $1,500,000 | ||
| Athens Orthopedic Clinic PA | privacy violation | 2020 | HHSOCR | $1,500,000 | ||
| Fulton Financial Corporation | Fulton Financial | financial services | investor protection violation | 2020 | SEC | $1,500,000 |
| Humana Insurance Company | Humana | healthcare services | insurance violation | 2020 | UT-INS | $1,500,000 |
| Complete Merchant Solutions, LLC | consumer protection violation | 2020 | FTC | $1,500,000 | ||
| United Auto Workers Union | fraud | 2020 | USAO | $1,500,000 | ||
| Joint Active Systems, Inc. | False Claims Act and related | 2020 | USAO | $1,500,000 | ||
| Rochester Gas & Electric Corporation | Iberdrola | utilities and power generation | utility service violation | 2020 | NY-PSC | $1,500,000 |
| Bank of America N.A. | Bank of America | financial services | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $1,500,000 |
| JPMorgan Chase & Co. | JPMorgan Chase | financial services | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $1,500,000 |
| ExxonMobil Oil Corp. | Exxon Mobil | oil and gas | wage and hour violation | 2020 | private lawsuit-federal | $1,491,372 |
| Bed Bath & Beyond, Inc. | Bed Bath & Beyond | retailing | environmental violation | 2020 | CA-MULTI | $1,490,000 |
| E. I. du Pont de Nemours and Company | DuPont de Nemours | chemicals | environmental violation | 2020 | TX-ENV | $1,485,000 |
| VIRGIN ISLANDS PORT AUTHORITY | aviation safety violation | 2020 | FAA | $1,466,775 | ||
| Allstate Insurance Group | Allstate | financial services | insurance violation | 2020 | NY-DFS | $1,455,368 |
