Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.
| Company | Current Parent | Current Parent Industry | Primary Offense Type | Year | Agency | Penalty Amount  |
|---|---|---|---|---|---|---|
| Landmark Home Warranty | consumer protection violation | 2021 | AZ-AG | $1,750,000 | ||
| Mark Sand & Gravel Co. | False Claims Act and related | 2021 | USAO | $1,750,000 | ||
| Securities America Advisors, Inc. | Reverence Capital Partners | private equity (including portfolio companies) | investor protection violation | 2021 | SEC | $1,750,000 |
| Intrado Safety Communications Inc. | telecommunications violation | 2021 | FCC | $1,750,000 | ||
| Yodel Technologies LLC | privacy violation | 2021 | private lawsuit-federal | $1,750,000 | ||
| Instructional Telecommunications Foundation, Inc. d/b/a Voqal USA | telecommunications violation | 2021 | FCC | $1,749,000 | ||
| Dispatch Delivery Services, Inc. | wage and hour violation | 2021 | CA-LCO | $1,745,914 | ||
| SNP Pharmacy, LLC | wage and hour violation | 2021 | CA-LCO | $1,745,914 | ||
| Smith & Wesson Sales Company | Smith & Wesson | miscellaneous manufacturing | tax violations | 2021 | ATTTB | $1,729,000 |
| Avnet Asia Pte., Ltd. | Avnet | wholesalers | export control violation | 2021 | BIS | $1,721,000 |
| W. Wong Construction Co., Inc. et al. | False Claims Act and related | 2021 | CA-SFCA | $1,700,000 | ||
| Intelenet America, LLC | wage and hour violation | 2021 | private lawsuit-federal | $1,700,000 | ||
| Fieldale Farms Corporation | price-fixing or anti-competitive practices | 2021 | private lawsuit-federal | $1,700,000 | ||
| Midwest Can Company | environmental violation | 2021 | EPA | $1,700,000 | ||
| Environmental Safety International Inc. | privacy violation | 2021 | DOJ_CIVIL | $1,660,000 | ||
| Just In Time Tickets Inc. | consumer protection violation | 2021 | DOJ_CIVIL | $1,642,658 | ||
| Saint Francis Medical Center | Controlled Substances Act violation | 2021 | DEA | $1,624,957 | ||
| Central Coast Community Energy | utility administrative violation | 2021 | CA-PUC | $1,612,963 | ||
| Neoly Home Care LLC | wage and hour violation | 2021 | WHD | $1,612,833 | ||
| Golden Genesis, Inc. dba Nuplasma | investor protection violation | 2021 | MO-SEC | $1,610,904 | ||
| Christian Home Healthcare Corp. | wage and hour violation | 2021 | WHD | $1,600,000 | ||
| Z&Y Restaurant | wage and hour violation | 2021 | CA-LCO | $1,600,000 | ||
| Avant, LLC | consumer protection violation | 2021 | MA-AG | $1,600,000 | ||
| Convergent Outsourcing Inc. | consumer protection violation | 2021 | WA-AG | $1,600,000 | ||
| Neiman Marcus Group, LLC | Ares Management | private equity (including portfolio companies) | privacy violation | 2021 | private lawsuit-federal | $1,600,000 |
| San Jose State University | discriminatory practices (non-employment) | 2021 | DOJ_RIGHTS | $1,600,000 | ||
| Sunnyside Gold Corporation | environmental violation | 2021 | CO-AG | $1,600,000 | ||
| National Conference on Citizenship | telecommunications violation | 2021 | FCC | $1,590,000 | ||
| Crown Capital Securities, L.P. | investor protection violation | 2021 | SEC | $1,587,912 | ||
| Concert Specials Inc. | consumer protection violation | 2021 | DOJ_CIVIL | $1,565,527 | ||
| PT Bukit Muria Jaya | fraud | 2021 | DOJ_NATSEC | $1,561,570 | ||
| 3M Company | 3M Company | miscellaneous manufacturing | wage and hour violation | 2021 | private lawsuit-federal | $1,550,000 |
| Hertz Transportation Inc. | Hertz | miscellaneous services | wage and hour violation | 2021 | private lawsuit-federal | $1,550,000 |
| AIT Laboratories | HHS civil monetary penalties | 2021 | HHSOIG | $1,541,063 | ||
| INDIANAPOLIS POWER AND LIGHT COMPANY (AES INDIANA) | AES Corp. | utilities and power generation | environmental violation | 2021 | EPA | $1,525,000 |
| BNSF Railway Company | Berkshire Hathaway | diversified | environmental violation | 2021 | EPA | $1,513,750 |
| Fanatics, Inc. | tax violations | 2021 | NY-AG | $1,508,466 | ||
| Avnet Asia Pte. Ltd. | Avnet | wholesalers | economic sanction violation | 2021 | DOJ_NATSEC | $1,508,000 |
| The Gores Group | False Claims Act and related | 2021 | CA-AG | $1,500,000 | ||
| Wyndham Vacation Ownership, Inc. | Travel + Leisure Co. | hotels | wage and hour violation | 2021 | private lawsuit-federal | $1,500,000 |
| AT&T Mobility National Accounts LLC | AT&T | telecommunications | consumer protection violation | 2021 | DC-AG | $1,500,000 |
| Residential Mortgage Services, Inc. | privacy violation | 2021 | NY-DFS | $1,500,000 | ||
| GWFS Equities Inc. | anti-money-laundering deficiencies | 2021 | SEC | $1,500,000 | ||
| Tyson Foods, Inc. | Tyson Foods | food products | investor protection violation | 2021 | CFTC | $1,500,000 |
| Credit Suisse | UBS | financial services | investor protection violation | 2021 | CFTC | $1,500,000 |
| Central Hudson Gas & Electric Corp. | Fortis | utilities and power generation | consumer protection violation | 2021 | NY-DFS | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $1,500,000 |
| Bitfinex | investor protection violation | 2021 | CFTC | $1,500,000 | ||
| Societe Generale S.A. | Societe Generale | financial services | investor protection violation | 2021 | CFTC | $1,500,000 |
| National Gas & Electric, LLC | consumer protection violation | 2021 | IL-ICC | $1,500,000 | ||
| Central Hudson Gas & Electric Corporation | Fortis | utilities and power generation | utility service violation | 2021 | NY-PSC | $1,500,000 |
| RCM Technologies (USA), Inc. | wage and hour violation | 2021 | private lawsuit-federal | $1,500,000 | ||
| Apache Nitrogen | environmental violation | 2021 | EPA | $1,500,000 | ||
| Ace Dumpsters and Combs Trucking and Land Improvement | environmental violation | 2021 | OH-ENV | $1,490,000 | ||
| East Bay Community Energy | utility administrative violation | 2021 | CA-PUC | $1,486,034 | ||
| MSK Management, LLC | wage and hour violation | 2021 | private lawsuit-federal | $1,480,000 | ||
| Oscar Insurance Corporation | Oscar Health Inc. | financial services | insurance violation | 2021 | NY-DFS | $1,465,800 |
| Accordia Life and Annuity Company | KKR & Co. | private equity (including portfolio companies) | insurance violation | 2021 | TX-INS | $1,450,000 |
| Cameron International Corporation | Schlumberger | oilfield services and supplies | economic sanction violation | 2021 | OFAC | $1,423,766 |
| Payoneer Inc. | economic sanction violation | 2021 | OFAC | $1,400,301 | ||
| Genetworx Laboratories | False Claims Act and related | 2021 | USAO | $1,400,000 | ||
| Wellfleet Communications LLC | wage and hour violation | 2021 | WHD | $1,400,000 | ||
| Nidec Mobility Corporation | Nidec Group | miscellaneous manufacturing | price-fixing or anti-competitive practices | 2021 | private lawsuit-federal | $1,400,000 |
| SettleIt, Inc. | consumer protection violation | 2021 | CFPB | $1,396,000 | ||
| La Mina De Oro, Inc. et al. | wage and hour violation | 2021 | CA-LCO | $1,393,909 | ||
| Telophase Corporation | False Claims Act and related | 2021 | USAO | $1,389,509 | ||
| Campbell Oil | aviation safety violation | 2021 | FAA | $1,380,000 | ||
| Fidelity Resources, Incorporated | wage and hour violation | 2021 | private lawsuit-federal | $1,375,000 | ||
| CABOT OIL & GAS CORPORATION | Coterra Energy | oil and gas | federal leasing royalty violation | 2021 | ONRR | $1,345,275 |
| Westport Capital Markets, LLC | investor protection violation | 2021 | SEC | $1,320,761 | ||
| AE Wealth Management, LLC | investor protection violation | 2021 | AZ-CC | $1,309,400 | ||
| Petco Animal Supplies, Inc. | CVC Capital Partners | private equity (including portfolio companies) | wage and hour violation | 2021 | private lawsuit-federal | $1,300,000 |
| Perfect Point Corp. dba South Coast Gymnastics | wage and hour violation | 2021 | CA-LCO | $1,300,000 | ||
| New Britain Financial LLC | consumer protection violation | 2021 | IN-AG | $1,300,000 | ||
| UnitedHealthcare Group Inc. et al. | UnitedHealth Group | healthcare services | consumer protection violation | 2021 | NY-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $1,300,000 |
| Centaurus Financial, Inc. | investor protection violation | 2021 | SEC | $1,281,396 | ||
| American Advisors Group | consumer protection violation | 2021 | CFPB | $1,273,400 | ||
| Pay-O-Matic Check Cashing Corp. | wage and hour violation | 2021 | private lawsuit-federal | $1,257,750 | ||
| ATLANTIC COAST UTILITIES, LLC, ADVANCED UTILITIES, INCORPORATED | workplace safety or health violation | 2021 | OSHA | $1,256,092 | ||
| Bluewater Toxicology, LLC | False Claims Act and related | 2021 | USAO | $1,252,403 | ||
| Women's Health USA et al. | price-fixing or anti-competitive practices | 2021 | CT-AG | $1,252,401 | ||
| Women's Health USA et al. | price-fixing or anti-competitive practices | 2021 | CT-AG | $1,252,401 | ||
| Aetna Life Insurance Company | CVS Health | retailing | insurance violation | 2021 | NY-DFS | $1,250,439 |
| LendUp Loans, LLC | consumer protection violation | 2021 | CFPB | $1,250,000 | ||
| Aon Hewitt Health Market Insurance Solutions, Inc. | Aon | financial services | wage and hour violation | 2021 | private lawsuit-federal | $1,250,000 |
| Lifod Home Health Care LLC | False Claims Act and related | 2021 | MA-AG | $1,250,000 | ||
| U.S. Steel Corporation | United States Steel | metals | environmental violation | 2021 | IN-ENV | $1,250,000 |
| Omega Enterprises LLC and Pelfrey Investment Company Inc. | discriminatory practices (non-employment) | 2021 | DOJ_RIGHTS | $1,250,000 | ||
| Payward Ventures, Inc. d/b/a Kraken | investor protection violation | 2021 | CFTC | $1,250,000 | ||
| United States Oil Fund LP and United States Commodity Funds LLC | investor protection violation | 2021 | SEC | $1,250,000 | ||
| Colonial Family Practice, LLC | False Claims Act and related | 2021 | USAO | $1,250,000 | ||
| Southern New Hampshire University | consumer protection violation | 2021 | private lawsuit-federal | $1,250,000 | ||
| THE AUTO STORE LLC | workplace safety or health violation | 2021 | OSHA | $1,245,773 | ||
| Vital Home Health Care Inc. and Comfort Home Health Care Inc | wage and hour violation | 2021 | WHD | $1,218,320 | ||
| Wedbush Securities Inc. | Wedbush Securities | financial services | investor protection violation | 2021 | SEC | $1,207,000 |
| 1412 Lansdowne Operating and Catholic Facilities Operating | nursing home violation | 2021 | PA-AG | $1,204,325 | ||
| DME CONSTRUCTION ASSOCIATES INC. | workplace safety or health violation | 2021 | OSHA | $1,201,031 | ||
| Golden State Warriors | False Claims Act and related | 2021 | CA-OCA | $1,200,000 | ||
| CP Employer, Inc. | kickbacks and bribery | 2021 | USAO | $1,200,000 | ||
| Kandypens Inc. | consumer protection violation | 2021 | CA-LACA | $1,200,000 | ||
| Mr. David's Flooring International LLC | price-fixing or anti-competitive practices | 2021 | DOJ_ANTITRUST | $1,200,000 | ||
| Independent at Home | False Claims Act and related | 2021 | MA-AG | $1,200,000 |
